SEC Info - Codexis Inc - ‘10-Q’ for 6/30/12

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Codexis Inc – ‘10-Q’ for 6/30/12 – EX-4.1

On: Thursday, 8/9/12, at 3:35pm ET · For: 6/30/12 · Accession #: 1193125-12-347356 · File #: 1-34705

Previous ‘10-Q’: ‘10-Q’ on 5/10/12 for 3/31/12 · Next: ‘10-Q/A’ on 9/10/12 for 6/30/12 · Latest: ‘10-Q’ on 5/2/24 for 3/31/24 · 12 References:

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/09/12  Codexis Inc                       10-Q        6/30/12    9:1.1M                                   RR Donnelley/FA

Quarterly Report — Form 10-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    607K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML      6K 
 3: EX-10.1     Material Contract                                   HTML     15K 
 4: EX-10.2     Material Contract                                   HTML     88K 
 5: EX-10.3     Material Contract                                   HTML     65K 
 6: EX-10.4     Material Contract                                   HTML     56K 
 7: EX-31.1     Certification per Sarbanes-Oxley Act (Section 302)  HTML     14K 
 8: EX-31.2     Certification per Sarbanes-Oxley Act (Section 302)  HTML     14K 
 9: EX-32.1     Certification per Sarbanes-Oxley Act (Section 906)  HTML      9K

EX-4.1 — Instrument Defining the Rights of Security Holders

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

EX-4.1

Exhibit 4.1

LOGO

NUMBER CDXS SHARES CODEXIS® INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE THIS CERTIFICATE IS TRANSFERABLE SEE REVERSE SIDE IN SOUTH SAIN T PAUL, MN. FOR CERTAIN DEFINITIONS CUSIP 192005 10 6 THIS CERTIFIES THAT is the owner of FULLY PAID AND NON-ASSESSABLE COMMON SHARES, $0.0001 PAR VALUE, OF CODEXIS, INC. transferable on the books of the Corporation by the holder hereof in person or by Attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned COMMON and registered by the Transfer Agent and Registrar. IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers. Dated: SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY PRESIDENT & CHIEFEXECUTIVE OFFICER COUNTERSIGNED AND REGISTERED: WELLS FARGO BANK, N A. . TRANSFER AGENT AND REGISTRAR BY AUTHORIZED SIGNATURE AMERICAN FINANCIAL PRINTING INCORPORAT ED – MINNEAPOLIS

12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/24  Codexis, Inc.                     10-Q        3/31/24   76:5.8M
 2/28/24  Codexis, Inc.                     10-K       12/31/23  121:13M
 8/03/23  Codexis, Inc.                     S-8         8/03/23    4:98K                                    Donnelley … Solutions/FA
 8/03/23  Codexis, Inc.                     S-8         8/03/23    4:99K                                    Donnelley … Solutions/FA
 5/04/23  Codexis, Inc.                     POS EX      5/04/23    2:44K                                    Donnelley … Solutions/FA
 2/28/23  Codexis, Inc.                     POS AM                 3:447K                                   Donnelley … Solutions/FA
 2/27/23  Codexis, Inc.                     10-K       12/31/22  121:15M
 2/27/23  Codexis, Inc.                     POSASR      2/27/23    4:507K                                   Donnelley … Solutions/FA
 1/09/23  Codexis, Inc.                     S-8         1/09/23    7:328K                                   Donnelley … Solutions/FA
 2/28/22  Codexis, Inc.                     10-K       12/31/21  111:16M
 5/07/21  Codexis, Inc.                     S-3ASR      5/07/21    4:636K                                   Donnelley … Solutions/FA
 3/01/21  Codexis, Inc.                     10-K       12/31/20  110:14M

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