Registration Statement (General Form) — Form S-1
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-1 Alic of Ny--Form S-1 HTML 3.13M
2: EX-3.(I) Amended and Restated Charter of Alic of Ny 4 46K
3: EX-3.(II) Amended and Restated By-Laws of Alic of Ny 13 78K
4: EX-5.(J) Opinion of General Counsel Re: Legality 2± 35K
5: EX-23 Consent of Independent Registered Public 1 31K
Accounting Firm
6: EX-24 Powers of Attorney 9 51K
7: EX-99.(B) Experts 1 30K
75: R1 Document and Entity Information HTML 44K
59: R2 Statements of Operations and Comprehensive Income HTML 117K
71: R3 Statements of Operations and Comprehensive Income HTML 44K
(Parenthetical)
79: R4 Statements of Financial Position HTML 177K
102: R5 Statements of Financial Position (Parenthetical) HTML 52K
61: R6 Statements of Shareholder's Equity HTML 61K
70: R7 Statements of Cash Flows HTML 135K
53: R8 General HTML 51K
42: R9 Summary of Significant Accounting Policies HTML 72K
104: R10 Supplemental Cash Flow Information HTML 43K
81: R11 Related Party Transactions HTML 53K
80: R12 Investments HTML 374K
87: R13 Fair Value of Assets and Liabilities HTML 368K
88: R14 Derivative Financial Instruments and Off-balance HTML 152K
sheet Financial Instruments
85: R15 Reserve for Life-Contingent Contract Benefits and HTML 133K
Contractholder Funds
89: R16 Reinsurance HTML 68K
72: R17 Deferred Policy Acquisition and Sales Inducement HTML 51K
Costs
76: R18 Guarantees and Contingent Liabilities HTML 40K
83: R19 Income Taxes HTML 67K
112: R20 Statutory Financial Information and Dividend HTML 38K
Limitations
97: R21 Benefit Plans HTML 37K
66: R22 Other Comprehensive Income HTML 64K
82: R23 Summary of Investments Other Than Investments in HTML 69K
Related Parties
68: R24 Reinsurance HTML 73K
33: R25 Valuation Allowances and Qualifying Accounts HTML 46K
98: R26 Summary of Significant Accounting Policies HTML 108K
(Policies)
108: R27 General (Tables) HTML 43K
48: R28 Supplemental Cash Flow Information (Tables) HTML 41K
47: R29 Investments (Tables) HTML 360K
51: R30 Fair Value of Assets and Liabilities (Tables) HTML 327K
52: R31 Derivative Financial Instruments and Off-balance HTML 144K
sheet Financial Instruments (Tables)
54: R32 Reserve for Life-Contingent Contract Benefits and HTML 142K
Contractholder Funds (Tables)
22: R33 Reinsurance (Tables) HTML 64K
95: R34 Deferred Policy Acquisition and Sales Inducement HTML 52K
Costs (Tables)
64: R35 Income Taxes (Tables) HTML 67K
67: R36 Other Comprehensive Income (Tables) HTML 61K
37: R37 Summary of Premiums and Contract Charges by HTML 62K
Product (Detail)
111: R38 Summary of Significant Accounting Policies - HTML 48K
Additional Information (Detail)
14: R39 Supplemental Cash Flow Information - Additional HTML 40K
Information (Detail)
56: R40 Schedule of Supplemental Cash Flow Information HTML 47K
(Detail)
101: R41 Related Party Transactions - Additional HTML 114K
Information (Detail)
35: R42 Schedule for Fixed Income Securities at Amortized HTML 104K
Cost, Gross Unrealized Gains and Losses and Fair
Value (Detail)
46: R43 Schedule for Fixed Income Securities Based on HTML 85K
Contractual Maturities (Detail)
50: R44 Schedule of Net Investment Income (Detail) HTML 68K
60: R45 Schedule of Realized Capital Gains and Losses by HTML 57K
Asset Type (Detail)
21: R46 Schedule of Realized Capital Gains and Losses by HTML 53K
Transaction Type (Detail)
41: R47 Investments - Additional Information (Detail) HTML 114K
16: R48 Schedule of Other-Than-Temporary Impairment Losses HTML 81K
by Asset Type (Detail)
100: R49 Schedule of Rollforwards of Cumulative Credit HTML 54K
Losses Recognized in Earnings for Fixed Income
Securities Held (Detail)
34: R50 Schedule of Unrealized Net Capital Gains and HTML 98K
Losses (Detail)
96: R51 Schedule of Change in Unrealized net Capital Gains HTML 71K
and Losses (Detail)
38: R52 Summary of Gross Unrealized Losses and Fair Value HTML 154K
of Fixed Income and Equity Securities by Length of
Time (Detail)
57: R53 Schedule of Commercial Mortgage Loans by HTML 52K
Geographic Distribution (Detail)
15: R54 Schedule of Types of Properties Collateralizing HTML 51K
Commercial Mortgage Loans (Detail)
19: R55 Schedule of Contractual Maturities of Mortgage HTML 70K
Loans (Detail)
49: R56 Summary of Carrying Value of Non-Impaired Fixed HTML 52K
and Variable Rate Mortgage Loans by Debt Service
Coverage Ration Distribution (Detail)
26: R57 Schedule of Rollforward of Valuation Allowance on HTML 43K
Impaired Mortgage Loans (Detail)
105: R58 Schedule of Municipal Bonds Held For Investment by HTML 45K
Geographic Distribution (Detail)
63: R59 Summary of Assets and Liabilities Measured at Fair HTML 150K
Value on Recurring and Non-Recurring Basis
(Detail)
86: R60 Summary of Quantitative Information About HTML 59K
Significant Unobservable Inputs Used in Level
Three Fair Value Measurements (Detail)
40: R61 Fair Value of Assets and Liabilities - Additional HTML 62K
Information (Detail)
43: R62 Schedule of Rollforward of Level 3 Assets and HTML 244K
Liabilities Held at Fair Value on Recurring Basis
(Detail)
93: R63 Schedule of Rollforward of Level 3 Assets and HTML 59K
Liabilities Held at Fair Value on Recurring Basis
(Parenthetical) (Detail)
90: R64 Schedule of Change in Unrealized Gains and Losses HTML 70K
Included in Net Income for Level Three Assets and
Liabilities Held (Detail)
65: R65 Schedule of Carrying Values and Fair Value HTML 61K
Estimates of Financial Instruments not Carried at
Fair Value (Detail)
92: R66 Summary of Volume and Fair Value Positions of HTML 125K
Derivative Instruments and Reporting Location in
Statement of Financial Position (Detail)
39: R67 Summary of Gains and Losses from Valuation and HTML 81K
Settlements For Derivatives Not Designated As
Hedges (Detail)
69: R68 Summary of Counterparty Credit Exposure by HTML 72K
Counterparty Credit Rating (Detail)
107: R69 Derivative Financial Instruments and Off-balance HTML 40K
sheet Financial Instruments - Additional
Information (Detail)
18: R70 Schedule of Reserve for Life-Contingent Contract HTML 53K
Benefits (Detail)
32: R71 Schedule of Key Assumptions Used In Calculation HTML 99K
Reserve for Life-Contingent Contract Benefits
(Detail)
58: R72 Reserve for Life-Contingent Contract Benefits and HTML 45K
Contractholder Funds - Additional Information
(Detail)
24: R73 Schedule of Contractholder Funds (Detail) HTML 46K
110: R74 Schedule of Contract Provisions Related to HTML 79K
Contractholder Funds (Detail)
36: R75 Schedule of Contractholder Funds Activity (Detail) HTML 57K
27: R76 Summary of Variable Annuity Contracts with HTML 76K
Guarantees (Detail)
31: R77 Summary of Liabilities for Guarantees (Detail) HTML 102K
20: R78 Summary of Liabilities for Guarantees HTML 68K
(Parenthetical) (Detail)
23: R79 Reinsurance - Additional Information (Detail) HTML 82K
77: R80 Schedule of Effects of Reinsurance on Premiums and HTML 52K
Contract Charges (Detail)
29: R81 Schedule of Effects of Reinsurance on Contract HTML 51K
Benefits (Detail)
106: R82 Schedule of Effect of Reinsurance on Interest HTML 50K
Credited to Contractholder Funds (Detail)
55: R83 Schedule of Deferred Policy Acquisition Costs HTML 50K
(Detail)
84: R84 Schedule of Deferred Sales Inducement Activity HTML 46K
(Detail)
91: R85 Guarantees and Contingent Liabilities - Additional HTML 39K
Information (Detail)
28: R86 Income Taxes - Additional Information (Detail) HTML 44K
30: R87 Components of Deferred Income Tax Assets and HTML 74K
Liabilities (Detail)
103: R88 Components of Income Tax Expense (Detail) HTML 46K
25: R89 Reconciliation of Statutory Federal Income Tax HTML 49K
Rate to Effective Income Tax Rate (Detail)
78: R90 Statutory Financial Information - Additional HTML 46K
Information (Detail)
74: R91 Benefit Plans - Additional Information (Detail) HTML 40K
94: R92 Schedule of Components of Other Comprehensive HTML 96K
Income on Pre-Tax and After-Tax Basis (Detail)
73: R93 Schedule I - Summary of Investments Other Than HTML 137K
Investments in Related Parties (Detail)
62: R94 Schedule IV - Reinsurance (Detail) HTML 86K
99: R95 Schedule V - Valuation Allowances and Qualifying HTML 49K
Accounts (Detail)
109: XML IDEA XML File -- Filing Summary XML 182K
17: EXCEL IDEA Workbook of Financial Reports XLSX 414K
45: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 2.86M
8: EX-101.INS XBRL Instance -- ck0000839759-20141231 XML 4.55M
10: EX-101.CAL XBRL Calculations -- ck0000839759-20141231_cal XML 341K
11: EX-101.DEF XBRL Definitions -- ck0000839759-20141231_def XML 1.55M
12: EX-101.LAB XBRL Labels -- ck0000839759-20141231_lab XML 2.03M
13: EX-101.PRE XBRL Presentations -- ck0000839759-20141231_pre XML 1.76M
9: EX-101.SCH XBRL Schema -- ck0000839759-20141231 XSD 328K
44: ZIP XBRL Zipped Folder -- 0001193125-15-116039-xbrl Zip 348K
‘EX-5.(J)’ — Opinion of General Counsel Re: Legality
| EX-5.(J) | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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Exhibit 5(j)
Allstate Life Insurance Company of New York
2775 Sanders Road, Suite A2E, Northbrook, IL 60062
Phone 847-402-9365 Fax 847-326-7323
Email afontana@allstate.com
Angela K. Fontana
Director, Vice President,
General Counsel and Secretary
Law & Regulation
April 1, 2015
To: Allstate Life Insurance Company of New York
Northbrook, IL 60062
From: Angela K. Fontana
Director, Vice President,
General Counsel and Secretary
Re: Form S-1 Registration Statement under the Securities Act of 1933
File No. 333-
AIM Lifetime Plus Variable Annuity
AIM Lifetime Plus II Variable Annuity
Allstate Provider Variable Annuity
Custom Portfolio Variable Annuity
SelectDirections Variable Annuity (together the "Contracts")
With reference to the Form S-1 Registration Statement filed by Allstate Life
Insurance Company of New York (the "Company"), as Registrant, with the
Securities and Exchange Commission covering the Contracts described therein, I
have examined such documents and such law as I have considered necessary and
appropriate, and on the basis of such examination, it is my opinion that as of
April 1, 2015:
1) The Company is duly organized and existing under the laws of the State
of New York and has been duly authorized to do business and to issue the
Certificates by the Superintendent of the New York State Department of
Financial Services.
2) The securities registered by the above Registration Statement when
issued will be valid, legal and binding obligations of the Company.
I hereby consent to the filing of this opinion as an exhibit to the above
referenced Registration Statement and to the use of my name under the caption
"Legal Matters" in the prospectuses constituting part of the Registration
Statement.
Sincerely,
/s/ Angela K. Fontana
-----------------------------
Angela K. Fontana
Director, Vice President,
General Counsel and Secretary
Dates Referenced Herein
| This ‘S-1’ Filing | | Date | | Other Filings |
|---|
| |  |
| Filed on: | | 4/1/15 | | None on these Dates |
| List all Filings |
3 Subsequent Filings that Reference this Filing
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