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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/09/15 BGC Partners, Inc. 10-Q 9/30/15 119:11M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 1.19M
2: EX-4.4 Instrument Defining the Rights of Security Holders HTML 78K
3: EX-10.1 Material Contract HTML 82K
4: EX-10.2 Material Contract HTML 48K
5: EX-31.1 Certification -- §302 - SOA'02 HTML 39K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 39K
7: EX-32 Certification -- §906 - SOA'02 HTML 37K
80: R1 Document and Entity Information HTML 60K
60: R2 Condensed Consolidated Statements of Financial HTML 160K
Condition
75: R3 Condensed Consolidated Statements of Financial HTML 52K
Condition (Parenthetical)
84: R4 Condensed Consolidated Statements of Operations HTML 149K
108: R5 Condensed Consolidated Statements of Comprehensive HTML 61K
Income
63: R6 Condensed Consolidated Statements of Cash Flows HTML 204K
74: R7 Condensed Consolidated Statements of Cash Flows HTML 38K
(Parenthetical)
54: R8 Consolidated Statements of Changes in Equity HTML 112K
44: R9 Consolidated Statements of Changes in Equity HTML 65K
(Parenthetical)
110: R10 Organization and Basis of Presentation HTML 55K
86: R11 Divestiture HTML 45K
85: R12 Limited Partnership Interests in BGC Holdings HTML 49K
92: R13 Acquisitions HTML 75K
93: R14 Earnings Per Share HTML 70K
90: R15 Stock Transactions and Unit Redemptions HTML 84K
94: R16 Securities Owned and Securities Sold, Not Yet HTML 39K
Purchased
76: R17 Collateralized Transactions HTML 40K
81: R18 Marketable Securities HTML 42K
88: R19 Receivables from and Payables to Broker-Dealers, HTML 50K
Clearing Organizations, Customers and Related
Broker-Dealers
118: R20 Derivatives HTML 73K
103: R21 Fair Value of Financial Assets and Liabilities HTML 116K
69: R22 Related Party Transactions HTML 92K
87: R23 Investments HTML 54K
72: R24 Fixed Assets, Net HTML 49K
34: R25 Goodwill and Other Intangible Assets, Net HTML 78K
104: R26 Notes Payable, Collateralized and Short-Term HTML 100K
Borrowings
114: R27 Compensation HTML 72K
48: R28 Commitments, Contingencies and Guarantees HTML 51K
47: R29 Income Taxes HTML 44K
52: R30 Regulatory Requirements HTML 41K
53: R31 Segment and Geographic Information HTML 169K
55: R32 Subsequent Events HTML 49K
23: R33 Organization and Basis of Presentation (Policies) HTML 56K
101: R34 Acquisitions (Tables) HTML 59K
67: R35 Earnings Per Share (Tables) HTML 72K
70: R36 Stock Transactions and Unit Redemptions (Tables) HTML 76K
39: R37 Receivables from and Payables to Broker-Dealers, HTML 48K
Clearing Organizations, Customers and Related
Broker-Dealers (Tables)
117: R38 Derivatives (Tables) HTML 59K
14: R39 Fair Value of Financial Assets and Liabilities HTML 112K
(Tables)
57: R40 Investments (Tables) HTML 53K
107: R41 Fixed Assets, Net (Tables) HTML 44K
36: R42 Goodwill and Other Intangible Assets, Net (Tables) HTML 76K
46: R43 Notes Payable, Collateralized and Short-Term HTML 80K
Borrowings (Tables)
51: R44 Compensation (Tables) HTML 59K
61: R45 Segment and Geographic Information (Tables) HTML 168K
22: R46 Organization and Basis of Presentation - HTML 69K
Additional Information (Detail)
43: R47 Divestiture - Additional Information (Detail) HTML 53K
16: R48 Limited Partnership Interests in BGC Holdings - HTML 46K
Additional Information (Detail)
106: R49 Acquisitions - Additional Information (Detail) HTML 148K
35: R50 Acquisitions - Schedule of Calculation of Purchase HTML 50K
Consideration Transferred (Detail)
102: R51 Acquisitions - Schedule of Calculation of Purchase HTML 45K
Consideration Transferred (Parenthetical) (Detail)
40: R52 Acquisitions - Schedule of Preliminary Allocation HTML 87K
of Assets Acquired and Liabilities Assumed
(Detail)
58: R53 Acquisitions - Business Acquisition, Pro Forma HTML 41K
Information (Detail)
15: R54 Earnings Per Share - Schedule of Allocations of HTML 43K
Earnings (Detail)
20: R55 Earnings Per Share - Calculation of Basic Earnings HTML 50K
Per Share (Detail)
50: R56 Earnings Per Share - Calculation of Fully Diluted HTML 69K
Earnings Per Share (Detail)
27: R57 Earnings Per Share - Additional Information HTML 51K
(Detail)
111: R58 Stock Transactions and Unit Redemptions - Changes HTML 71K
in Shares of Class A Common Stock Outstanding
(Detail)
65: R59 Stock Transactions and Unit Redemptions - Changes HTML 46K
in Shares of Class A Common Stock Outstanding
(Parenthetical) (Detail)
91: R60 Stock Transactions and Unit Redemptions - HTML 63K
Additional Information (Detail)
42: R61 Stock Transactions and Unit Redemptions - Unit HTML 63K
Redemption and Share Repurchase Activity (Detail)
45: R62 Stock Transactions and Unit Redemptions - Unit HTML 66K
Redemption and Share Repurchase Activity
(Parenthetical) (Detail)
99: R63 Stock Transactions and Unit Redemptions - Summary HTML 51K
of Changes in Carrying Amount of Redeemable
Partnership Interest (Detail)
95: R64 Securities Owned and Securities Sold, Not Yet HTML 41K
Purchased - Additional Information (Detail)
68: R65 Collateralized Transactions - Additional HTML 50K
Information (Detail)
97: R66 Marketable Securities - Additional Information HTML 68K
(Detail)
41: R67 Receivables from and Payables to Broker-Dealers, HTML 64K
Clearing Organizations, Customers and Related
Broker-Dealers (Detail)
73: R68 Derivatives - Fair Value of Derivative Contracts HTML 53K
(Detail)
113: R69 Derivatives - Additional Information (Detail) HTML 70K
19: R70 Derivatives - Summary of Gains and Losses on HTML 54K
Derivative Contracts (Detail)
33: R71 Fair Value of Financial Assets and Liabilities - HTML 87K
Fair Value Hierarchy of Financial Assets and
Liabilities under FASB Guidance (Detail)
59: R72 Fair Value of Financial Assets and Liabilities - HTML 109K
Offsetting of Derivative Instruments and
Collateralized Transactions (Detail)
25: R73 Related Party Transactions - Additional HTML 462K
Information (Detail)
116: R74 Investments - Equity Method Investments (Detail) HTML 44K
37: R75 Investments - Additional Information (Detail) HTML 56K
28: R76 Investments - Investments in Variable Interest HTML 42K
Entities (Detail)
32: R77 Investments - Investments in Variable Interest HTML 46K
Entities (Parenthetical) (Detail)
21: R78 Fixed Assets, Net - Components of Fixed Assets, HTML 52K
Net (Detail)
24: R79 Fixed Assets, Net - Additional Information HTML 54K
(Detail)
82: R80 Goodwill and Other Intangible Assets, Net - HTML 52K
Summary of Changes in Carrying Amount of Goodwill
by Reportable Segment (Detail)
30: R81 Goodwill and Other Intangible Assets, Net - HTML 53K
Additional Information (Detail)
112: R82 Goodwill and Other Intangible Assets, Net - HTML 71K
Components of Other Intangible Assets (Detail)
56: R83 Goodwill and Other Intangible Assets, Net - HTML 52K
Estimated Future Amortization Expense of Definite
Life Intangible Assets (Detail)
89: R84 Notes Payable, Collateralized and Short-Term HTML 55K
Borrowings - Notes Payable, Collateralized and
Short-Term Borrowings (Detail)
96: R85 Notes Payable, Collateralized and Short-Term HTML 51K
Borrowings - Notes Payable, Collateralized and
Short-Term Borrowings (Parenthetical) (Detail)
29: R86 Notes Payable, Collateralized and Short-Term HTML 54K
Borrowings - Carrying Amounts and Estimated Fair
Values of Company's Convertible Notes and Senior
Notes (Detail)
31: R87 Notes Payable, Collateralized and Short-Term HTML 51K
Borrowings - Carrying Amounts and Estimated Fair
Values of Company's Convertible Notes and Senior
Notes (Parenthetical) (Detail)
109: R88 Notes Payable, Collateralized and Short-Term HTML 300K
Borrowings - Additional Information (Detail)
26: R89 Notes Payable, Collateralized and Short-Term HTML 66K
Borrowings - Summary of Company's Convertible
Notes (Detail)
83: R90 Notes Payable, Collateralized and Short-Term HTML 49K
Borrowings - Summary of Interest Expense Related
to Company's Convertible Notes (Detail)
79: R91 Compensation - Additional Information (Detail) HTML 147K
100: R92 Compensation - Activity Associated with Limited HTML 47K
Partnership Units (Detail)
78: R93 Compensation - Activity Associated with Restricted HTML 64K
Stock Units (Detail)
64: R94 Compensation - Activity Associated with Stock HTML 72K
Options (Detail)
105: R95 Commitments, Contingencies and Guarantees - HTML 65K
Additional Information (Detail)
62: R96 Income Taxes - Additional Information (Detail) HTML 47K
38: R97 Regulatory Requirements - Additional Information HTML 39K
(Detail)
71: R98 Segment and Geographic Information - Additional HTML 47K
Information (Detail)
66: R99 Segment and Geographic Information - Segment HTML 116K
Reporting Information (Detail)
49: R100 Segment and Geographic Information - Total Assets HTML 43K
by Reportable Segment (Detail)
119: R101 Segment and Geographic Information - Geographic HTML 52K
Information Regarding Revenues (Detail)
98: R102 Segment and Geographic Information - Information HTML 50K
Regarding Long-Lived Assets in Geographic Areas
(Detail)
77: R103 Subsequent Events - Additional Information HTML 123K
(Detail)
115: XML IDEA XML File -- Filing Summary XML 230K
17: EXCEL IDEA Workbook of Financial Reports XLSX 156K
8: EX-101.INS XBRL Instance -- bgcp-20150930 XML 2.91M
10: EX-101.CAL XBRL Calculations -- bgcp-20150930_cal XML 349K
11: EX-101.DEF XBRL Definitions -- bgcp-20150930_def XML 1.45M
12: EX-101.LAB XBRL Labels -- bgcp-20150930_lab XML 2.21M
13: EX-101.PRE XBRL Presentations -- bgcp-20150930_pre XML 1.83M
9: EX-101.SCH XBRL Schema -- bgcp-20150930 XSD 313K
18: ZIP XBRL Zipped Folder -- 0001193125-15-371318-xbrl Zip 315K
| EX-31.1 |
Exhibit 31.1
CERTIFICATION
I, Howard W. Lutnick, certify that:
1. I have reviewed this annual report on Form 10-Q of BGC Partners, Inc. for the quarter ended September 30, 2015 as filed with the Securities and Exchange Commission on the date hereof;
2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report;
3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report;
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this annual report is being prepared;
b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c. Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of this disclosure controls and procedures as of the end of the period covered by this annual report based on such evaluation; and
d. Disclosed in this annual report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the Audit Committee of the registrant’s Board of Directors (or persons performing the equivalent functions):
a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
| Howard W. Lutnick |
| Chairman of the Board and Chief Executive Officer |
Date: November 9, 2015
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 11/9/15 | |||
| For Period end: | 9/30/15 | 8-K | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 BGC Group, Inc. 10-K/A 12/31/23 16:3.2M Donnelley … Solutions/FA 2/29/24 BGC Group, Inc. 10-K 12/31/23 170:24M Workiva Inc Wde… FA01/FA 4/28/23 BGC Group, Inc. 10-K/A 12/31/22 16:2.3M Donnelley … Solutions/FA 3/01/23 BGC Group, Inc. 10-K 12/31/22 165:23M Workiva Inc Wde… FA01/FA 5/02/22 BGC Group, Inc. 10-K/A 12/31/21 14:1.6M Donnelley … Solutions/FA 2/28/22 BGC Group, Inc. 10-K 12/31/21 157:24M Workiva Inc Wde… FA01/FA 4/29/21 BGC Group, Inc. 10-K/A 12/31/20 14:1.6M Donnelley … Solutions/FA 3/01/21 BGC Group, Inc. 10-K 12/31/20 182:57M ActiveDisclosure/FA |