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OFS Capital Corp – ‘N-54A’ on 11/7/12

On:  Wednesday, 11/7/12, at 12:44pm ET   ·   Accession #:  1193125-12-456696   ·   File #:  814-00813

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/07/12  OFS Capital Corp                  N-54A                  1:11K                                    RR Donnelley/FA

Notice of Election by a Business Development Company   —   Form N-54A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-54A       Notice of Election by a Business Development        HTML     11K 
                          Company                                                


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form N-54A  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-54A

NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55

THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED

PURSUANT TO SECTION 54(a) OF THE ACT

The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisions of section 54(a) of the Investment Company Act of 1940 (the “Act”), to be subject to the provisions of sections 55 through 65 of the Act and, in connection with such notification of election, submits the following information:

 

Name:

   OFS Capital Corporation

Address of Principal Business Office:

  

2850 West Golf Road, 5th Floor

Rolling Meadow, Illinois 60008

Telephone Number:

   (847) 734-2060

Name and address of agent for service of process:

  

Corporation Trust Company

Corporation Trust Center

1209 Orange Street

Wilmington, Delaware 19801

Check one of the following:

 

x The company has filed a registration statement for a class of equity securities pursuant to section 12 of the Securities Exchange Act of 1934. Give the file number of the registration statement or, if the file number is unknown or has not yet been assigned, give the date on which the registration statement was filed: 001-35728

 

¨ The company is relying on rule 12g-2 under the Securities Exchange Act of 1934 in lieu of filing a registration statement for a class of equity securities under that Act.

The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of the company:                                                              

The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of any subsidiary of the company:                                          

The undersigned company certifies that it is a closed-end company organized under the laws of Delaware and with its principal place of business in Illinois; that it will be operated for the purpose of making investments in securities described in section 55(a)(1) through (3) of the Investment Company Act of 1940; and that it will make available significant managerial assistance with respect to issuers of such securities to the extent required by the Act.

 

 

 


Pursuant to the requirements of the Act, the undersigned company has caused this notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 to be duly signed on its behalf in the City of Rolling Meadows and State of Illinois on the 7th day of November, 2012.

 

OFS Capital Corporation
/s/ Glenn R. Pittson
Name: Glenn R. Pittson
Title: Chief Executive Officer

 

Attest:   /s/ Robert S. Palmer
  Name: Robert S. Palmer
  Title: Chief Financial Officer
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Filing Submission 0001193125-12-456696   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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