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As Of Filer Filing For·On·As Docs:Size Issuer Agent 5/15/14 Nuveen Minnesota Muni Income Fund N-8A 5/15/14 1:31K RR Donnelley/FA |
Document/Exhibit Description Pages Size 1: N-8A Nuveen Minnesota Municipal Income Fund HTML 29K
| Nuveen Minnesota Municipal Income Fund |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:
Name: Nuveen Minnesota Municipal Income Fund
Address of Principal Office (No. & Street, City, State, Zip Code):
333 West Wacker Drive
Telephone Number (including area code): (800) 257-8787
Name and address of agent for service of process:
President
Nuveen Minnesota Municipal Income Fund
800 Nicollet Mall
With copies of Notices and Communications to:
| Deborah Bielicke Eades Vedder Price P.C. 222 N. LaSalle Street |
Paul H. Dykstra Paulita A.
Pike 70 W. Madison St., Suite 3100 |
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
YES [ ] NO [ X ]
| Item 1. | Exact name of registrant. |
Nuveen Minnesota Municipal Income Fund
| Item 2. | Name of state under the laws of which registrant was organized or created and the date of such organization or creation. |
Registrant is a Massachusetts business trust, created under the laws of the Commonwealth of Massachusetts on April 28, 2014.
| Item 3. | Form of organization of registrant (for example corporation, partnership, trust, joint stock company, association, fund). |
Massachusetts business trust
| Item 4. | Classification of registrant (face amount certificate company, unit investment trust or management company). |
Registrant is a management company.
| Item 5. | If registrant is a management company: |
(a) state whether registrant is a “closed-end” company or an “open-end” company;
Registrant is a closed-end company.
(b) state whether registrant is registering as a “diversified” company or a “non-diversified” company (read Instruction 4(i) carefully before replying).
Registrant is a diversified company.
| Item 6. | Name and address of each investment adviser of registrant. |
Adviser
Nuveen Fund Advisors, LLC
333 West Wacker Drive
Sub-adviser
Nuveen Asset Management, LLC
333 West Wacker Drive
| Item 7. | If registrant is an investment company having a board of directors, state the name and address of each officer and director of the registrant. |
| Name and Address |
Position with Registrant | |
| Roger A. Gibson 333 West Wacker Drive |
Trustee | |
| John P. Kayser 333 West Wacker Drive |
Trustee | |
| Leonard W. Kedrowski 333 West Wacker Drive |
Trustee | |
| Richard K. Riederer 333 West Wacker Drive |
Trustee | |
| James M. Wade 333 West Wacker Drive |
Trustee | |
| Joseph M. Ulrey III 800 Nicollet Mall |
President | |
| Eric J. Thole 800 Nicollet Mall |
Vice President | |
| Jill M. Stevenson 800 Nicollet Mall |
Treasurer | |
| Ruth M. Mayr 800 Nicollet Mall |
Chief Compliance Officer | |
| Carol A. Sinn 800 Nicollet Mall |
Anti-Money Laundering Officer | |
| 800 Nicollet Mall |
Secretary | |
| Scott F. Cloutier 800 Nicollet Mall |
Assistant Secretary | |
| Item 8. | If registrant is an unincorporated investment company not having a board of directors: |
(a) state the name and address of each sponsor of registrant;
Not Applicable
(b) state the name and address of each officer and director of each sponsor of registrant;
Not Applicable
(c) state the name and address of each trustee and each custodian of registrant.
Not Applicable
| Item 9. | (a) State whether registrant is currently issuing and offering its securities directly to the public (yes or no). |
No
(b) If registrant is currently issuing and offering its securities to the public through an underwriter, state the name and address of each such underwriter.
Not Applicable
(c) If the answer to Item 9(a) is “no” and the answer to Item 9(b) is “not applicable,” state whether registrant presently proposes to make a public offering of its securities (yes or no).
Yes. Registrant will file a registration statement on Form N-14 in connection with merger transactions (the “Mergers”), whereby Minnesota Municipal Income Portfolio Inc. and First American Minnesota Municipal Income Fund II, Inc., each a Minnesota corporation (together, the “Target Funds”), shall merge with and into the Registrant and receive newly issued shares of the Registrant. Registrant currently intends to make a public offering of its securities only in connection with the closing of the Mergers.
(d) State whether registrant has any securities currently issued and outstanding (yes or no).
No
(e) If the answer to Item 9(d) is “yes,” state as of a date not to exceed ten days prior to the filing of this notification of registration the number of beneficial owners of registrant’s outstanding securities (other than short-term paper) and the name of any company owning 10 percent or more of registrant’s outstanding voting securities.
Not Applicable
| Item 10. | State the current value of registrant’s total assets. |
The current value of Registrant’s total assets is $0. Registrant was formed for the purpose of effecting the Mergers and does not intend to commence operations prior to the consummation of the Mergers.
| Item 11. | State whether registrant has applied or intends to apply for a license to operate as a small business investment company under the Small Business Investment Company Act of 1958 (yes or no). |
No. Registrant has not applied and does not intend to apply for a license to operate as a small business investment company.
| Item 12. | Attach as an exhibit a copy of registrant’s last regular periodic report to its security holders, if any. |
Not Applicable
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has caused this notification of registration to be duly signed on its behalf in the city of Minneapolis and the state of Minnesota on the 15th day of May, 2014.
| Nuveen Minnesota Municipal Income Fund | ||
| By: | /s/ Joseph M. Ulrey | |
| Joseph M. Ulrey | ||
| President | ||
| Attest: | ||
| /s/ Richard J. Ertel | ||
| This ‘N-8A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 5/15/14 | None on these Dates | ||
| 4/28/14 | ||||
| List all Filings | ||||