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CURO Group Holdings Corp. – IPO: ‘S-1/A’ on 11/28/17 – ‘EX-4.1’

On:  Tuesday, 11/28/17, at 6:08am ET   ·   Accession #:  1193125-17-353020   ·   File #:  333-221081

Previous ‘S-1’:  ‘S-1/A’ on 11/6/17   ·   Next:  ‘S-1/A’ on 12/6/17   ·   Latest:  ‘S-1’ on 5/14/18   ·   14 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/28/17  CURO Group Holdings Corp.         S-1/A                 11:6.4M                                   Donnelley … Solutions/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment No. 3 to Form S-1                         HTML   2.96M 
 2: EX-1.1      Underwriting Agreement                              HTML    187K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML      8K 
 4: EX-4.2      Instrument Defining the Rights of Security Holders  HTML    129K 
 5: EX-5.1      Opinion re: Legality                                HTML     12K 
 6: EX-10.5     Material Contract                                   HTML    125K 
 7: EX-10.6     Material Contract                                   HTML     50K 
 8: EX-10.60    Material Contract                                   HTML     14K 
 9: EX-10.61    Material Contract                                   HTML     16K 
10: EX-10.62    Material Contract                                   HTML    127K 
11: EX-23.1     Consent of Experts or Counsel                       HTML      7K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-4.1  

Exhibit 4.1

 

LOGO

CURO CURO Group Holdings Corp. INCORPORATED UNDER THE LAWS OF THE STATE OF SEE REVERSE SIDE FOR CERTAIN DEFINITIONS CUSIP 000000 00 0 THIS CERTIFIES THAT is the owner of FULLY PAID AND NON-ASSESSABLE COMMON SHARES, $0.001 PAR VALUE, OF CURO Group Holdings Corp. transferable on the books of the Corporation by the holder hereof in person or by Attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers. Dated: CHAIRMAN OF THE BOARD, PRESIDENT OR VICE PRESIDENT SECRETARY OR TREASURER COUNTERSIGNED AND REGISTERED: AMERICAN STOCK TRANSFER & TRUST COMPANY (Brooklyn, New York) TRANSFER AGENT AND REGISTRAR BY AUTHORIZED SIGNATURE


LOGO

THE BOARD OF THIS CORPORATION HAS THE AUTHORITY TO CREATE AND DETERMINE THE RELATIVE RIGHTS AND PREFERENCES OF CLASSES OR SERIES OF SHARES OF CAPITAL STOCK OTHER THAN COMMON STOCK. THIS CORPORATION WILL FURNISH TO ANY SHAREHOLDER UPON WRITTEN REQUEST SENT TO ITS PRINCIPAL EXECUTIVE OFFICES, AND WITHOUT CHARGE, A FULL STATEMENT OF THE BOARD’S AUTHORITY TO CREATE AND DETERMINE THE RELATIVE RIGHTS AND PREFERENCES OF CLASSES OR SERIES OF SHARES OF CAPITAL STOCK AS WELL AS THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF THE SHARES OF EACH CLASS OR SERIES THEN OUTSTANDING OR AUTHORIZED TO BE ISSUED. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM – as tenants in common UTMA – Custodian (Cust) (Minor) TEN ENT – as tenants by entireties under Uniform Transfers to Minors JT TEN – as joint tenants with right of survivorship Act and not as tenants in common (State) Additional abbreviations may also be used though not in the above list. For value received hereby sell, assign, and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE) Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. SIGNATURE GUARANTEED ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.


14 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/02/23  CURO Group Holdings Corp.         10-Q        9/30/23  101:13M
 8/03/23  CURO Group Holdings Corp.         10-Q        6/30/23  101:12M
 5/10/23  CURO Group Holdings Corp.         10-Q        3/31/23   99:12M
 3/10/23  CURO Group Holdings Corp.         10-K       12/31/22  149:20M
11/03/22  CURO Group Holdings Corp.         10-Q        9/30/22  100:60M
 8/09/22  CURO Group Holdings Corp.         10-Q        6/30/22   97:14M
 5/03/22  CURO Group Holdings Corp.         10-Q        3/31/22   93:11M
 3/07/22  CURO Group Holdings Corp.         10-K       12/31/21  154:26M
11/01/21  CURO Group Holdings Corp.         10-Q        9/30/21  102:14M
 7/28/21  CURO Group Holdings Corp.         10-Q        6/30/21  106:15M
 6/17/21  CURO Group Holdings Corp.         S-8         6/17/21    5:253K                                   Warner Norcross… Judd/FA
 5/07/21  CURO Group Holdings Corp.         10-Q        3/31/21  102:13M
 3/05/21  CURO Group Holdings Corp.         10-K       12/31/20  136:20M
10/30/20  CURO Group Holdings Corp.         10-Q        9/30/20  100:14M
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Filing Submission 0001193125-17-353020   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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