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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/05/17 Schwab Strategic Trust 485BPOS 10/05/17 10:959K Donnelley … Solutions/FA → Schwab 1000 Index ETF ⇒ SCHK |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment HTML 497K 2: EX-99.(D)(2) Miscellaneous Exhibit HTML 11K 3: EX-99.(E)(7) Miscellaneous Exhibit HTML 13K 4: EX-99.(G)(8) Miscellaneous Exhibit HTML 16K 5: EX-99.(H)(1)(F) Miscellaneous Exhibit HTML 13K 6: EX-99.(H)(2)(F) Miscellaneous Exhibit HTML 10K 7: EX-99.(H)(4)(J) Miscellaneous Exhibit HTML 19K 8: EX-99.(H)(5)(G) Miscellaneous Exhibit HTML 18K 9: EX-99.(H)(6) Miscellaneous Exhibit HTML 13K 10: EX-99.(I) Miscellaneous Exhibit HTML 8K
| EX-99.(e)(7) |
AMENDMENT NO. 6 TO
DISTRIBUTION AGREEMENT
THIS AMENDMENT NO. 6 TO DISTRIBUTION AGREEMENT (this “Amendment”), effective as October 5, 2017 (the “Amendment Effective Date”), by and between Schwab Strategic Trust (“Company”) and SEI Investments Distribution Co. (“SIDCO”).
WHEREAS:
| 1. | The Company and SIDCO entered into a Distribution Agreement, dated as of October 12, 2009 (the “Distribution Agreement”), pursuant to which, among other things, SIDCO agreed to act as the Distributor with respect to issuance and distribution of Creation Units of each Fund; and |
| 2. | The parties hereto desire to further amend the Distribution Agreement on the terms and subject to the conditions provided herein. |
NOW, THEREFORE, in consideration of the premises, covenants, representations and warranties contained herein and intending to be legally bound hereby, the parties hereto agree as follows:
| 1. | Schedule A of the Distribution Agreement is hereby amended to add the following ETF to the current List of Funds of the Trust: |
| Schwab 1000 Index ETF |
| A new Schedule A listing each of the ETFs subject to the Distribution Agreement as of the date of this Amendment is hereby attached to this Amendment. |
| 2. | Ratification of Agreement. Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Distribution Agreement shall continue in full force and effect. |
| 3. | Counterparts. This Amendment may be executed in two or more counterparts, all of which shall constitute one and the same instrument. Each such counterpart shall be deemed an original, and it shall not be necessary in making proof of this Amendment to produce or account for more than one such counterpart. This Amendment shall be deemed executed by each party when any one or more counterparts hereof or thereof, individually or taken together, bears the original, facsimile or scanned signatures of each of the parties. |
| 4. | Entire Agreement. The Distribution Agreement as modified by this Amendment constitutes the entire agreement among the parties with respect to the subject matter contained herein and therein and may only be amended by a writing executed by all parties. |
| 5. | Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the State of Delaware without giving effect to any conflict of laws or choice of laws rules or principles thereof. |
IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date set forth above.
| SCHWAB STRATEGIC TRUST | SEI INVESTMENTS DISTRIBUTION CO. | |||||||
| By: /s/ George Pereira | By: /s/ Maxine Chou | |||||||
| Name: | George Pereira | Name: | Maxine Chou | |||||
| Title: | Sr. Vice President & Chief Operating Officer | Title: | Chief Financial Officer | |||||
SCHEDULE A
LIST OF FUNDS
Schwab U.S. Large-Cap ETF
Schwab U.S. Large-Cap Value ETF
Schwab U.S. Large-Cap Growth ETF
Schwab U.S. Small-Cap ETF
Schwab International Small-Cap Equity ETF
Schwab International Equity ETF
Schwab Emerging Markets Equity ETF
Schwab U.S. Broad Markets ETF
Schwab U.S. TIPS ETF
Schwab Short-Term U.S. Treasury ETF
Schwab Intermediate-Term U.S. Treasury ETF
Schwab U.S. REIT ETF
Schwab U.S. Mid-Cap ETF
Schwab U.S. Aggregate Bond ETF
Schwab U.S. Dividend Equity ETF
Schwab Fundamental U.S. Broad Market Index ETF
Schwab Fundamental U.S. Large Company Index ETF
Schwab Fundamental U.S. Small Company Index ETF
Schwab Fundamental International Large Company Index ETF
Schwab Fundamental International Small Company Index ETF
Schwab Fundamental Emerging Markets Large Company Index ETF
Schwab 1000 Index ETF
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 10/5/17 | None on these Dates | ||
| 10/12/09 | ||||
| List all Filings | ||||