|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Agent 6/27/17 Discover Financial Services 15-15D 6/27/17 1:13K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 15-15D Notice of Suspension of Duty to File Reports HTML 11K
| 15-15D |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 333-144189
Discover Financial Services 401(k) Plan
(Exact name of registrant as specified in its charter)
Discover Financial Services
2500 Lake Cook Road
Telephone: (224) 405-0900
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Plan Interests in the
Discover Financial Services 401(k) Plan
(Title of each class of securities covered by this Form)
Discover Financial Services Common Stock, par value $0.01 per share(1)
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ☐ | |
| Rule 12g-4(a)(2) | ☐ | |
| Rule 12h-3(b)(1)(i) | ☒ | |
| Rule 12h-3(b)(1)(ii) | ☐ | |
| Rule 15d-6 | ☐ | |
| Rule 15d-22(b) | ☐ |
Approximate number of holders of record as of the certification or notice date: None(2)
| (1) | Although the duty to file reports under Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, has been terminated with respect to the Discover Financial Services 401(k) Plan (the “Plan”), the duty to file reports under Section 13(a) or 15(d) remains with respect to Discover Financial Services common stock, par value $0.01 per share (the “Common Stock”). |
| (2) | The Plan no longer offers Common Stock as an investment option. Therefore, interests in the Plan no longer require registration. Accordingly, this Form 15 is being filed solely to suspend the Plan’s duty to file reports under Section 15(d), including on Form 11-K. |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Discover Financial Services 401(k) Plan has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| Discover Financial Services 401(k) Plan | ||||||
| Date: | June 27, 2017 | By: | /s/ R. Douglas Rose | |||
| R. Douglas Rose | ||||||
| Senior Vice President and | ||||||
| Chief Human Resources Officer, | ||||||
| Plan Fiduciary | ||||||
| This ‘15-15D’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 6/27/17 | S-8 POS | ||
| List all Filings | ||||