SEC Info - Capitala Finance Corp., et al. - ‘40-APP/A’ on 3/31/14

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Capitala Finance Corp., et al. – ‘40-APP/A’ on 3/31/14

On: Monday, 3/31/14, at 7:50am ET · Accession #: 1193125-14-122653 · File #s: 812-14239, -01, -02, -03, -04, -05, -06, -07

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/31/14  Capitala Finance Corp.            40-APP/A               2:505K                                   Donnelley … Solutions/FA
          Capitala Investment Advisors, LLC
          CSP-Mezzanine Fund I, LLC
          CapitalSouth Partners SBIC Fund III, L.P.
          CapitalSouth Partners F-II, LLC
          Capitalsouth Partners Fund II LP
          CapitalSouth Partners SBIC F-III, LLC
          CapitalSouth Partners Florida Sidecar Fund I, L.P.

Amendment to Application for an Order other than those Reviewed by the Office of Insurance Products — Rule 0-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-APP/A    Amendment to Application for an Order other than    HTML    135K 
                          those Reviewed by the Office of                        
                          Insurance Products                                     
 2: 40-APP/A    Courtesy Copy -- d702314d40appa1                     PDF    186K

40-APP/A — Courtesy Copy — d702314d40appa1

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Filing Submission 0001193125-14-122653 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Capitala Finance Corp., et al. – ‘40-APP/A’ on 3/31/14

On: Monday, 3/31/14, at 7:50am ET · Accession #: 1193125-14-122653 · File #s: 812-14239, -01, -02, -03, -04, -05, -06, -07

Previous ‘40-APP’: ‘40-APP’ on 11/19/13 · Next: ‘40-APP/A’ on 4/17/14 · Latest: ‘40-APP/A’ on 1/10/23

Amendment to Application for an Order other than those Reviewed by the Office of Insurance Products — Rule 0-2Filing Table of Contents

40-APP/A — Courtesy Copy — d702314d40appa1

This is a PDF Document.

Amendment to Application for an Order other than those Reviewed by the Office of Insurance Products — Rule 0-2
Filing Table of Contents