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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/25/14 Spirit of America Inv Fund Inc 485BPOS 4/30/14 11:2.1M RR Donnelley/FA → Spirit of America Income & Opportunity Fund ⇒ Class A (SOAOX) → Spirit of America Income Fund ⇒ Class A (SOAIX) → Spirit of America Large Cap Value Fund ⇒ Class A (SOAVX) → Spirit of America Municipal Tax Free Bond Fund ⇒ Class A Shares (SOAMX) → Spirit of America Real Estate Income & Growth Fund ⇒ Class A (SOAAX) |
Document/Exhibit Description Pages Size
1: 485BPOS Spirit of America Investment Fund HTML 740K
2: EX-99.(D)(V) Investment Advisory Contract Amendment to HTML 14K
Investment Advisory Agreement
3: EX-99.(E)(II) Amendment to Underwriting Agreement Dated May HTML 12K
8, 2013
4: EX-99.(G)(V) Custody Agreement Between Huntington National HTML 176K
Bank and Registrant
5: EX-99.(G)(VI) Amendment to Appendix B to Custody Agreement HTML 6K
7: EX-99.(H)(IX) Amendment to Operating Expenses Agreement Dated HTML 14K
May 8, 2013
6: EX-99.(H)(VIII) Agreement for Fund Accounting, Fund HTML 141K
Administration and Compliance Services
8: EX-99.(H)(X) Agreement for Transfer Agency and Anti-Money HTML 102K
Laundering Services
9: EX-99.(J)(I) Consent of Independent Registered Public HTML 8K
Accounting Firm
10: EX-99.(L)(V) Purchase Agreement Registrant and John Dempsey HTML 19K
11: EX-99.(M)(VII) Distribution Plan of Spirit of America Income HTML 15K
& Opportunity Fund
| Purchase Agreement Registrant and John Dempsey |
PURCHASE AGREEMENT
Spirit of America Investment Fund, Inc. (the “Company”), a Maryland Corporation, on behalf of the Spirit of America Income & Opportunity Fund (the “Portfolio”) and (the “Purchaser”) hereby agree as follows:
| 1. | The Company hereby offers to the Purchaser and the Purchaser hereby agrees to purchase 1,000 shares of the Fund at $10.00 per share, each share with a par value of $.001 (hereafter “Shares”). The Shares are the “initial shares” of the Fund. The Purchaser hereby acknowledges receipt of a purchase confirmation reflecting the purchase of the Shares, and the Company hereby acknowledges receipt from the Purchasers of funds in the aggregate amount of ten thousand dollars ($10,000.00) in full payment for the Shares. |
| 2. | The Purchaser represents and warrants to the Company that the Shares are being acquired for investment purposes and not for the purpose of distribution. |
| 3. | The Company represents that a copy of its Articles of Incorporation is on file at the Maryland Secretary of State’s office. |
| 4. | This Agreement has been executed on behalf of the Fund by the undersigned officer of the Company in his capacity as an officer of the Company. The obligations of this Agreement shall be binding only upon the assets and property of the Fund and shall not be binding upon any individual Director, officer or shareholder of the Fund or the Company. |
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the 8th day of May, 2013.
| Attest: | SPIRIT OF AMERICA INVESTMENT FUND, INC. | |||||||
| By: |
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| Name: | ||||||||
| Name: | David Lerner | |||||||
| Title: | President | |||||||
| Attest: | PURCHASER | |||||||
| By: |
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| Name: | John Dempsey, President | |||||||
PURCHASE AGREEMENT
Spirit of America Investment Fund, Inc. (the “Company”), a Maryland Corporation, on behalf of the Spirit of America Income & Opportunity Fund (the “Portfolio”) and John Dempsey (the “Purchaser”) hereby agree as follows:
| 1. | The Company hereby offers to the Purchaser and the Purchaser hereby agrees to purchase 1,000 shares of the Fund at $10.00 per share, each share with a par value of $.001 (hereafter “Shares”). The Shares are the “initial shares” of the Fund. The Purchaser hereby acknowledges receipt of a purchase confirmation reflecting the purchase of the Shares, and the Company hereby acknowledges receipt from the Purchasers of funds in the aggregate amount of ten thousand dollars ($10,000.00) in full payment for the Shares. |
| 2. | The Purchaser represents and warrants to the Company that the Shares are being acquired for investment purposes and not for the purpose of distribution. |
| 3. | The Company represents that a copy of its Articles of Incorporation is on file at the Maryland Secretary of State’s office. |
| 4. | This Agreement has been executed on behalf of the Fund by the undersigned officer of the Company in his capacity as an officer of the Company. The obligations of this Agreement shall be binding only upon the assets and property of the Fund and shall not be binding upon any individual Director, officer or shareholder of the Fund or the Company. |
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the 8th day of May, 2013.
| Attest: | SPIRIT OF AMERICA INVESTMENT FUND, INC. | |||||||
| By: |
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| Name: | ||||||||
| Name: | David Lerner | |||||||
| Title: | President | |||||||
| Attest: | PURCHASER | |||||||
| By: |
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| Name: | John Dempsey, President | |||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/29/24 Spirit of America Inv Fund Inc. 485BPOS 4/29/24 14:5.5M Blu Giant, LLC/FA 3/28/24 Spirit of America Inv Fund Inc. 485BPOS 3/29/24 15:3M Blu Giant, LLC/FA 4/28/23 Spirit of America Inv Fund Inc. 485BPOS 5/01/23 13:4.5M Blu Giant, LLC/FA 3/30/23 Spirit of America Inv Fund Inc. 485BPOS 3/30/23 14:3M Blu Giant, LLC/FA 1/27/23 Spirit of America Inv Fund Inc. 485BPOS 1/29/23 24:2.2M Blu Giant, LLC/FA 11/15/22 Spirit of America Inv Fund Inc. 485APOS 2:692K Blu Giant, LLC/FA 4/28/22 Spirit of America Inv Fund Inc. 485BPOS 4/29/22 14:5.5M Blu Giant, LLC/FA 3/30/22 Spirit of America Inv Fund Inc. 485BPOS 3/30/22 13:2.4M Blu Giant, LLC/FA 4/29/21 Spirit of America Inv Fund Inc. 485BPOS 4/30/21 3:1.6M Blu Giant, LLC/FA 3/29/21 Spirit of America Inv Fund Inc. 485BPOS 3/30/21 2:997K Blu Giant, LLC/FA |