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Medifocus Inc. – ‘20FR12G’ on 9/17/14 – EX-4.2

On:  Wednesday, 9/17/14, at 5:26pm ET   ·   Accession #:  1193125-14-344552   ·   File #:  0-55169

Previous ‘20FR12G’:  ‘20FR12G’ on 4/2/14   ·   Next:  ‘20FR12G/A’ on 10/28/14   ·   Latest:  ‘20FR12G/A’ on 12/2/14   ·   4 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/17/14  Medifocus Inc.                    20FR12G               34:3.6M                                   RR Donnelley/FA

Registration of Securities of a Foreign Private Issuer   —   Form 20-F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 20FR12G     Registration of Securities of a Foreign Private     HTML    788K 
                          Issuer                                                 
 2: EX-1.1      Underwriting Agreement                              HTML     33K 
 3: EX-1.2      Underwriting Agreement                              HTML     19K 
 4: EX-1.3      Underwriting Agreement                              HTML     17K 
 5: EX-1.4      Underwriting Agreement                              HTML     14K 
 6: EX-2.1      Plan of Acquisition, Reorganization, Arrangement,   HTML     23K 
                          Liquidation or Succession                              
 7: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    114K 
16: EX-4.10     Instrument Defining the Rights of Security Holders  HTML    112K 
17: EX-4.11     Instrument Defining the Rights of Security Holders  HTML     32K 
18: EX-4.12     Instrument Defining the Rights of Security Holders  HTML     23K 
19: EX-4.13     Instrument Defining the Rights of Security Holders  HTML     25K 
20: EX-4.14     Instrument Defining the Rights of Security Holders  HTML     26K 
21: EX-4.15     Instrument Defining the Rights of Security Holders  HTML     19K 
22: EX-4.16     Instrument Defining the Rights of Security Holders  HTML     17K 
23: EX-4.17     Instrument Defining the Rights of Security Holders  HTML     98K 
24: EX-4.18     Instrument Defining the Rights of Security Holders  HTML    107K 
25: EX-4.19     Instrument Defining the Rights of Security Holders  HTML    130K 
 8: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     18K 
26: EX-4.20     Instrument Defining the Rights of Security Holders  HTML     74K 
27: EX-4.21     Instrument Defining the Rights of Security Holders  HTML     82K 
28: EX-4.22     Instrument Defining the Rights of Security Holders  HTML     46K 
29: EX-4.23     Instrument Defining the Rights of Security Holders  HTML     28K 
30: EX-4.24     Instrument Defining the Rights of Security Holders  HTML     73K 
31: EX-4.25     Instrument Defining the Rights of Security Holders  HTML     76K 
 9: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     17K 
10: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     86K 
11: EX-4.5      Instrument Defining the Rights of Security Holders  HTML     93K 
12: EX-4.6      Instrument Defining the Rights of Security Holders  HTML     45K 
13: EX-4.7      Instrument Defining the Rights of Security Holders  HTML     73K 
14: EX-4.8      Instrument Defining the Rights of Security Holders  HTML     22K 
15: EX-4.9      Instrument Defining the Rights of Security Holders  HTML     17K 
32: EX-8.1      Opinion re: Tax Matters                             HTML     10K 
33: EX-15.1     Letter re: Unaudited Interim Financial Information  HTML     12K 
34: EX-15.2     Letter re: Unaudited Interim Financial Information  HTML     16K 


EX-4.2   —   Instrument Defining the Rights of Security Holders


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-4.2  

Exhibit 4.2

AMENDMENT NO. 1

to

ASSET PURCHASE AGREEMENT

This AMENDMENT NO. 1 (this “Amendment”) is made as of this 24 day of July, 2012, by and among (i) Medifocus, Inc. (“Buyer”), (ii) Boston Scientific Corporation (“Parent”), and (iii) the Sellers (as defined in the Asset Purchase Agreement referred to below). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings set forth in the Asset Purchase Agreement referred to below.

WHEREAS, Buyer, Parent and the Sellers entered into that certain Asset Purchase Agreement dated June 25, 2012 (the “Asset Purchase Agreement”);

WHEREAS, Buyer, Parent and the Sellers desire to modify certain provisions of the Asset Purchase Agreement; and

NOW, THEREFORE, in consideration of the foregoing and the mutual promises made herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:

1. Amendments of Asset Purchase Agreement.

(a) Definition of “Closing Payment”. The parties hereby agree that the definition of “Closing Payment” in the Asset Purchase Agreement is hereby amended in its entirety to read as follows:

Closing Payment” means the amount of (a) $2,500,000, plus, (b) $62,728.23, representing the aggregate amount of severance payments with respect to certain employees of the Business who are not Transferred Employees, plus (c) $16,320, representing the aggregate amount of purchases made by Parent and its Affiliates of components for the Prolieve Products on behalf of the Buyer.

(b) Section 2.05 (Closing). The parties hereby agree that Section 2.05 (Closing) of the Asset Purchase Agreement is hereby amended in its entirety to read as follows:

Subject to the terms and conditions of this Agreement, the sale and purchase of the Purchased Assets and the assumption of the Assumed Liabilities contemplated by this Agreement shall take place at a closing (the “Closing”) to be held effective as of 5:00 p.m. EST on July 24, 2012 (the date of the Closing, the “Closing Date”).


2. No Other Amendments. Except to the extent amended hereby, all of the definitions, terms, provisions and conditions set forth in the Asset Purchase Agreement are hereby ratified and confirmed and shall remain in full force and effect. The Asset Purchase Agreement and this Amendment shall be read and construed together as a single agreement.

3. Successors and Assigns. Except as otherwise provided herein, the terms and conditions of this Amendment shall inure to the benefit of and be binding upon the respective successors and assigns of the parties. Nothing in this Amendment, express or implied, is intended to confer upon any party other than the parties hereto or their respective successors and assigns any rights, remedies, obligations, or liabilities under or by reason of this Amendment, except as expressly provided in this Amendment.

4. Governing Law. This Amendment shall for all purposes be construed in accordance with and governed by the laws of the Commonwealth of Massachusetts.

5. Counterparts. This Amendment may be executed in two or more counterparts and the signatures delivered by facsimile, each of which shall be deemed an original, with the same effect as if the signatures were upon the same instrument and delivered in person.

6. Severability. If one or more provisions of this Amendment are held to be unenforceable under applicable law, such provision shall be excluded from this Amendment and the balance of the Amendment shall be interpreted as if such provision were so excluded and shall be enforceable in accordance with its terms.


IN WITNESS WHEREOF, the parties have caused this Amendment to be executed and delivered by their duly authorized representatives, all as of the day and year written above.

 

BOSTON SCIENTIFIC CORPORATION
By:   /S/ Thomas G. Robinson
Thomas G. Robinson
Vice President, Strategy and Business Development
Urology and Women’s Health
BOSTON SCIENTIFIC LIMITED
By:   /S/ Vance R. Brown
Vance R. Brown
Vice President and Secretary
BOSTON SCIENTIFIC SCIMED, INC.
By:   /S/ Vance R. Brown
Vance R. Brown
Vice President and Secretary
MEDIFOCUS, INC.
By:   Augustine Y. Cheung
Augustine Y. Cheung, Ph.D.
Chief Executive Officer

[Signature Page to Amendment No. 1 to Asset Purchase Agreement]


Dates Referenced Herein

This ‘20FR12G’ Filing    Date    Other Filings
Filed on:9/17/14None on these Dates
7/24/12
6/25/12
 List all Filings


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/08/14  SEC                               UPLOAD10/06/17    1:127K Medifocus Inc.
11/24/14  SEC                               UPLOAD10/06/17    1:135K Medifocus Inc.
11/10/14  SEC                               UPLOAD10/06/17    1:141K Medifocus Inc.
10/14/14  SEC                               UPLOAD10/06/17    1:181K Medifocus Inc.
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Filing Submission 0001193125-14-344552   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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