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Lattice Strategies Trust, et al. – ‘N-1A’ on 10/1/14 – ‘COVER’

On:  Wednesday, 10/1/14, at 2:07pm ET   ·   Private-to-Public:  Document  –  Release Delayed to:  3/16/15   ·   Accession #:  1193125-14-360527   ·   File #s:  811-23002, 333-199089

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/01/14  Lattice Strategies Trust          N-1A¶                  2:581K                                   Donnelley … Solutions/FAHartford Multifactor Developed Markets (ex-US) ETF New Fund/Series! RODM New Class/Contract!Hartford Multifactor Emerging Markets ETF New Fund/Series! ROAM New Class/Contract!Hartford Multifactor REIT ETF New Fund/Series! RORE New Class/Contract!Hartford Multifactor Small Cap ETF New Fund/Series! ROSC New Class/Contract!Hartford Multifactor US Equity ETF New Fund/Series! ROUS New Class/Contract!

Registration Statement by an Open-End Management Investment Company   —   Form N-1A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-1A        Lattice Strategies Trust                            HTML    457K 
 2: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      7K 


Delayed-Release ‘COVER’   —   Comment-Response or Cover Letter to the SEC


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  SEC Cover Letter  
     

LOGO

 

575 Madison Avenue

New York, NY 10022-2585

212.940.8800 tel

212.940.8776 fax

www.kattenlaw.com

 

KATHLEEN H. MORIARTY

kathleen.moriarty@kattenlaw.com

(212) 940-6304 direct

(212) 894-5504 fax

October 1, 2014

VIA EDGAR

Securities and Exchange Commission

Washington, D.C. 20549

 

Re: Form N-1A Filing for Lattice Strategies Trust

Registration No.: 811-23002

Dear Sir or Madam:

On behalf of our client, Lattice Strategies Trust (“Trust”), filed with this correspondence is a registration statement on Form N-1A concerning the registration of the Trust and the shares of the Lattice International Equity Strategy ETF, Lattice Emerging Markets Strategy ETF, Lattice Real Estate Strategy ETF, Lattice U.S. Large Cap Equity Strategy ETF and Lattice U.S. Small Cap Equity Strategy ETF, which are the initial series of the Trust (“Funds”), under the Securities Act of 1933 and the Investment Company Act of 1940 (“1940 Act”).

Prior to this registration, the Trust filed a related notification of registration on Form N-8A pursuant to the 1940 Act. Additionally, the Trust and its adviser, Lattice Strategies LLC, have submitted to the Securities and Exchange Commission an application for exemptive relief under certain sections of and rules under the 1940 Act relating to the Funds functioning as exchange-traded funds.

Please do not hesitate to contact me at (212) 940-6304, or in my absence, Gregory E. Xethalis, Esq. at (212) 940-8587 if you have any questions or comments with respect to the enclosed filing.

 

Very truly yours,

/s/ Kathleen H. Moriarty, Esq.

Kathleen H. Moriarty, Esq.

AUSTIN    CENTURY CITY    CHARLOTTE    CHICAGO    HOUSTON    IRVING     LOS ANGELES

NEW YORK    ORANGE COUNTY    SAN FRANCISCO BAY AREA    SHANGHAI    WASHINGTON, DC

LONDON: KATTEN MUCHIN ROSENMAN UK LLP

A limited liability partnership including professional corporations


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-1A’ Filing    Date    Other Filings
Filed on:10/1/14N-8A
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Filing Submission 0001193125-14-360527   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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