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Bank of New York Mellon Corp – ‘10-Q’ for 3/31/11 – ‘XML.R89’

On:  Monday, 5/9/11, at 4:32pm ET   ·   For:  3/31/11   ·   Accession #:  1193125-11-132389   ·   File #:  0-52710

Previous ‘10-Q’:  ‘10-Q’ on 11/8/10 for 9/30/10   ·   Next:  ‘10-Q’ on 8/8/11 for 6/30/11   ·   Latest:  ‘10-Q’ on 5/3/24 for 3/31/24   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/09/11  Bank of New York Mellon Corp      10-Q        3/31/11  136:36M                                    Donnelley … Solutions/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   2.70M 
 2: EX-10.1     Form of Executive Restricted Stock Unit Agreement   HTML     68K 
 3: EX-10.2     Form of Executive Stock Option Agreement            HTML     67K 
 4: EX-10.3     Amendment to Robert P. Kelly Letter Agreement       HTML     42K 
 5: EX-10.4     Terms of Employment for Curtis Y. Arledge           HTML     76K 
 6: EX-12.1     Computation of Ratio of Earnings to Fixed Charges   HTML     47K 
 7: EX-31.1     Section 302 CEO Certification                       HTML     44K 
 8: EX-31.2     Section 302 CFO Certification                       HTML     44K 
 9: EX-32.1     Section 906 CEO Certification                       HTML     38K 
10: EX-32.2     Section 906 CFO Certification                       HTML     38K 
103: XML         IDEA XML File -- Definitions and References          XML    372K  
123: XML         IDEA XML File -- Filing Summary                      XML    730K  
116: XML.R1      Document and Entity Information                      XML    130K  
117: XML.R2      Consolidated Income Statement                        XML   1.11M  
63: XML.R3      Consolidated Income Statement (Parenthetical)        XML    126K 
73: XML.R4      Consolidated Balance Sheet                           XML    743K 
100: XML.R5      Consolidated Balance Sheet (Parenthetical)           XML    178K  
95: XML.R6      Consolidated Statement of Cash Flows                 XML    773K 
130: XML.R7      Consolidated Statement of Changes in Equity          XML    657K  
34: XML.R8      Consolidated Statement of Changes in Equity          XML    100K 
                (Parenthetical)                                                  
94: XML.R9      Basis of presentation                                XML     64K 
28: XML.R10     Accounting changes and new accounting guidance       XML     61K 
27: XML.R11     Acquisitions                                         XML     62K 
62: XML.R12     Discontinued operations                              XML     59K 
110: XML.R13     Securities                                           XML    407K  
65: XML.R14     Loans and asset quality                              XML    491K 
69: XML.R15     Goodwill and intangible assets                       XML    158K 
88: XML.R16     Other assets                                         XML     88K 
135: XML.R17     Net interest revenue                                 XML     92K  
52: XML.R18     Employee benefit plans                               XML     80K 
17: XML.R19     Restructuring charges                                XML    119K 
72: XML.R20     Income taxes                                         XML     70K 
107: XML.R21     Securitizations and variable interest entities       XML    142K  
41: XML.R22     Fair value of financial instruments                  XML    139K 
101: XML.R23     Fair value measurement                               XML    780K  
70: XML.R24     Fair value option                                    XML     82K 
129: XML.R25     Derivative instruments                               XML    188K  
112: XML.R26     Commitments and contingent liabilities               XML    126K  
77: XML.R27     Review of businesses                                 XML    148K 
89: XML.R28     Supplemental information to the Consolidated         XML     65K 
                Statement of Cash Flows                                          
26: XML.R29     Accounting changes and new accounting guidance       XML    136K 
                (Policies)                                                       
31: XML.R30     Securities (Tables)                                  XML    445K 
44: XML.R31     Loans and asset quality (Tables)                     XML    531K 
57: XML.R32     Goodwill and intangible assets (Tables)              XML    176K 
87: XML.R33     Other assets (Tables)                                XML     94K 
111: XML.R34     Net interest revenue (Tables)                        XML     91K  
21: XML.R35     Employee benefit plans (Tables)                      XML     79K 
35: XML.R36     Restructuring charges (Tables)                       XML    124K 
119: XML.R37     Income taxes (Tables)                                XML     68K  
128: XML.R38     Securitizations and variable interest entities       XML    195K  
                (Tables)                                                         
79: XML.R39     Fair value of financial instruments (Tables)         XML    139K 
132: XML.R40     Fair value measurement (Tables)                      XML    773K  
36: XML.R41     Fair value option (Tables)                           XML     90K 
134: XML.R42     Derivative instruments (Tables)                      XML    204K  
46: XML.R43     Commitments and contingent liabilities (Tables)      XML    115K 
18: XML.R44     Review of businesses (Tables)                        XML    127K 
45: XML.R45     Supplemental information to the Consolidated         XML     64K 
                Statement of Cash Flows (Tables)                                 
106: XML.R46     Acquisitions - Additional Information (Detail)       XML    437K  
127: XML.R47     Discontinued Operations - Additional Information     XML     73K  
                (Detail)                                                         
67: XML.R48     Amortized Cost and Fair Values of Securities         XML   2.05M 
                (Detail)                                                         
48: XML.R49     Amortized Cost and Fair Values of Securities         XML    219K 
                (Parenthetical) (Detail)                                         
86: XML.R50     Amortized Cost and Fair Values of Securities by      XML    407K 
                Contractual Maturity (Detail)                                    
24: XML.R51     Realized Gross Gains, Realized Gross Losses and      XML    125K 
                Recognized Gross Impairments on Securities                       
                (Detail)                                                         
92: XML.R52     Aggregate Fair Value of Investments with a           XML   1.95M 
                Continuous Unrealized Loss Position (Detail)                     
50: XML.R53     Projected Weighted-Average Default Rates and Loss    XML    216K 
                Severities (Detail)                                              
33: XML.R54     Securities - Additional Information (Detail)         XML    185K 
126: XML.R55     Pre-Tax Securities Gains (Losses) by Type (Detail)   XML    320K  
121: XML.R56     Debt Securities Credit Losses Rollforward Recorded   XML    116K  
                In Earnings (Detail)                                             
61: XML.R57     Details of our Loan Distribution and Industry        XML    644K 
                Concentrations of Credit Risk (Detail)                           
40: XML.R58     Details of our Loan Distribution and Industry        XML     71K 
                Concentrations of Credit Risk (Parenthetical)                    
                (Detail)                                                         
114: XML.R59     Allowance for Credit Losses Activity (Detail)        XML   1.30M  
30: XML.R60     Allowance for Credit Losses Activity                 XML    301K 
                (Parenthetical) (Detail)                                         
96: XML.R61     Nonperforming Assets and Impaired Loans (Detail)     XML    373K 
93: XML.R62     Nonperforming Assets and Impaired Loans              XML     75K 
                (Parenthetical) (Detail)                                         
120: XML.R63     Lost Interest (Detail)                               XML    103K  
115: XML.R64     Information About our Impaired Loans (Detail)        XML   1.14M  
131: XML.R65     Information About our Impaired Loans                 XML    378K  
                (Parenthetical) (Detail)                                         
38: XML.R66     Information About our Past Due Loans (Detail)        XML    655K 
60: XML.R67     Credit Quality Indicators - Commercial Portfolio     XML    485K 
                Credit Risk Profile by Creditworthiness Category                 
                (Detail)                                                         
84: XML.R68     Credit Quality Indicators - Wealth Management        XML    259K 
                Loans and Mortgages - Credit Risk Profile by                     
                Internally Assigned Grade (Detail)                               
71: XML.R69     Loans and Asset Quality - Additional Information     XML    683K 
                (Detail)                                                         
85: XML.R70     Goodwill by Business Segment (Detail)                XML    259K 
133: XML.R71     Goodwill and Intangible Assets - Additional          XML    103K  
                Information (Detail)                                             
39: XML.R72     Intangible Assets by Business Segment (Detail)       XML    449K 
47: XML.R73     Intangible Assets (Detail)                           XML    789K 
43: XML.R74     Estimated Annual Amortization Expense (Detail)       XML     92K 
81: XML.R75     Other Assets (Detail)                                XML    184K 
91: XML.R76     Other Assets (Parenthetical) (Detail)                XML     79K 
76: XML.R77     Seed Capital And Private Equity Investments Valued   XML    158K 
                Using NAV (Detail)                                               
68: XML.R78     Net Interest Revenue (Detail)                        XML    311K 
37: XML.R79     Net Periodic Benefit Cost (Credit) (Detail)          XML    294K 
19: XML.R80     Restructuring Charge - Additional Information        XML    239K 
                (Detail)                                                         
82: XML.R81     Activity in Restructuring Reserve (Detail)           XML    518K 
59: XML.R82     Restructuring Charges by Business Segment (Detail)   XML    429K 
75: XML.R83     Reconciliation of Statutory Federal Income Tax       XML    133K 
                Rate to Effective Income Tax Rate (Detail)                       
105: XML.R84     Income Taxes - Additional information (Detail)       XML    118K  
99: XML.R85     Incremental Assets and Liabilities of VIEs           XML    390K 
                Included in Consolidated Financial Statements                    
                (Detail)                                                         
54: XML.R86     Non-consolidated VIEs (Detail)                       XML    212K 
109: XML.R87     Financial Statement Items Related to                 XML    281K  
                Non-Consolidated VIEs Provided Credit Support                    
                Agreements (Detail)                                              
97: XML.R88     Consolidated Credit Supported VIEs (Detail)          XML    257K 
42: XML.R89     Securitizations and Variable Interest Entities -     XML     59K 
                Additional Information (Detail)                                  
66: XML.R90     Fair Value of Financial Instruments - Additional     XML     89K 
                Information (Detail)                                             
98: XML.R91     Carrying Amount And Fair Value of Financial          XML    738K 
                Instruments (Detail)                                             
51: XML.R92     Summary of Carrying Amount of Hedged Financial       XML    319K 
                Instruments, Related Notional Amount of the Hedge                
                And Estimated Fair Value of Derivatives (Detail)                 
113: XML.R93     Fair Value Measurement - Additional Information      XML     86K  
                (Detail)                                                         
56: XML.R94     Assets and Liabilities Measured at Fair Value on a   XML   4.98M 
                Recurring Basis (Detail)                                         
104: XML.R95     Details Of Certain Items Measured At Fair Value On   XML   8.10M  
                A Recurring Basis (Detail)                                       
83: XML.R96     Fair Value Measurements Using Significant            XML   1.43M 
                Unobservable Inputs (Detail)                                     
20: XML.R97     Assets Measured at Fair Value on a Nonrecurring      XML    386K 
                Basis (Detail)                                                   
55: XML.R98     Assets Measured at Fair Value on a Nonrecurring      XML     87K 
                Basis (Parenthetical) (Detail)                                   
108: XML.R99     Fair Value Option of Consolidated Investment         XML    198K  
                Management Funds at Fair Value (Detail)                          
32: XML.R100    Fair Value Option - Additional Information           XML    165K 
                (Detail)                                                         
78: XML.R101    Fair Value Option - Changes in Fair Value Included   XML     72K 
                in Foreign Exchange and Other Trading Activities                 
                (Detail)                                                         
90: XML.R102    Derivative Instruments - Additional Information      XML    998K 
                (Detail)                                                         
118: XML.R103    Ineffectiveness Related to Derivatives and Hedging   XML    340K  
                Relationships Recorded in Income (Detail)                        
136: XML.R104    Impact of Derivative Instruments on the Balance      XML    551K  
                Sheet (Detail)                                                   
49: XML.R105    Impact of Derivative Instruments on the Balance      XML     88K 
                Sheet (Parenthetical) (Detail)                                   
22: XML.R106    Impact of Derivative Instruments on the Income       XML    427K 
                Statement (Detail)                                               
53: XML.R107    Revenue from Foreign Exchange and Other Trading      XML    317K 
                Activities (Detail)                                              
58: XML.R108    Fair Value of Derivative Contracts Falling Under     XML    130K 
                Close-Out Agreements that were in a Net Liability                
                Position (Detail)                                                
29: XML.R109    Off-Balance Sheet Risks Significant Industry         XML    574K 
                Concentrations (Detail)                                          
125: XML.R110    Summary of Off-Balance Sheet Credit Transactions,    XML    262K  
                Net of Participations (Detail)                                   
122: XML.R111    Summary of Off-Balance Sheet Credit Transactions,    XML    135K  
                Net of Participations (Parenthetical) (Detail)                   
23: XML.R112    Commitments and Contingent Liabilities -             XML    477K 
                Additional Information (Detail)                                  
64: XML.R113    Standby Letters of Credits (SBLCs) by Investment     XML    144K 
                Grade (Detail)                                                   
74: XML.R114    Contribution of Segments to Overall Profitability    XML    569K 
                (Detail)                                                         
102: XML.R115    Contribution of Segments to Overall Profitability    XML    209K  
                (Parenthetical) (Detail)                                         
25: XML.R116    Noncash Investing and Financing Transactions that,   XML    106K 
                appropriately, are not Reflected in the                          
                Consolidated Statement of Cash Flows (Detail)                    
124: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   4.89M  
11: EX-101.INS  XBRL Instance -- bk-20110331                         XML   8.45M 
13: EX-101.CAL  XBRL Calculations -- bk-20110331_cal                 XML    480K 
14: EX-101.DEF  XBRL Definitions -- bk-20110331_def                  XML   2.03M 
15: EX-101.LAB  XBRL Labels -- bk-20110331_lab                       XML   2.03M 
16: EX-101.PRE  XBRL Presentations -- bk-20110331_pre                XML   2.13M 
12: EX-101.SCH  XBRL Schema -- bk-20110331                           XSD    494K 
80: ZIP         XBRL Zipped Folder -- 0001193125-11-132389-xbrl      Zip    417K

‘XML.R89’   —   Securitizations and Variable Interest Entities – Additional Information (Detail)

This Financial Report is an XBRL XML File.

                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<InstanceReport xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:xsd="http://www.w3.org/2001/XMLSchema">
<Version> 2.2.0.25 </Version>
<hasSegments> true </hasSegments>
<hasScenarios> false </hasScenarios>
<ReportLongName> 1090 - Disclosure - Securitizations and Variable Interest Entities - Additional Information (Detail) </ReportLongName>
<DisplayLabelColumn> true </DisplayLabelColumn>
<ShowElementNames> false </ShowElementNames>
<RoundingOption> In Millions </RoundingOption>
<HasEmbeddedReports> false </HasEmbeddedReports>
<Columns>
<Column>
<Id> 1 </Id>
<IsAbstractGroupTitle> false </IsAbstractGroupTitle>
<LabelColumn> false </LabelColumn>
<CurrencyCode> USD </CurrencyCode>
<FootnoteIndexer/>
<hasSegments> true </hasSegments>
<hasScenarios> false </hasScenarios>
<MCU>
<KeyName> {us-gaap_InvestmentSecondaryCategorizationAxis} : Credit Supported 3/31/2011 USD ($) </KeyName>
<CurrencySymbol> $ </CurrencySymbol>
<contextRef>
<ContextID> eol_PE736081--1110-Q0006_STD_0_20110331_0_406121x424464 </ContextID>
<EntitySchema> http://www.sec.gov/CIK </EntitySchema>
<EntityValue> 0001390777 </EntityValue>
<PeriodDisplayName/>
<PeriodType> instant </PeriodType>
<PeriodStartDate> 2011-03-31T00:00:00 </PeriodStartDate>
<PeriodEndDate> 0001-01-01T00:00:00 </PeriodEndDate>
<Segments>
<anyType xsi:type="Segment">
<IsDefaultForEntity> false </IsDefaultForEntity>
<Name/>
<IsFromEntityGroup> false </IsFromEntityGroup>
<ValueName> Credit Supported </ValueName>
<ValueType> us-gaap_InvestmentSecondaryCategorizationAxis </ValueType>
<Namespace> xbrldi </Namespace>
<Schema> http://xbrl.org/2006/xbrldi </Schema>
<DimensionInfo>
<Id> bk_CreditSupportedMember </Id>
<dimensionId> us-gaap_InvestmentSecondaryCategorizationAxis </dimensionId>
<type> explicitMember </type>
</DimensionInfo>
</anyType>
</Segments>
<Scenarios/>
</contextRef>
<UPS>
<UnitProperty>
<UnitID> iso4217_USD </UnitID>
<UnitType> Standard </UnitType>
<StandardMeasure>
<MeasureSchema> http://www.xbrl.org/2003/iso4217 </MeasureSchema>
<MeasureValue> USD </MeasureValue>
<MeasureNamespace> iso4217 </MeasureNamespace>
</StandardMeasure>
<Scale> 0 </Scale>
</UnitProperty>
</UPS>
<CurrencyCode> USD </CurrencyCode>
<OriginalCurrencyCode> USD </OriginalCurrencyCode>
</MCU>
<CurrencySymbol> $ </CurrencySymbol>
<Labels>
<Label Id="1" Label="Mar. 31, 2011"/>
</Labels>
</Column>
</Columns>
<Rows>
<Row>
<Id> 2 </Id>
<IsAbstractGroupTitle> true </IsAbstractGroupTitle>
<Level> 0 </Level>
<ElementName> us-gaap_VariableInterestLineItems </ElementName>
<ElementPrefix> us-gaap </ElementPrefix>
<IsBaseElement> true </IsBaseElement>
<BalanceType> na </BalanceType>
<PeriodType> duration </PeriodType>
<ShortDefinition> No definition available. </ShortDefinition>
<IsReportTitle> false </IsReportTitle>
<IsSegmentTitle> false </IsSegmentTitle>
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<IsCalendarTitle> false </IsCalendarTitle>
<IsTuple> false </IsTuple>
<IsEquityPrevioslyReportedAsRow> false </IsEquityPrevioslyReportedAsRow>
<IsEquityAdjustmentRow> false </IsEquityAdjustmentRow>
<IsBeginningBalance> false </IsBeginningBalance>
<IsEndingBalance> false </IsEndingBalance>
<IsReverseSign> false </IsReverseSign>
<PreferredLabelRole/>
<FootnoteIndexer/>
<Cells>
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<Id> 1 </Id>
<IsNumeric> false </IsNumeric>
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<RoundedNumericAmount> 0 </RoundedNumericAmount>
<NonNumbericText/>
<NonNumericTextHeader/>
<FootnoteIndexer/>
<CurrencyCode/>
<CurrencySymbol/>
<IsIndependantCurrency> false </IsIndependantCurrency>
<ShowCurrencySymbol> false </ShowCurrencySymbol>
<DisplayDateInUSFormat> false </DisplayDateInUSFormat>
<hasSegments> false </hasSegments>
<hasScenarios> false </hasScenarios>
</Cell>
</Cells>
<OriginalInstanceReportColumns/>
<Unit> Other </Unit>
<ElementDataType> xbrli:stringItemType </ElementDataType>
<SimpleDataType> string </SimpleDataType>
<ElementDefenition> Line items represent financial concepts included in a table. These concepts are used to disclose reportable information associated with domain members defined in one or many axes to the table. </ElementDefenition>
<IsTotalLabel> false </IsTotalLabel>
<IsEPS> false </IsEPS>
<Label> Variable Interest [Line Items] </Label>
</Row>
<Row>
<Id> 3 </Id>
<IsAbstractGroupTitle> false </IsAbstractGroupTitle>
<Level> 0 </Level>
<ElementName> us-gaap_VariableInterestCarryingAmountLiabilities </ElementName>
<ElementPrefix> us-gaap </ElementPrefix>
<IsBaseElement> true </IsBaseElement>
<BalanceType> credit </BalanceType>
<PeriodType> instant </PeriodType>
<ShortDefinition> No definition available. </ShortDefinition>
<IsReportTitle> false </IsReportTitle>
<IsSegmentTitle> false </IsSegmentTitle>
<IsSubReportEnd> false </IsSubReportEnd>
<IsCalendarTitle> false </IsCalendarTitle>
<IsTuple> false </IsTuple>
<IsEquityPrevioslyReportedAsRow> false </IsEquityPrevioslyReportedAsRow>
<IsEquityAdjustmentRow> false </IsEquityAdjustmentRow>
<IsBeginningBalance> false </IsBeginningBalance>
<IsEndingBalance> false </IsEndingBalance>
<IsReverseSign> false </IsReverseSign>
<PreferredLabelRole/>
<FootnoteIndexer/>
<Cells>
<Cell>
<Id> 1 </Id>
<IsNumeric> true </IsNumeric>
<IsRatio> false </IsRatio>
<DisplayZeroAsNone> false </DisplayZeroAsNone>
<NumericAmount> 121000000 </NumericAmount>
<RoundedNumericAmount> 121 </RoundedNumericAmount>
<NonNumbericText/>
<NonNumericTextHeader/>
<FootnoteIndexer/>
<CurrencyCode/>
<CurrencySymbol/>
<IsIndependantCurrency> false </IsIndependantCurrency>
<ShowCurrencySymbol> true </ShowCurrencySymbol>
<DisplayDateInUSFormat> false </DisplayDateInUSFormat>
<hasSegments> false </hasSegments>
<hasScenarios> false </hasScenarios>
</Cell>
</Cells>
<OriginalInstanceReportColumns/>
<Unit> Monetary </Unit>
<ElementDataType> xbrli:monetaryItemType </ElementDataType>
<SimpleDataType> monetary </SimpleDataType>
<ElementDefenition> Quantifies the net carrying amount of the entity's liabilities. </ElementDefenition>
<ElementReferences> Reference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher FASB -Name FASB Staff Position (FSP) -Number FAS140-4 and FIN46(R)-8 -Paragraph C6 -Subparagraph c </ElementReferences>
<IsTotalLabel> false </IsTotalLabel>
<IsEPS> false </IsEPS>
<Label> Liabilities related to VIEs for which credit support agreements were provided </Label>
</Row>
</Rows>
<Footnotes/>
<NumberOfCols> 1 </NumberOfCols>
<NumberOfRows> 2 </NumberOfRows>
<ReportName> Securitizations and Variable Interest Entities - Additional Information (Detail) (Credit Supported, USD $) </ReportName>
<MonetaryRoundingLevel> Millions </MonetaryRoundingLevel>
<SharesRoundingLevel> UnKnown </SharesRoundingLevel>
<PerShareRoundingLevel> UnKnown </PerShareRoundingLevel>
<ExchangeRateRoundingLevel> UnKnown </ExchangeRateRoundingLevel>
<HasCustomUnits> false </HasCustomUnits>
<SharesShouldBeRounded> true </SharesShouldBeRounded>
</InstanceReport>

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/25/22  Bank of New York Mellon Corp.     10-K       12/31/21  183:46M
 2/25/21  Bank of New York Mellon Corp.     10-K       12/31/20  185:44M
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Filing Submission 0001193125-11-132389   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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