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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/28/17 Howmet Aerospace Inc. 10-K 12/31/16 176:18M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.79M
2: EX-2.(E)(1) Plan of Acquisition, Reorganization, Arrangement, HTML 56K
Liquidation or Succession
3: EX-3.(B) Articles of Incorporation/Organization or Bylaws HTML 167K
10: EX-10.(AA) Material Contract HTML 80K
11: EX-10.(BB) Material Contract HTML 70K
4: EX-10.(J) Material Contract HTML 81K
12: EX-10.(KK) Material Contract HTML 67K
5: EX-10.(P) Material Contract HTML 101K
6: EX-10.(V) Material Contract HTML 77K
13: EX-10.(VV) Material Contract HTML 93K
14: EX-10.(WW) Material Contract HTML 86K
7: EX-10.(X) Material Contract HTML 111K
15: EX-10.(XX) Material Contract HTML 152K
8: EX-10.(Y)(1) Material Contract HTML 53K
9: EX-10.(Z)(1) Material Contract HTML 53K
17: EX-21 Subsidiaries List HTML 56K
18: EX-23 Consent of Experts or Counsel HTML 51K
19: EX-24 Power of Attorney HTML 61K
16: EX-12 Statement re: Computation of Ratios HTML 94K
20: EX-31 Certification -- §302 - SOA'02 HTML 65K
21: EX-32 Certification -- §906 - SOA'02 HTML 53K
28: R1 Document and Entity Information HTML 80K
29: R2 Statement of Consolidated Operations HTML 138K
30: R3 Statement of Consolidated Comprehensive Loss HTML 81K
31: R4 Consolidated Balance Sheet HTML 174K
32: R5 Consolidated Balance Sheet (Parenthetical) HTML 53K
33: R6 Statement of Consolidated Cash Flows HTML 175K
34: R7 Statement of Changes in Consolidated Equity HTML 132K
35: R8 Statement of Changes in Consolidated Equity HTML 56K
(Parenthetical)
36: R9 Summary of Significant Accounting Policies HTML 132K
37: R10 Accumulated Other Comprehensive Loss HTML 173K
38: R11 Separation Transaction and Discontinued Operations HTML 117K
39: R12 Restructuring and Other Charges HTML 116K
40: R13 Goodwill and Other Intangible Assets HTML 116K
41: R14 Acquisitions and Divestitures HTML 98K
42: R15 Inventories HTML 61K
43: R16 Properties, Plants, and Equipment, Net HTML 72K
44: R17 Other Noncurrent Assets HTML 62K
45: R18 Debt HTML 86K
46: R19 Other Noncurrent Liabilities and Deferred Credits HTML 60K
47: R20 Contingencies and Commitments HTML 79K
48: R21 Other Income, Net HTML 65K
49: R22 Cash Flow Information HTML 82K
50: R23 Segment and Geographic Area Information HTML 213K
51: R24 Preferred and Common Stock HTML 117K
52: R25 Earnings Per Share HTML 86K
53: R26 Income Taxes HTML 187K
54: R27 Receivables HTML 81K
55: R28 Interest Cost Components HTML 59K
56: R29 Pension and Other Postretirement Benefits HTML 333K
57: R30 Other Financial Instruments HTML 97K
58: R31 Related Party Transactions HTML 59K
59: R32 Subsequent Events HTML 54K
60: R33 Quarterly Data HTML 105K
61: R34 Summary of Significant Accounting Policies HTML 165K
(Policies)
62: R35 Summary of Significant Accounting Policies HTML 65K
(Tables)
63: R36 Accumulated Other Comprehensive Loss (Tables) HTML 170K
64: R37 Separation Transaction and Discontinued Operations HTML 106K
(Tables)
65: R38 Restructuring and Other Charges (Tables) HTML 108K
66: R39 Goodwill and Other Intangible Assets (Tables) HTML 112K
67: R40 Acquisitions and Divestitures (Tables) HTML 77K
68: R41 Inventories (Tables) HTML 60K
69: R42 Properties, Plants, and Equipment, Net (Tables) HTML 70K
70: R43 Other Noncurrent Assets (Tables) HTML 59K
71: R44 Debt (Tables) HTML 72K
72: R45 Other Noncurrent Liabilities and Deferred Credits HTML 59K
(Tables)
73: R46 Other Income, Net (Tables) HTML 63K
74: R47 Cash Flow Information (Tables) HTML 77K
75: R48 Segment and Geographic Area Information (Tables) HTML 215K
76: R49 Preferred and Common Stock (Tables) HTML 94K
77: R50 Earnings Per Share (Tables) HTML 80K
78: R51 Income Taxes (Tables) HTML 180K
79: R52 Receivables (Tables) HTML 72K
80: R53 Interest Cost Components (Tables) HTML 61K
81: R54 Pension and Other Postretirement Benefits (Tables) HTML 331K
82: R55 Other Financial Instruments (Tables) HTML 79K
83: R56 Quarterly Data (Tables) HTML 104K
84: R57 Summary of Significant Accounting Policies - HTML 132K
Additional Information (Detail)
85: R58 Summary of Significant Accounting Policies - HTML 63K
Weighted-Average Useful Lives of Structures and
Machinery and Equipment (Detail)
86: R59 Summary of Significant Accounting Policies - HTML 63K
Weighted-Average Useful Lives of Software and
Other Intangible Assets (Detail)
87: R60 Accumulated Other Comprehensive Loss - Summary of HTML 160K
Changes in Accumulated Other Comprehensive (Loss)
Income by Component (Detail)
88: R61 Separation Transaction and Discontinued Operations HTML 76K
- Additional Information (Detail)
89: R62 Separation Transaction and Discontinued Operations HTML 101K
- Summary of Discontinued Operations in Statement
of Consolidated Operations (Detail)
90: R63 Separation Transaction and Discontinued Operations HTML 146K
- Summary of Discontinued Operations in Statement
of Consolidated Balance Sheet (Detail)
91: R64 Separation Transaction and Discontinued Operations HTML 59K
- Summary of Discontinued Operations in Statement
of Consolidated Cash Flows (Detail)
92: R65 Restructuring and Other Charges - Schedule of HTML 67K
Restructuring and Other Charges (Detail)
93: R66 Restructuring and Other Charges - 2016 Actions - HTML 126K
Additional Information (Detail)
94: R67 Restructuring and Other Charges - 2015 Actions - HTML 105K
Additional Information (Detail)
95: R68 Restructuring and Other Charges - 2014 Actions - HTML 124K
Additional Information (Detail)
96: R69 Restructuring and Other Charges - Schedule of HTML 66K
Restructuring and Other Charges by Reportable
Segments, Pretax (Detail)
97: R70 Restructuring and Other Charges - Activity and HTML 68K
Reserve Balances for Restructuring Charges
(Detail)
98: R71 Restructuring and Other Charges - Activity and HTML 66K
Reserve Balances for Restructuring Charges
(Parenthetical) (Detail)
99: R72 Goodwill and Other Intangible Assets - Changes in HTML 85K
Carrying Amount of Goodwill (Detail)
100: R73 Goodwill and Other Intangible Assets - Changes in HTML 62K
Carrying Amount of Goodwill (Parenthetical)
(Detail)
101: R74 Goodwill and Other Intangible Assets - Other HTML 70K
Intangible Assets (Detail)
102: R75 Goodwill and Other Intangible Assets - Additional HTML 72K
Information (Detail)
103: R76 Acquisitions and Divestitures - 2015 Acquisitions HTML 155K
- Additional Information (Detail)
104: R77 Acquisitions and Divestitures - Summary of Final HTML 98K
Allocation of Purchase Price by Major Asset
Acquired and Liability Assumed, Amount of Goodwill
Recognized (Detail)
105: R78 Acquisitions and Divestitures - 2015 Divestiture - HTML 63K
Additional Information (Detail)
106: R79 Acquisitions and Divestitures - 2014 Acquisitions HTML 131K
- Additional Information (Detail)
107: R80 Acquisitions and Divestitures - Summary of Final HTML 88K
Allocation of Purchase Price by Major Asset
Acquired and Liability Assumed, Amount of Goodwill
Recognized and Net Present Value of Potential
Earn-out (Detail)
108: R81 Acquisitions and Divestitures - 2014 Divestiture - HTML 65K
Additional Information (Detail)
109: R82 Inventories - Schedule of Inventory Components HTML 64K
(Detail)
110: R83 Inventories - Additional Information (Detail) HTML 54K
111: R84 Properties, Plants, and Equipment, Net - Schedule HTML 86K
of Properties, Plants, and Equipment, Net (Detail)
112: R85 Other Noncurrent Assets - Schedule of Other HTML 61K
Noncurrent Assets (Detail)
113: R86 Other Noncurrent Assets - Additional Information HTML 63K
(Detail)
114: R87 Debt - Schedule of Long-Term Debt (Detail) HTML 93K
115: R88 Debt - Schedule of Long-Term Debt (Parenthetical) HTML 84K
(Detail)
116: R89 Principal maturities of long-term debt - HTML 64K
Additional Information (Detail)
117: R90 Debt (Public Debt) - Additional Information HTML 63K
(Detail)
118: R91 Debt (Credit Facilities) - Additional Information HTML 108K
(Detail)
119: R92 Debt (Short-Term Borrowings) - Additional HTML 55K
Information (Detail)
120: R93 Debt (Commercial Paper) - Additional Information HTML 62K
(Detail)
121: R94 Other Noncurrent Liabilities and Deferred Credits HTML 67K
- Schedule of Other Noncurrent Liabilities and
Deferred Credits (Detail)
122: R95 Contingencies and Commitments - Additional HTML 82K
Information - 1 (Detail)
123: R96 Contingencies and Commitments - Additional HTML 132K
Information - 2 (Detail)
124: R97 Other Income, Net - Schedule of Other Expenses HTML 71K
(Income), Net (Detail)
125: R98 Other Income, Net - Additional Information HTML 67K
(Detail)
126: R99 Cash Flow Information - Schedule of Cash Paid for HTML 55K
Interest and Income Taxes (Detail)
127: R100 Cash Flow Information - Schedule of Cash Paid for HTML 72K
Acquisitions Including Non-Controlling Interest
(Detail)
128: R101 Cash Flow Information - Additional Information HTML 128K
(Detail)
129: R102 Segment and Geographic Area Information - HTML 56K
Additional Information (Detail)
130: R103 Segment and Geographic Area Information - Schedule HTML 115K
of Operating Results of Arconic's Reportable
Segment (Detail)
131: R104 Segment and Geographic Area Information - Schedule HTML 65K
of Reconciliation of Certain Segment Information
to Consolidated Totals (Detail)
132: R105 Segment and Geographic Area Information - Schedule HTML 90K
of Segment ATOI to Consolidated Net (Loss) Income
Attributable to Arconic (Detail)
133: R106 Segment and Geographic Area Information - Schedule HTML 56K
of Segment ATOI to Consolidated Net (Loss) Income
Attributable to Arconic (Parenthetical) (Detail)
134: R107 Segment and Geographic Area Information - Schedule HTML 89K
of Segment Reporting Information to Consolidated
Assets (Detail)
135: R108 Segment and Geographic Area Information - Sales by HTML 77K
Major Product Grouping (Detail)
136: R109 Segment and Geographic Area Information - Schedule HTML 98K
of Geographic Information for Sales (Detail)
137: R110 Segment and Geographic Area Information - Schedule HTML 69K
of Geographic Information for Long-Lived Assets
(Detail)
138: R111 Preferred and Common Stock - Additional HTML 290K
Information (Detail)
139: R112 Preferred and Common Stock - Schedule of Share HTML 81K
Activity (Detail)
140: R113 Preferred and Common Stock - Schedule of Activity HTML 132K
for Stock Options and Stock Awards (Detail)
141: R114 Earnings Per Share - Reconciliation of Information HTML 93K
Used to Compute Basic and Diluted EPS (Detail)
142: R115 Earnings Per Share - Additional Information HTML 74K
(Detail)
143: R116 Income Taxes - Components of Income from HTML 58K
Continuing Operations Before Income Taxes (Detail)
144: R117 Income Taxes - Schedule of Provision for Income HTML 81K
Taxes on Income from Continuing Operations
(Detail)
145: R118 Income Taxes - Additional Information (Detail) HTML 145K
146: R119 Income Taxes - Reconciliation of U.S. Federal HTML 91K
Statutory Rate to Arconic's Effective Tax Rate
(Detail)
147: R120 Income Taxes - Reconciliation of U.S. Federal HTML 56K
Statutory Rate to Arconic's Effective Tax Rate
(Parenthetical) (Detail)
148: R121 Income Taxes - Schedule of Components of Net HTML 94K
Deferred Tax Assets and Liabilities (Detail)
149: R122 Income Taxes - Schedule of Expiration Periods of HTML 76K
Deferred Tax Assets (Detail)
150: R123 Income Taxes - Schedule of Changes in Valuation HTML 63K
Allowance (Detail)
151: R124 Income Taxes - Reconciliation of Unrecognized Tax HTML 67K
Benefits (Excluding Interest and Penalties)
(Detail)
152: R125 Receivables - Additional Information (Detail) HTML 83K
153: R126 Receivables - Schedule of Allowance for Doubtful HTML 69K
Accounts (Detail)
154: R127 Interest Cost Components - Schedule of Interest HTML 58K
Cost Components (Detail)
155: R128 Pension and Other Postretirement Benefits - HTML 111K
Additional Information (Detail)
156: R129 Pension and Other Postretirement Benefits - HTML 189K
Schedule of Obligations and Funded Status (Detail)
157: R130 Pension and Other Postretirement Benefits - HTML 62K
Schedule of Obligations and Funded Status
(Parenthetical) (Detail)
158: R131 Pension and Other Postretirement Benefits - HTML 69K
Schedule of Pension Plan Benefit Obligations
(Detail)
159: R132 Pension and Other Postretirement Benefits - HTML 87K
Components of Net Periodic Benefit Cost (Detail)
160: R133 Pension and Other Postretirement Benefits - HTML 56K
Components of Net Periodic Benefit Cost
(Parenthetical) (Detail)
161: R134 Pension and Other Postretirement Benefits - HTML 65K
Schedule of Amounts Expected to be Recognized in
Net Periodic Benefit Cost (Detail)
162: R135 Pension and Other Postretirement Benefits - HTML 61K
Schedule of Weighted Average Assumptions Used to
Determine Benefit Obligations (Detail)
163: R136 Pension and Other Postretirement Benefits - HTML 58K
Schedule of Assumed Health Care Cost Trend Rates
(Detail)
164: R137 Pension and Other Postretirement Benefits - HTML 60K
Schedule of One-Percentage Point Change in Assumed
Rates of Health Care Cost Trend Rates (Detail)
165: R138 Pension and Other Postretirement Benefits - HTML 70K
Schedule of Pension and Postretirement Plans
Investment Policy and Weighted Average Asset
Allocations (Detail)
166: R139 Pension and Other Postretirement Benefits - HTML 104K
Schedule of Fair Value of Pension Plan Assets
(Detail)
167: R140 Pension and Other Postretirement Benefits - HTML 52K
Schedule of Fair Value of Pension Plan Assets
(Parenthetical) (Detail)
168: R141 Pension and Other Postretirement Benefits - HTML 80K
Schedule of Benefit Payments Expected to be Paid
and Expected Medicare Part D Subsidy Receipts
(Detail)
169: R142 Other Financial Instruments - Schedule of Carrying HTML 100K
Values and Fair Values of Other Financial
Instruments (Detail)
170: R143 Related Party Transactions - Additional HTML 55K
Information (Detail)
171: R144 Subsequent Events - Additional Information HTML 65K
(Detail)
172: R145 Quarterly Data - Schedule of Quarterly Data HTML 86K
(Detail)
173: R146 Quarterly Data - Schedule of Quarterly Data HTML 59K
(Parenthetical) (Detail)
175: XML IDEA XML File -- Filing Summary XML 325K
174: EXCEL IDEA Workbook of Financial Reports XLSX 208K
22: EX-101.INS XBRL Instance -- arnc-20161231 XML 5.51M
24: EX-101.CAL XBRL Calculations -- arnc-20161231_cal XML 570K
25: EX-101.DEF XBRL Definitions -- arnc-20161231_def XML 1.83M
26: EX-101.LAB XBRL Labels -- arnc-20161231_lab XML 3.22M
27: EX-101.PRE XBRL Presentations -- arnc-20161231_pre XML 2.52M
23: EX-101.SCH XBRL Schema -- arnc-20161231 XSD 487K
176: ZIP XBRL Zipped Folder -- 0001193125-17-062657-xbrl Zip 471K
| EX-2(e)(1) |
Exhibit 2(e)(1)
AMENDMENT NO. 1 TO
EMPLOYEE MATTERS AGREEMENT
THIS AMENDMENT NO. 1 TO EMPLOYEE MATTERS AGREEMENT (this “Amendment”) is made as of December 13, 2016, by and between Arconic Inc., formerly known as Alcoa Inc. (“Parent”) and Alcoa Corporation, formerly known as Alcoa Upstream Corporation (“UpstreamCo”).
WHEREAS, on October 31, 2016, Parent and UpstreamCo entered into an Employee Matters Agreement (the “EMA”) (all capitalized terms used and not otherwise defined in this Amendment shall have the meanings given to them in the EMA) in connection with the separation of Parent into two publicly-traded companies;
WHEREAS, the EMA allocates liabilities and responsibilities relating to employee compensation and benefit plans, including the Parent Divided Nonqualified Plans and the UpstreamCo Nonqualified Plans;
WHEREAS, Sections 6.01(b) and 6.01(c) of the EMA provide for the treatment of Parent Shares notionally credited to participants accounts under the Parent Divided Nonqualified Plans prior to the Effective Time in accordance with a method of equitable adjustment to reflect the Distribution that would have resulted in the applicable participant accounts in the Parent Divided Nonqualified Plans immediately after the Effective Time being notionally credited solely with Parent Shares and the applicable participant accounts in the UpstreamCo Nonqualified Plans being notionally credited solely with UpstreamCo Shares;
WHEREAS, the Benefits Management Committee of Parent (the “Committee”) approved the treatment of the Parent Shares notionally credited under the Parent Divided Nonqualified Plans and the UpstreamCo Nonqualified Plans prior to the Effective Time in a manner that is consistent with the treatment of the Parent Share Fund under the Parent Savings Plans, which results in the applicable participant accounts in the Parent Divided Nonqualified Plans and the UpstreamCo Nonqualified Plans immediately after the Effective Time being notionally credited with both Parent Shares and UpstreamCo Shares (the “Basket Method”);
WHEREAS, the equitable adjustments actually made to participant accounts under the Parent Divided Nonqualified Plans and the UpstreamCo Nonqualified Plans effective as of the Effective Time reflected the Basket Method, consistent with the intent and approval of the Committee;
WHEREAS, the Parties desire to amend the EMA to reflect the Basket Method treatment of Parent Shares notionally credited to participant accounts under the Parent Divided Nonqualified Plans prior to the Effective Time, as approved by the Committee and effectuated by the applicable plan administrators;
NOW, THEREFORE, the EMA shall be amended as follows, effective as of the date of this Amendment set forth above.
1. The last sentence of Section 6.01(b) of the EMA is hereby deleted and replaced with the following:
“All Parent Shares notionally credited to participants’ accounts under the Parent Divided Nonqualified Plans, the liability for which is transferred to UpstreamCo and the UpstreamCo Nonqualified Plans pursuant to the preceding sentence, shall be adjusted so that, from and after the Effective Time, such notionally credited shares represent: (A) a number of Parent Shares equal to the number of Parent Shares notionally credited to such account immediately prior to the Effective Time and (B) a number of UpstreamCo Shares equal to the number of Parent Shares notionally credited to such account immediately prior to the Effective Time multiplied by the Distribution Ratio.”
2. The last sentence of Section 6.01(c) of the EMA is hereby deleted and replaced with the following:
“All Parent Shares notionally credited to participants’ accounts under the Parent Divided Nonqualified Plans shall be adjusted so that, from and after the Effective Time, such notionally credited shares represent: (A) a number of Parent Shares equal to the number of Parent Shares notionally credited to such account immediately prior to the Effective Time and (B) a number of UpstreamCo Shares equal to the number of Parent Shares notionally credited to such account immediately prior to the Effective Time multiplied by the Distribution Ratio.”
[Signature Page Follows.]
2
IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.
| ARCONIC INC. | ||||
| By: | ||||
| Name: | Katherine H. Ramundo | |||
| Title: | Executive Vice President, Chief Legal Officer and Secretary | |||
| ALCOA CORPORATION | ||||
| By: | ||||
| Name: | Jeffrey D. Heeter | |||
| Title: | Executive Vice President, General Counsel and Secretary | |||
3
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/28/17 | DFAN14A, SC 13D/A | ||
| For Period end: | 12/31/16 | 11-K, SD | ||
| 12/13/16 | ||||
| 10/31/16 | 8-K | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/13/24 Howmet Aerospace Inc. 10-K 12/31/23 145:18M 2/14/23 Howmet Aerospace Inc. 10-K 12/31/22 138:19M 2/14/22 Howmet Aerospace Inc. 10-K 12/31/21 146:21M 2/16/21 Howmet Aerospace Inc. 10-K 12/31/20 151:22M |