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¶ – Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/18/14 Tocqueville Trust N-14¶ 18:1.2M Donnelley … Solutions/FA → Bridgehampton Value Strategies Fund ⇒ Class C (BVSCX) — Class I (BVSFX) → Tocqueville Alternative Strategies Fund ⇒ TALSX |
Document/Exhibit Description Pages Size
1: N-14 Tocqueville Trust HTML 745K
18: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 4K
5: EX-99.(10) Form of Plan for Payment of Certain Expenses for HTML 67K
Distribution
6: EX-99.(11)(A) Opinion of Counsel Regarding Legality of HTML 15K
Issuance of Shares and Other Matters
7: EX-99.(11)(B) Consent of Paul Hastings LLP HTML 8K
8: EX-99.(12) Opinion of Counsel on Tax Matters HTML 20K
9: EX-99.(13)(A)(II) Form of Second Amendment to the HTML 12K
Administration Agreement
10: EX-99.(13)(B)(II) Form of Second Amendment to the Fund HTML 12K
Sub-Administration Servicing Agreement
11: EX-99.(13)(C)(II) Form of 2nd Amend to the Amended and HTML 12K
Restated Transfer Agent Servicing Agreement
12: EX-99.(13)(D)(II) Form of 2nd Amend to the Amended and HTML 12K
Restated Fund Accounting Servicing Agreemnt
13: EX-99.(13)(E)(II) Form of Second Amendment to the Amended and HTML 12K
Restated Prospect Servicing Agreemnt
14: EX-99.(13)(F) Form of Expense Limitation Agreement HTML 10K
15: EX-99.(14)(A) Consent of Tait, Weller & Baker LLP (For Target HTML 9K
Fund)
16: EX-99.(16) Powers of Attorney HTML 19K
17: EX-99.(17)(A) Form of Proxy Ballot HTML 16K
2: EX-99.(6) Form of Investment Advisory Agreement HTML 27K
3: EX-99.(7)(B) Form of Amended and Restated Distribution HTML 27K
Agreement
4: EX-99.(9)(D) Form of Fourth Amendment to the Custody HTML 12K
Agreement
| Powers of Attorney |
Exhibit (16)
SIGNATURES
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Helen Balk, Cleo Kotis and Thomas Pandick, with full power of substitution and resubstitution, as his true and lawful attorney-in-fact and agent to execute in his name, place and stead, and on his behalf, in his capacity as a trustee, the Registration Statement on Form N-14, and any and all amendments thereto (including pre-effective and post-effective amendments) filed by The Tocqueville Trust (the “Trust”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended, and under the Investment Company Act of 1940, as amended, and any and all other instruments which such attorney-in-fact and agent deems necessary or advisable to enable the Trust to comply with the Securities Act of 1933, as amended, the Investment Company Act of 1940, as amended, the rules, regulations and requirements of the Securities and Exchange Commission, and the securities or Blue Sky laws of any state or other jurisdiction; and the undersigned hereby ratifies and confirms as his own act and deed any and all that such attorney-in-fact and agent shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have executed this Power of Attorney this 31st day of March, 2014.
SIGNATURES
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Helen Balk, Cleo Kotis and Thomas Pandick, with full power of substitution and resubstitution, as his true and lawful attorney-in-fact and agent to execute in his name, place and stead, and on his behalf, in his capacity as a trustee, the Registration Statement on Form N-14, and any and all amendments thereto (including pre-effective and post-effective amendments) filed by The Tocqueville Trust (the “Trust”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended, and under the Investment Company Act of 1940, as amended, and any and all other instruments which such attorney-in-fact and agent deems necessary or advisable to enable the Trust to comply with the Securities Act of 1933, as amended, the Investment Company Act of 1940, as amended, the rules, regulations and requirements of the Securities and Exchange Commission, and the securities or Blue Sky laws of any state or other jurisdiction; and the undersigned hereby ratifies and confirms as his own act and deed any and all that such attorney-in-fact and agent shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have executed this Power of Attorney this 31st day of March, 2014.
SIGNATURES
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Helen Balk, Cleo Kotis and Thomas Pandick, with full power of substitution and resubstitution, as his true and lawful attorney-in-fact and agent to execute in his name, place and stead, and on his behalf, in his capacity as a trustee, the Registration Statement on Form N-14, and any and all amendments thereto (including pre-effective and post-effective amendments) filed by The Tocqueville Trust (the “Trust”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended, and under the Investment Company Act of 1940, as amended, and any and all other instruments which such attorney-in-fact and agent deems necessary or advisable to enable the Trust to comply with the Securities Act of 1933, as amended, the Investment Company Act of 1940, as amended, the rules, regulations and requirements of the Securities and Exchange Commission, and the securities or Blue Sky laws of any state or other jurisdiction; and the undersigned hereby ratifies and confirms as his own act and deed any and all that such attorney-in-fact and agent shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have executed this Power of Attorney this 31st day of March, 2014.
SIGNATURES
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Helen Balk, Cleo Kotis and Thomas Pandick, with full power of substitution and resubstitution, as his true and lawful attorney-in-fact and agent to execute in his name, place and stead, and on his behalf, in his capacity as a trustee, the Registration Statement on Form N-14, and any and all amendments thereto (including pre-effective and post-effective amendments) filed by The Tocqueville Trust (the “Trust”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended, and under the Investment Company Act of 1940, as amended, and any and all other instruments which such attorney-in-fact and agent deems necessary or advisable to enable the Trust to comply with the Securities Act of 1933, as amended, the Investment Company Act of 1940, as amended, the rules, regulations and requirements of the Securities and Exchange Commission, and the securities or Blue Sky laws of any state or other jurisdiction; and the undersigned hereby ratifies and confirms as his own act and deed any and all that such attorney-in-fact and agent shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have executed this Power of Attorney this 31st day of March, 2014.
SIGNATURES
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Helen Balk, Cleo Kotis and Thomas Pandick, with full power of substitution and resubstitution, as his true and lawful attorney-in-fact and agent to execute in his name, place and stead, and on his behalf, in his capacity as a trustee, the Registration Statement on Form N-14, and any and all amendments thereto (including pre-effective and post-effective amendments) filed by The Tocqueville Trust (the “Trust”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended, and under the Investment Company Act of 1940, as amended, and any and all other instruments which such attorney-in-fact and agent deems necessary or advisable to enable the Trust to comply with the Securities Act of 1933, as amended, the Investment Company Act of 1940, as amended, the rules, regulations and requirements of the Securities and Exchange Commission, and the securities or Blue Sky laws of any state or other jurisdiction; and the undersigned hereby ratifies and confirms as his own act and deed any and all that such attorney-in-fact and agent shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have executed this Power of Attorney this 31st day of March, 2014.
SIGNATURES
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Helen Balk, Cleo Kotis and Thomas Pandick, with full power of substitution and resubstitution, as his true and lawful attorney-in-fact and agent to execute in his name, place and stead, and on his behalf, in his capacity as a trustee, the Registration Statement on Form N-14, and any and all amendments thereto (including pre-effective and post-effective amendments) filed by The Tocqueville Trust (the “Trust”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended, and under the Investment Company Act of 1940, as amended, and any and all other instruments which such attorney-in-fact and agent deems necessary or advisable to enable the Trust to comply with the Securities Act of 1933, as amended, the Investment Company Act of 1940, as amended, the rules, regulations and requirements of the Securities and Exchange Commission, and the securities or Blue Sky laws of any state or other jurisdiction; and the undersigned hereby ratifies and confirms as his own act and deed any and all that such attorney-in-fact and agent shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have executed this Power of Attorney this 31st day of March, 2014.