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¶ – Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Agent 6/27/14 1290 Funds N-1A/A¶ 24:3.4M Donnelley … Solutions/FA → 1290 GAMCO Small/Mid Cap Value Fund ⇒ Class A (TNVAX) — Class I (TNVIX) — Class R (TNVRX) — Class T (TNVCX) → 1290 High Yield Bond Fund ⇒ Class A (TNHAX) — Class I (TNHIX) — Class R (TNHRX) — Class T (TNHCX) → 1290 SmartBeta Equity Fund ⇒ Class A (TNBAX) — Class I (TNBIX) — Class R (TNBRX) — Class T (TNBCX) |
Document/Exhibit Description Pages Size
1: N-1A/A 1290 Funds HTML 1.22M
23: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 8K
22: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 5K
24: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 39K
2: EX-99.(A)(3) Agreement and Declaration of Trust HTML 141K
3: EX-99.(A)(4) Amended and Restated Agreement and Declaration HTML 141K
of Trust
4: EX-99.(B)(1) By-Laws HTML 82K
5: EX-99.(B)(2) Amended and Restated By-Laws HTML 85K
6: EX-99.(D)(1) Form of Investment Advisory Agreement Between HTML 48K
1290 Funds and 1290 Asset Managers
7: EX-99.(D)(2) Form of Investment Sub-Advisory Agreement HTML 64K
Between 1290 Asset Managers and Axa Im
8: EX-99.(D)(3) Form of Inv Sub-Advisory Agreement Between 1290 HTML 64K
Asset Managers and Axa Rosenberg
9: EX-99.(D)(4) Form of Investment Sub-Advisory Agreement HTML 56K
Between 1290 Asset Managers and Gamco
10: EX-99.(E)(1) Form of Distribution Agreement Between 1290 HTML 44K
Funds and Axa Distributors
11: EX-99.(H)(1) Form of Mutual Funds Service Agreement Between HTML 98K
1290 Funds and Fmg LLC
12: EX-99.(H)(2) Form of Expense Limitation Agreement Between HTML 25K
1290 Funds and 1290 Asset Managers
13: EX-99.(I)(1) Opinion and Consent of K&L Gates LLP With HTML 18K
Respect to the Funds
14: EX-99.(L) Initial Capital Agreement HTML 17K
15: EX-99.(M)(1) Form of Distribution Plans Pursuant to Rule HTML 62K
12-B1 Under the 1940 Act
16: EX-99.(N)(1) Form of Multiple Class Plan Pursuant to Rule HTML 22K
18F-3 Under the 1940 Act
17: EX-99.(P)(1) Code of Ethics for 1290 Funds, Fmg LLC and Axa HTML 127K
Distributors
18: EX-99.(P)(2) Code of Ethics of Axa Im HTML 70K
19: EX-99.(P)(3) Code of Ethics of Axa Rosenberg HTML 120K
20: EX-99.(P)(4) Code of Ethics of Gamco, Effective March 21,2013 HTML 98K
21: EX-99.(Q)(1) Powers of Attorney HTML 41K
| Initial Capital Agreement |
Exhibit (l)
AXA Equitable Life Insurance Company
1290 Avenue of the Americas
1290 Funds
1290 Avenue of the Americas
Ladies and Gentlemen:
We hereby purchase from 1290 Funds (the “Trust”) the amount of shares of each share class of each of the following series of the Trust at the price per share as follows:
| Fund | Class | Number of Shares | Price Per Share | Total Investment | ||||
| 1290 GAMCO Small/Mid Cap Value Fund |
A C I R |
2,500 2,500 2,500 2,500 |
10.00 10.00 10.00 10.00 |
25,000 25,000 25,000 25,000 | ||||
| 1290 High Yield Bond Fund |
A C I R |
2,500 2,500 2,500 2,500 |
10.00 10.00 10.00 10.00 |
25,000 25,000 25,000 25,000 | ||||
| 1290 SmartBeta Equity Fund |
A C I R |
2,500 2,500 2,500 2,500 |
10.00 10.00 10.00 10.00 |
25,000 25,000 25,000 25,000 | ||||
| All Funds |
$300,000 |
We represent and warrant to the Trust that the shares of the Trust are not being acquired with a view to distribution thereof.
| Very truly yours, |
| AXA Equitable Life Insurance Company |
| By: /s/ Steven M. Joenk |
| Name: Steven M. Joenk |
| Title: Managing Director |
| This ‘N-1A/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 6/27/14 | None on these Dates | ||
| 6/6/14 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 1290 Funds 485BPOS 3/01/24 48:93M Donnelley … Solutions/FA 2/07/24 1290 Funds 485BXT 2:416K Donnelley … Solutions/FA 12/11/23 1290 Funds 485APOS 53:44M Donnelley … Solutions/FA 2/23/23 1290 Funds 485BPOS 3/01/23 58:95M Donnelley … Solutions/FA 2/01/23 1290 Funds 485BXT 1:270K Donnelley … Solutions/FA 12/12/22 1290 Funds 485APOS 15:14M Donnelley … Solutions/FA 7/08/22 1290 Funds 485BPOS 7/11/22 27:22M Donnelley … Solutions/FA 4/25/22 1290 Funds 485APOS 6:13M Donnelley … Solutions/FA 2/25/21 1290 Funds 485BPOS 3/01/21 149:49M Donnelley … Solutions/FA |