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Horizon Lines, Inc. – ‘10-K/A’ for 12/21/14

On:  Tuesday, 5/26/15, at 5:30pm ET   ·   For:  12/21/14   ·   Accession #:  1193125-15-200343   ·   File #:  1-32627

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/26/15  Horizon Lines, Inc.               10-K/A     12/21/14    3:85K                                    RR Donnelley/FA

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Form 10-K Amendment No. 1                           HTML     51K 
 2: EX-31.3     Certification per Sarbanes-Oxley Act (Section 302)  HTML      5K 
 3: EX-31.4     Certification per Sarbanes-Oxley Act (Section 302)  HTML      5K 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 10-K/A

Amendment No. 1

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 21, 2014

Commission File Number 001-32627

(Exact name of registrant as specified in its charter)

2550 West Tyvola Road, Suite 530, Charlotte, North Carolina 28217

(Address of principal executive offices)

(704) 973-7000

(Registrant’s telephone number, including area code)

NOT APPLICABLE

(Former name, former address and former fiscal year, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act: None

Securities registered pursuant to Section 12(g) of the Act:

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  ¨    No  x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes  x    No  ¨

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  x

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (check one):

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

The aggregate market value of common stock held by non-affiliates, computed by reference to the closing price of the common stock as of the last business day of the registrant’s most recently completed second fiscal quarter, was approximately $3.4 million.

As of March 5, 2015, 40,753,063 shares of common stock, par value $.01 per share, were outstanding.

EXPLANATORY NOTE

Horizon Lines, Inc. (“Horizon,” the “Company,” “we,” “our” or “us”) is filing this Amendment No. 1 on Form 10-K/A (this “Amendment”) to amend the Company’s Annual Report on Form 10-K for the fiscal year ended December 21, 2014 (the “2014 10-K”), originally filed with the Securities and Exchange Commission (the “SEC”) on March 13, 2015, to amend the cover page to list the Company’s common stock under the caption entitled “Securities registered pursuant to Section 12(g) of the Act” and remove the Company’s common stock from the caption entitled “Securities registered pursuant to Section 12(b) of the Act.”

Except as described above, no other changes have been made to the 2014 10-K, and this Form 10-K/A does not modify, amend or update in any way any of the financial or other information contained in the 2014 10-K. This Amendment does not reflect events occurring after the date of the filing of our 2014 10-K, nor does it amend, modify or otherwise update any other information in our 2014 10-K. Accordingly, this Amendment should be read in conjunction with our 2014 10-K and with our filings with the SEC subsequent to the filing of our 2014 10-K.

Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), this Form 10-K/A also contains certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, which are attached hereto. Because no financial statements have been included in this Form 10-K/A and this Form 10-K/A does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4, and 5 of the certifications have been omitted. Terms used but not defined herein are as defined in our 2014 10-K.

PART IV

ITEM 15. Exhibits And Financial Statement Schedules

The following documents are filed as a part of this report:

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Exchange Act, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 26th day of May, 2015.

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Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K/A’ Filing		Date		Other Filings
Filed on:		5/26/15
		3/13/15		10-K,  8-K
		3/5/15
		2/13/15		8-K
For Period End:		12/21/14		10-K
		11/11/14		8-K
		7/28/14
		6/27/14		8-K
		5/1/14		8-K
		3/20/14
		3/6/14		8-K
				List all Filings

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Filing Submission 0001193125-15-200343   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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