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Forward Funds, et al. – ‘485APOS’ on 9/4/15 – ‘CORRESP’

On:  Friday, 9/4/15, at 4:48pm ET   ·   Private-to-Public:  Document  –  Release Delayed to:  9/15/16   ·   Accession #:  1193125-15-313123   ·   File #s:  33-48940, 811-06722

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/04/15  Forward Funds                     485APOS¶               3:3.3M                                   Donnelley … Solutions/FA
          → Forward Balanced Allocation Fund ⇒ Class A (AOBAX) — Class C (ABAFX) — Institutional Class (ABAAX) — Investor Class (ACBIX)
          → Forward Global Dividend Fund ⇒ Class A (FFLAX) — Class C — Institutional Class (FFLSX) — Investor Class (FFLRX)
          → Forward Growth & Income Allocation Fund ⇒ Class A (AOIAX) — Class C (AGIGX) — Institutional Class (AGWAX) — Investor Class (AGIIX)
          → Forward Multi-Strategy Fund ⇒ Class A (AGRRX) — Class C (ACAGX) — Institutional Class (AAGRX) — Investor Class (ACAIX)
          → Forward Select EM Dividend Fund ⇒ Advisor Class (FSLMX) — Class A — Class C (FSLDX) — Institutional Class (FSLIX) — Investor Class (FSLRX)
          → Forward Tactical Enhanced Fund ⇒ Advisor Class (FTENX) — Class A (FTEAX) — Class C (FTEGX) — Institutional Class (FTETX) — Investor Class (FTEEX)
          → Salient Adaptive Balanced Fund ⇒ Class A (AOGAX) — Class C (AGGGX) — Institutional Class (ACGAX) — Investor Class (AGALX)
          → Salient Adaptive Income Fund ⇒ Class A (AILAX) — Class C (AIACX) — Institutional Class (AIAAX) — Investor Class (AIAIX)
          → Salient Adaptive US Equity Fund ⇒ Class C (ACSMX) — Class Z — Institutional Class (ASMCX) — Investor Class (ACSIX)
          → Salient Commodity Long/Short Strategy Fund ⇒ Advisor Class (FCMSX) — Class C (FFCCX) — Class Z (FTEZX) — Institutional Class (FCMLX) — Investor Class (FCOMX)
          → Salient EM Corporate Debt Fund ⇒ Advisor Class (FFXMX) — Class C (FFXCX) — Institutional Class (FFXIX) — Investor Class (FFXRX)
          → Salient EM Dividend Signal Fund ⇒ Class C — Class I2 (FEMMX) — Institutional Class (PTEMX) — Investor Class (PGERX)
          → Salient EM Infrastructure Fund ⇒ Class A (KGIAX) — Class B (KGIBX) — Class C (KGICX) — Class I2 (FGIMX) — Institutional Class (KGIYX) — Investor Class (FGLRX)
          → Salient Frontier Strategy Fund ⇒ Advisor Class (FROMX) — Class Z — Institutional Class (FRNMX) — Investor Class (FRONX)
          → Salient Global Real Estate Fund ⇒ Class A (KIRAX) — Class B (KIRBX) — Class C (KIRCX) — Class I2 (FINMX) — Institutional Class (KIRYX) — Investor Class (FFIRX)
          → Salient High Yield Fund ⇒ Class C (AHYIX) — Class Z — Institutional Class (AHBAX) — Investor Class (AHBIX)
          → Salient International Dividend Signal Fund ⇒ Class A (FFDAX) — Class C (FINCX) — Class I2 (FIDMX) — Institutional Class (FFIEX) — Investor Class (FFINX)
          → Salient International Small Cap Fund ⇒ Class A (FFIAX) — Class C — Class I2 (FNSMX) — Institutional Class (PTSCX) — Investor Class (PISRX)
          → Salient Investment Grade Fund ⇒ Class Z — Institutional Class (AIFIX) — Investor Class (AITIX)
          → Salient Real Estate Fund ⇒ Class A (KREAX) — Class C (KRECX) — Institutional Class (FPREX) — Investor Class (FFREX)
          → Salient Select Income Fund ⇒ Class A (KIFAX) — Class B (KIFBX) — Class C (KIFCX) — Class I2 (FSIMX) — Institutional Class (KIFYX) — Investor Class (FFSLX)
          → Salient Select Opportunity Fund ⇒ Class A (FSONX) — Class C (FSOCX) — Class I2 (FSOMX) — Institutional Class (FSOTX) — Investor Class (FSORX)
          → Salient Tactical Growth Fund ⇒ Class A (FTAGX) — Class C (FTGOX) — Class I2 (FTGMX) — Institutional Class (FTGWX) — Investor Class (FFTGX)
          → Salient Tactical Muni & Credit Fund ⇒ Class A (FLSLX) — Class C (FLSFX) — Class I2 (FLSMX) — Institutional Class (FLSIX) — Investor Class (FLSRX)
          → Salient Tactical Real Estate Fund ⇒ Class A (KSRAX) — Class B (KSRBX) — Class C (KSRCX) — Class I2 (FRLSX) — Institutional Class (KSRYX) — Investor Class (FFSRX)
          → Salient US Dividend Signal Fund ⇒ Class A (FDYAX) — Class C (FDYCX) — Class I2 (FDYMX) — Institutional Class (FDYTX) — Investor Class (FDYRX)

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485APOS     485APOS for Forward Funds                           HTML   2.52M 
 3: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML      6K 
 2: EX-99.(J)(3)  Power of Attorney                                 HTML     20K

Delayed-Release ‘CORRESP’   —   Comment-Response or Other Letter to the SEC

This is an HTML Document rendered as filed.  [ Alternative Formats ]

  SEC Letter  

FORWARD FUNDS

101 California Street, 16 Floor

San Francisco, CA 94111

September 4, 2015

VIA EDGAR

U.S. Securities and Exchange Commission

Division of Investment Management

100 F Street, N.E.

Washington D.C. 20549-1520

 

RE: Forward Funds (the “Registrant”)

File Nos. 033-48940; 811-06722

Post-Effective Amendment (“PEA”) No. 114 and Amendment No. 114

Dear Sir or Madam:

Electronically transmitted for filing via EDGAR on behalf of the Registrant, pursuant to Rule 485(a)(1) under the Securities Act of 1933, as amended (the “1933 Act”), is Post-Effective Amendment No. 114 to the Registrant’s registration statement on Form N-1A under the 1933 Act and Amendment No. 114 to the Registrant’s registration statement on Form N-1A under the Investment Company Act of 1940, as amended (the “Amendment”). This transmission contains a conformed signature page, the manually signed original of which is maintained at the offices of the Registrant.

The Amendment contains: (i) an Investor Class and Institutional Class statutory prospectus applicable to the Forward Commodity Long/Short Strategy Fund and the Forward Dynamic Income Fund; (ii) a Class A, Class B, Class C and Advisor Class statutory prospectus applicable to the Forward Commodity Long/Short Strategy Fund and the Forward Dynamic Income Fund; (iii) a Class Z statutory prospectus applicable to the Forward Commodity Long/Short Strategy Fund; and (iv) a combined statement of additional information (“SAI”) applicable to each series of the Registrant. The primary purposes of the Amendment are to: (i) make certain material changes to, inter alia, the principal investment strategies and principal investment risks of the Forward Commodity Long/Short Strategy Fund and the Forward Dynamic Income Fund; and (ii) make updates and other non-material changes to the prospectuses and SAI.

No fees are required in connection with this filing. Please contact the undersigned at (720) 917-0585 or via email at megan.koehler@alpsinc.com, or William L. Horn of Dechert LLP at (949) 442-6005 or via email at william.horn@dechert.com with any comments or questions concerning the Amendment.

Sincerely,

 

/s/ Megan Hadley Koehler

Megan Hadley Koehler, Esq.

Enclosures

 

cc: Judith M. Rosenberg, Chief Compliance Officer and Chief Legal Officer, Forward Funds

Douglas P. Dick, Esq., Partner, Dechert LLP

William L. Horn, Esq., Dechert LLP

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485APOS’ Filing    Date    Other Filings
Filed on:9/4/15497,  CORRESP,  N-CSRS
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Filing Submission 0001193125-15-313123   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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