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Schroeder Mark C – ‘144’ on 5/15/15 re: Enable Midstream Partners, LP

On:  Friday, 5/15/15, at 1:21pm ET   ·   Accession #:  1193125-15-189697   ·   File #:  1-36413

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/15/15  Schroeder Mark C                  144        Officer     1:54K  Enable Midstream Partners, LP     RR Donnelley/FA

Notice of Proposed Sale of Securities   —   Form 144
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 144         Notice of Proposed Sale of Securities               HTML     33K 


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  144  

 

FORM 144

 

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

NOTICE OF PROPOSED SALE OF SECURITIES

Pursuant to Rule 144 under the Securities Act of 1933

 

   SEC USE ONLY
    

DOCUMENT SEQUENCE NO.

 

ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute a sale or executing a sale directly with a market maker.

 

  

CUSIP NUMBER

 

 

1 (a) NAME OF ISSUER

Enable Midstream Partners, LP

 

 

(b) IRS IDENT. NO

72-1252419

 

(c) S.E.C. FILE NO.

1-36413

  WORK LOCATION
1 (d) ADDRESS OF ISSUER    STREET    CITY           STATE              ZIP CODE             (e) TELEPHONE NO.
                   A CODE     NUMBER

One Leadership Square, 211 North Robinson Avenue, Suite 950, Oklahoma City OK 73102

 

    405    525-7788

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT
        THE SECURITIES ARE TO BE SOLD

 

Schroeder, Mark C

        

 

(b) RELATIONSHIP TO             ISSUER

 

Officer

 

 

(c) ADDRESS    STREET    CITY    STATE    ZIP CODE

 

One Leadership Square, 211 North Robinson Avenue, Suite 950, Oklahoma City OK 73102

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3. (a)                

Title of the

  

(b)

Name and Address of Each Broker Through Whom

   SEC USE ONLY   

(c)

Number of Shares

  

(d)

Aggregate

 

(e)

Number of Shares

  

(f)

Approximate

  

(g)

Name of Each

Class of

Securities

To Be Sold

  

the Securities are to be Offered or Each Market

Maker who is Acquiring the Securities

 

  

Broker-Dealer

File Number

  

or Other Units

To Be Sold

(See instr. 3(c))

  

Market

Value

(See instr. 3(d))

 

or Other Units

Outstanding

(See instr. 3(e)

  

Date of Sale

(See instr. 3(f))

(MO. DAY YR.)

  

Securities

Exchange

(See instr. 3(g))

Common Units   

 

Fidelity Brokerage Services LLC

PO Box 673000

Dallas, TX 75267-2343

 

        3,632    $61,337.216   214,423,917    05/15/2015    NYSE
               
                                   
               
                                   

 

INSTRUCTIONS:  

1.  

  (a)     Name of issuer
    (b)   Issuer’s I.R.S. Identification Number
    (c)   Issuer’s S.E.C. file number, if any
   

(d)

(e)

 

Issuer’s address, including zip code

Issuer’s telephone number, including area code

 

2.

  (a)   Name of person for whose account the securities are to be sold
    (b)   Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
    (c)   Such person’s address, including zip code
3.     (a)     Title of the class of securities to be sold
  (b)   Name and address of each broker through whom the securities are intended to be sold
  (c)   Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d)   Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
  (e)  

Number of shares or other units of the class outstanding, of if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer

Approximate date on which the securities are to be sold

  (f)  
  (g)   Name of each securities exchange, if any, on which the securities are intended to be sold
 


TABLE I - SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold and with

respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of

the Class

 

  

Date you  

Acquired  

 

  

Nature of Acquisition Transaction

 

        

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

 

        

Amount of
Securities

Acquired

 

  

Date of  

Payment  

 

  

Nature of Payment

 

 

Common Units    4/21/2015      Compensation (A)         Enable Midstream Partners, LP         3,632    4/21/2015     

Employment Related Services Provided

 

INSTRUCTIONS    If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

 

TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

Name and Address of Seller   Title of Securities Sold       Date of Sale      

Amount of    
Securities    

Sold    

  Gross Proceeds    

 

NONE

               

REMARKS:

 

  (A) Settlement of phantom units under long term incentive plan that was registered on Form S-8.

 

 

INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

 

ATTENTION:

The Person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.

   

 

5/15/2015

DATE OF NOTICE

     

 

/s/ Mark C. Schroeder

(SIGNATURE)

 
   

 

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,

IF RELYING ON RULE 10B-5

     

 

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

 

 

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