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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/08/15 Heron Therapeutics, Inc./DE 10-Q 3/31/15 38:2.1M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 164K 2: EX-10.1 Material Contract HTML 20K 3: EX-10.2 Material Contract HTML 20K 4: EX-10.3 Material Contract HTML 15K 5: EX-10.4 Material Contract HTML 18K 6: EX-31.1 Certification -- §302 - SOA'02 HTML 19K 7: EX-31.2 Certification -- §302 - SOA'02 HTML 19K 8: EX-32.1 Certification -- §906 - SOA'02 HTML 16K 24: R1 Document And Entity Information HTML 39K 19: R2 Condensed Consolidated Balance Sheets (Current HTML 76K Period Unaudited) 22: R3 Condensed Consolidated Statements of Operations HTML 38K (Unaudited) 26: R4 Condensed Consolidated Statements of Cash Flows HTML 76K (Unaudited) 34: R5 Note 1 - Business HTML 31K 20: R6 Note 2 - Basis of Presentation HTML 18K 21: R7 Note 3 - Accounting Policies HTML 37K 18: R8 Note 4 - Convertible Notes to Related Parties HTML 23K 16: R9 Note 5 - Stockholders' Equity HTML 79K 35: R10 Note 6 - Income Taxes HTML 20K 28: R11 Significant Accounting Policies (Policies) HTML 52K 27: R12 Note 3 - Accounting Policies (Tables) HTML 23K 31: R13 Note 5 - Stockholders' Equity (Tables) HTML 64K 32: R14 Note 1 - Business (Details Textual) HTML 24K 30: R15 Note 3 - Accounting Policies - Equity Excluded HTML 25K From Calculation of Diluted Earnings Per Share (Details) 33: R16 Note 4 - Convertible Notes to Related Parties HTML 66K (Details Textual) 23: R17 Note 5 - Stockholders' Equity (Details Textual) HTML 94K 25: R18 Note 5 - Stockholders' Equity - Allocation of the HTML 24K Recognized Cost (Details) 29: R19 Note 5 - Stockholders' Equity - Option Valuation HTML 26K Assumptions (Details) 38: R20 Note 5 - Stockholders' Equity - Option Summary HTML 40K (Details) 37: XML IDEA XML File -- Filing Summary XML 49K 15: EXCEL IDEA Workbook of Financial Reports XLSX 56K 17: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 261K 9: EX-101.INS XBRL Instance -- hrtx-20150331 XML 390K 11: EX-101.CAL XBRL Calculations -- hrtx-20150331_cal XML 53K 12: EX-101.DEF XBRL Definitions -- hrtx-20150331_def XML 382K 13: EX-101.LAB XBRL Labels -- hrtx-20150331_lab XML 358K 14: EX-101.PRE XBRL Presentations -- hrtx-20150331_pre XML 391K 10: EX-101.SCH XBRL Schema -- hrtx-20150331 XSD 65K 36: ZIP XBRL Zipped Folder -- 0001193125-15-179414-xbrl Zip 53K
EX-10.4 |
Exhibit 10.4
AMENDMENT
TO EXECUTIVE EMPLOYMENT AGREEMENT
This Amendment to the Executive Employment Agreement (this “Amendment”) by and between Heron Therapeutics, Inc. (the “Company”), and Paul Marshall (the “Executive”) is effective as of April 22, 2015.
WHEREAS, the Executive and the Company are parties to the Executive Employment Agreement dated as of November 1, 2013 (the “Original Agreement”); and
WHEREAS, the Executive and the Company desire to amend the Original Agreement as described in this Amendment.
NOW, THEREFORE, in consideration of the mutual covenants in this Amendment, the parties agree that the Original Agreement is amended as set forth below:
1. | Clause (iii) of Section 4.4.2 shall be amended and restated in its entirety to read as follows: |
“(iii) reimbursement for or continuation of payment by the Company of its portion of the health insurance benefits provided to Executive immediately prior to termination pursuant to the terms of the Consolidated Omnibus Budget Reconciliation Act of 1985, as amended (“COBRA”) or other applicable law for a period of up to 18 months from the date of termination”
2. | Section 4.4.3 shall be amended and restated in its entirety to read as follows: |
“4.4.3 Change in Control. If the Executive’s employment shall be terminated by the Company without Cause, or by the Executive for Good Reason within three months before or within 18 months following a Change in Control, the Executive shall receive the payments specified in Section 4.4.1, and, in addition, within ten days of the Executive’s delivery to the Company of a fully effective Release and Waiver in the form attached hereto as Exhibit A, within the applicable time period set forth therein, but in no event later than 45 days following termination of the Executive’s employment, the Executive shall receive the following: (i) a lump sum payment equal to the Executive’s annual base salary then in effect, less required deductions and withholdings; (ii) the greater of the Executive’s target performance bonus then in effect, less required deductions and withholdings, or the Executive’s performance bonus paid in the year preceding the year in which termination occurs, less required deductions and withholdings; (iii) accelerated vesting of 100% of any outstanding and unvested stock awards held by the Executive at such time (including both time-based and performance-based stock awards) and (iv) provided that the Executive timely elects continued coverage under COBRA, the COBRA benefit for a period of up to 12 months.”
3. | Except as modified by this Amendment, the Original Agreement shall remain in full force and effect. |
[Remainder of page intentionally left blank.]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first above written.
Heron Therapeutics, Inc. |
By: /s/ Barry Quart |
Name: Barry Quart |
Title: CEO |
/s/ Paul Marshall |
Paul Marshall |
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 5/8/15 | 8-K | ||
4/22/15 | 8-K | |||
For Period end: | 3/31/15 | |||
11/1/13 | 3, 8-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/12/24 Heron Therapeutics, Inc./DE 10-K 12/31/23 72:10M Donnelley … Solutions/FA 3/29/23 Heron Therapeutics, Inc./DE 10-K 12/31/22 73:12M Donnelley … Solutions/FA 2/28/22 Heron Therapeutics, Inc./DE 10-K 12/31/21 74:12M ActiveDisclosure/FA 2/24/21 Heron Therapeutics, Inc./DE 10-K 12/31/20 74:12M ActiveDisclosure/FA |