SEC Info - UBS Preferred Funding Co LLC IV, et al. - ‘F-3ASR’ on 11/14/14

UBS Preferred Funding Co LLC IV, et al. – ‘F-3ASR’ on 11/14/14 – EX-25.1

On: Friday, 11/14/14, at 4:04pm ET · Effective: 11/14/14 · Accession #: 1193125-14-413201 · File #s: 333-200212, -01, -02, -03, -04, -05

As Of Filer Filing For·On·As Docs:Size Issuer Agent 11/14/14 UBS Preferred Funding Co LLC IV F-3ASR 11/14/14 15:1.7M RR Donnelley/FA UBS Preferred Funding Trust V UBS Preferred Funding Trust IV UBS Americas Inc UBS AG UBS Preferred Funding Co LLC V

Document/Exhibit Description Pages Size 1: F-3ASR Automatic Shelf Registration Statement for HTML 978K Securities of a Well-Known Seasoned Foreign Private Issuer 2: EX-5.1 Opinion of Sullivan & Cromwell LLP HTML 19K 3: EX-5.2 Opinion of Homburger Ag HTML 35K 4: EX-8.1 Opinion of Sullivan & Cromwell LLP HTML 14K 5: EX-8.2 Opinion of Homburger Ag HTML 26K 6: EX-23.5 Consent of Ernst & Young Ltd. HTML 10K 7: EX-24.1 Power of Attorney for Ubs Ag HTML 22K 8: EX-24.2 Power of Attorney for Ubs Americas Inc. HTML 15K 9: EX-25.1 Stmt of Eligibility of Debt Trustee for Ubs Ag HTML 47K 10: EX-25.2 Stmt of Eligibility of of Warrant Trustee for Ubs HTML 47K Ag 11: EX-25.3 Stmt of Eligibility of Trustee for Ubs Preferred HTML 67K Funding Trust Iv 12: EX-25.4 Stmt of Eligibility for Ubs Preferred Funding HTML 67K Trust V 13: EX-25.5 Stmt of Eligibility of Guarantee Trustee for Ubs HTML 67K Preferred Funding Comp. LLC Iv 14: EX-25.6 Stmt of Eligibility of Guarantee Trustee for Ubs HTML 67K Preferred Funding Comp. LLC V 15: EX-25.7 Stmt of Eligibility of Trustee for Ubs Americas HTML 42K Inc.



Exhibit 1.		A copy of the Articles of Association of the Trustee now in effect, incorporated herein by reference to Exhibit 1 of Form T-1, Document 6 of Registration No. 333-84320.

Exhibit 2.		A copy of the certificate of authority of the Trustee to commence business, incorporated herein by reference to Exhibit 2 of Form T-1, Document 6 of Registration No. 333-84320.

Exhibit 3.		A copy of the certificate of authority of the Trustee to exercise corporate trust powers, incorporated herein by reference to Exhibit 3 of Form T-1, Document 6 of Registration No. 333-84320.

Exhibit 4.		A copy of the existing bylaws of the Trustee, as now in effect, incorporated herein by reference to Exhibit 4 of Form T-1, Document 6 of Registration No. 333-113995.

Exhibit 5.		Not applicable.

Exhibit 6.		The consent of the Trustee required by Section 321(b) of the Trust Indenture Act of 1939, incorporated herein by reference to Exhibit 6 of Form T-1, Document 6 of Registration No. 333-84320.

Exhibit 7.		Report of Condition of the Trustee as of June 30, 2014, published pursuant to law or the requirements of its supervising or examining authority, attached as Exhibit 7.

Exhibit 8.		Not applicable.

Exhibit 9.		Not applicable.

Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S. BANK TRUST NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility and qualification to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of New York, State of New York on the 24th day of October, 2014.

This ‘F-3ASR’ Filing

Date

Other Filings

Filed on / Effective on:

11/14/14

424B2, 424B3, 425, 6-K, FWP, SC 14D9/A, SC TO-T/A

6/30/14

11-K, 13F-HR, 424B2, 424B3, 6-K, FWP

List all Filings


300 East Delaware Avenue, 8^th Floor
Wilmington, Delaware		19801
(Address of principal executive offices)		(Zip Code)


Switzerland		98-0186363
(State or other jurisdiction of incorporation or organization)		(I. R. S. Employer Identification No.)

Bahnhofstrasse 45, CH-8001 Zurich, Switzerland and
Aeschenvorstadt 1, CH-4051 Basel, Switzerland
(Address of principal executive offices)		(Zip Code)


U.S. BANK TRUST NATIONAL ASSOCIATION

By:		/s/ *Caroline H. Lee*
Name:		Caroline H. Lee
Title:		Assistant Vice President


ASSETS
1. Cash and balances due from depository institutions (from Schedule RC-A):
a. Noninterest-bearing balances and currency and coin (1)		10,509
b. Interest-bearing balances (2)		539,700
2. Securities:
a. Held-to-maturity securities (from Schedule RC-B, column A)		0
b. Available-for-sale securities (from Schedule RC-B, column D)		0
3. Federal funds sold and securities purchased under agreements to resell:
a. Federal funds sold		0
b. Securities purchased under agreements to resell (3)		0
4. Loans and lease financing receivables (from Schedule RC-C):
a. Loans and leases held for sale		0
b. Loans and leases, net of unearned income	0
c. LESS: Allowance for loan and lease losses	0
d. Loans and leases, net of unearned income and allowance (item 4.b minus 4.c)		0
5. Trading assets (from Schedule RC-D)		0
6. Premises and fixed assets (including capitalized leases)		5
7. Other real estate owned (from Schedule RC-M)		0
8. Investments in unconsolidated subsidiaries and associated companies		0
9. Direct and indirect investments in real estate ventures		0
10. Intangible assets:
a. Goodwill		16,000
b. Other intangible assets (from Schedule RC-M)		865
11. Other assets (from Schedule RC-F)		16,609

12. Total assets (sum of items 1 through 11)		583,688

(1) Includes cash items in process of collection and unposted debits.
(2) Includes time certificates of deposit not held for trading.
(3) Includes all securities resale agreements, regardless of maturity.

LIABILITIES
13. Deposits:
a. In domestic offices (sum of totals of columns A and C from Schedule RC-E, part I)		0
(1) Noninterest-bearing (1)	0
(2) Interest-bearing	0
b. Not applicable
14. Federal funds purchased and securities sold under agreements to repurchase:
a. Federal funds purchased (2)		0
b. Securities sold under agreements to repurchase (3)		0
15. Trading liabilities (from Schedule RC-D)		0
16. Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases) (from Schedule RC-M)		0
17. and 18. Not applicable
19. Subordinated notes and debentures (4)		0
20. Other liabilities (from Schedule RC-G)		12,906

21. Total liabilities (sum of items 13 through 20)		12,906

22. Not applicable

EQUITY CAPITAL
Bank Equity Capital
23. Perpetual preferred stock and related surplus		0
24. Common stock		1,000
25. Surplus (excludes all surplus related to preferred stock)		466,570
26. a. Retained earnings		103,212
b. Accumulated other comprehensive income (5)		0
c. Other equity capital components (6)		0

27. a. Total bank equity capital (sum of items 23 through 26.c)		570,782

b. Noncontrolling (minority) interests in consolidated subsidiaries		0

28. Total equity capital (sum of items 27.a and 27.b)		570,782

29. Total liabilities and equity capital (sum of items 21 and 28)		583,688

UBS Preferred Funding Co LLC IV, et al. – ‘F-3ASR’ on 11/14/14 – EX-25.1

On: Friday, 11/14/14, at 4:04pm ET · Effective: 11/14/14 · Accession #: 1193125-14-413201 · File #s: 333-200212, -01, -02, -03, -04, -05

Previous ‘F-3ASR’: ‘F-3ASR’ on 1/11/12 · Next & Latest: ‘F-3ASR’ on 6/12/15

Automatic Shelf Registration Statement for Securities of a Well-Known Seasoned Foreign Private Issuer — Form F-3
Filing Table of Contents

EX-25.1 — Stmt of Eligibility of Debt Trustee for Ubs Ag

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

UBS Preferred Funding Co LLC IV, et al. – ‘F-3ASR’ on 11/14/14 – EX-25.1

On: Friday, 11/14/14, at 4:04pm ET · Effective: 11/14/14 · Accession #: 1193125-14-413201 · File #s: 333-200212, -01, -02, -03, -04, -05

Previous ‘F-3ASR’: ‘F-3ASR’ on 1/11/12 · Next & Latest: ‘F-3ASR’ on 6/12/15

Automatic Shelf Registration Statement for Securities of a Well-Known Seasoned Foreign Private Issuer — Form F-3Filing Table of Contents

EX-25.1 — Stmt of Eligibility of Debt Trustee for Ubs Ag

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Automatic Shelf Registration Statement for Securities of a Well-Known Seasoned Foreign Private Issuer — Form F-3
Filing Table of Contents