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Draper Associates LP, et al. – ‘SC 13D/A’ on 3/17/15 re: Solarcity Corp – ‘EX-1’

On:  Tuesday, 3/17/15, at 7:35pm ET   ·   As of:  3/18/15   ·   Accession #:  1193125-15-95725   ·   File #:  5-87106

Previous ‘SC 13D’:  ‘SC 13D/A’ on 2/9/15   ·   Next:  ‘SC 13D/A’ on 6/22/15   ·   Latest:  ‘SC 13D/A’ on 3/17/16

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/18/15  Draper Associates LP              SC 13D/A    3/17/15    2:635K Solarcity Corp                    Donnelley … Solutions/FA
          Bailey Family Trust Uad 8/31/10
          Barry M. Schuler
          Barry Martin Schuler & Tracy Strong Schuler 1998 Trust
          DFJ Fund IX, Ltd.
          DFJ Fund X, Ltd.
          DFJ Growth Fund 2006, Ltd.
          Draper Associates Riskmasters Fund III, LLC
          Draper Associates Riskmasters Fund, LLC
          Draper Associates, Inc.
          Draper Fisher Jurvetson Fund IX Partners, L.P.
          Draper Fisher Jurvetson Fund IX, L.P.
          Draper Fisher Jurvetson Fund X Partners, L.P.
          Draper Fisher Jurvetson Fund X, L.P.
          Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.
          Draper Fisher Jurvetson Growth Fund 2006, L.P.
          Draper Fisher Jurvetson Partners Growth Fund 2006, LLC
          Draper Fisher Jurvetson Partners IX, LLC
          Draper Fisher Jurvetson Partners X, LLC
          Draper Foundation
          Fisher/Caldwell 2012 Irrevocable Childrens Trust U/A/D 6-12
          Glein Family Trust Uad 4/30/13
          Jabe, LLC
          JHNF Investment LLC
          John Fisher & Jennifer Caldwell Living Trust Dated 1/7/00, A
          John H.N. Fisher
          Mark W. Bailey
          Meteor Group, LLC
          Randy Glein
          Stephen T. Jurvetson
          Steve & Karla Jurvetson Living Trust Dated 8/27/02
          Timothy C. Draper

Amendment to General Statement of Beneficial Ownership   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    SC 13D Amendment No. 3                              HTML    310K 
 2: EX-1        Underwriting Agreement                              HTML     37K 


EX-1   —   Underwriting Agreement


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-1  

Exhibit 1

JOINT FILING AGREEMENT

Each of the undersigned hereby agrees that this Schedule 13D Amendment No. 2 is being filed with the Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended.

Dated: March 16, 2015

 

Draper Fisher Jurvetson Fund IX, L.P.

By: Draper Fisher Jurvetson Fund IX Partners, L.P. (general partner)

By: DFJ Fund IX, Ltd., its general partner

By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Director
Draper Fisher Jurvetson Fund IX Partners, L.P.
By: DFJ Fund IX, Ltd., its general partner
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Director
DFJ Fund IX, Ltd.
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Director
Draper Fisher Jurvetson Partners IX, LLC
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Member


CUSIP NUMBER  83416T100

 

13D Page 2 of 7 Pages

Draper Fisher Jurvetson Fund X, L.P.

By: Draper Fisher Jurvetson Fund X Partners, L.P. (general partner)

By: DFJ Fund X, Ltd., its general partner

By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Director
Draper Fisher Jurvetson Fund X Partners, L.P.
By: DFJ Fund X, Ltd., its general partner
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Director
DFJ Fund X, Ltd.
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Director
Draper Fisher Jurvetson Partners X, LLC
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Member


CUSIP NUMBER  83416T100

 

13D Page 3 of 7 Pages

Draper Fisher Jurvetson Growth Fund 2006, L.P.

By: Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (general partner)

By: DFJ Growth Fund 2006, Ltd., its general partner

By:

/s/ Mark W. Bailey

Name: Mark W. Bailey
Title: Director
Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.
By: DFJ Growth Fund 2006, Ltd., its general partner
By:

/s/ Mark W. Bailey

Name: Mark W. Bailey
Title: Director
DFJ Growth Fund 2006, Ltd.
By:

/s/ Mark W. Bailey

Name: Mark W. Bailey
Title: Director
Draper Fisher Jurvetson Partners Growth Fund 2006, LLC
By:

/s/ Mark W. Bailey

Name: Mark W. Bailey
Title: Authorized Member


CUSIP NUMBER  83416T100

 

13D Page 4 of 7 Pages

Draper Associates, L.P.

By: Draper Associates, Inc. (its general partner)

By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: President
Draper Associates, Inc.
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: President
Draper Associates Riskmasters Fund, LLC
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Member
Draper Associates Riskmasters Fund III, LLC
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Member
JABE, LLC
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: Managing Member


CUSIP NUMBER  83416T100

 

13D Page 5 of 7 Pages
The Draper Foundation
By:

/s/ Timothy C. Draper

Name: Timothy C. Draper
Title: President

/s/ Timothy C. Draper

Timothy C. Draper

/s/ John H. N. Fisher

John H. N. Fisher
John H.N. Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08
By:

/s/ John H. N. Fisher

Name: John H. N. Fisher
Title: Trustee
The Fisher/Caldwell 2012 Irrevocable Children’s Trust U/A/D 6-12-12
By:

/s/ John H. N. Fisher

Name: John H. N. Fisher
Title: Trustee
JHNF Investment LLC
By:

/s/ John H. N. Fisher

Name: John H. N. Fisher
Title: Managing Member

/s/ Stephen T. Jurvetson

Stephen T. Jurvetson


CUSIP NUMBER  83416T100

 

13D Page 6 of 7 Pages
The Steve and Karla Jurvetson Living Trust dated 8/27/02
By:

/s/ Stephen T. Jurvetson

Name: Stephen T. Jurvetson
Title: Trustee

/s/ Barry M. Schuler

Barry M. Schuler
The Barry Martin Schuler and Tracy Strong Schuler 1998 Trust
By:

/s/ Barry M. Schuler

Name: Barry M. Schuler
Title: Trustee
The Meteor Group, LLC
By:

/s/ Barry M. Schuler

Name: Barry M. Schuler
Title: Managing Member

/s/ Mark W. Bailey

Mark W. Bailey
The Bailey Family Trust UAD 8/31/10
By:

/s/ Mark W. Bailey

Name: Mark W. Bailey
Title: Trustee

/s/ Randy Glein

Randy Glein


CUSIP NUMBER  83416T100

 

13D Page 7 of 7 Pages
The Glein Family Trust UAD 4/30/13
By:

/s/ Randy Glein

Name: Randy Glein
Title: Trustee

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed as of:3/18/154
Filed on:3/17/154,  424B5
3/16/15424B5
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Filing Submission 0001193125-15-095725   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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