SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/01/17 WisdomTree Investments, Inc. 10-K 12/31/16 94:6.4M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 942K 2: EX-10.16 Material Contract HTML 57K 3: EX-10.17 Material Contract HTML 47K 4: EX-21.1 Subsidiaries List HTML 26K 5: EX-23.1 Consent of Experts or Counsel HTML 27K 6: EX-31.1 Certification -- §302 - SOA'02 HTML 33K 7: EX-31.2 Certification -- §302 - SOA'02 HTML 32K 8: EX-32.1 Certification -- §906 - SOA'02 HTML 29K 15: R1 Document and Entity Information HTML 57K 16: R2 Consolidated Balance Sheets HTML 122K 17: R3 Consolidated Balance Sheets (Parenthetical) HTML 41K 18: R4 Consolidated Statements of Operations HTML 92K 19: R5 Consolidated Statements of Comprehensive Income HTML 47K 20: R6 Consolidated Statements of Changes in HTML 87K Stockholders' Equity 21: R7 Consolidated Statements of Cash Flows HTML 130K 22: R8 Organization and Description of Business HTML 40K 23: R9 Significant Accounting Policies HTML 81K 24: R10 Cash and Cash Equivalents HTML 32K 25: R11 Securities Owned and Securities Sold, but not yet HTML 59K Purchased (and Fair Value Measurement) 26: R12 Securities Held-to-Maturity HTML 45K 27: R13 Investment, Carried at Cost HTML 32K 28: R14 Fixed Assets HTML 36K 29: R15 Commitments and Contingencies HTML 39K 30: R16 Related Party Transactions HTML 48K 31: R17 Stock-Based Awards HTML 81K 32: R18 Employee Benefit Plans HTML 35K 33: R19 Earnings Per Share HTML 43K 34: R20 Income Taxes HTML 88K 35: R21 Shares Repurchased HTML 32K 36: R22 Business Combinations and Acquisitions HTML 49K 37: R23 Goodwill and Intangible Assets HTML 49K 38: R24 Segment Reporting HTML 54K 39: R25 Subsequent Events HTML 29K 40: R26 Significant Accounting Policies (Policies) HTML 140K 41: R27 Significant Accounting Policies (Tables) HTML 31K 42: R28 Securities Owned and Securities Sold, but not yet HTML 47K Purchased (and Fair Value Measurement) (Tables) 43: R29 Securities Held-to-Maturity (Tables) HTML 51K 44: R30 Fixed Assets (Tables) HTML 36K 45: R31 Commitments and Contingencies (Tables) HTML 34K 46: R32 Related Party Transactions (Tables) HTML 45K 47: R33 Stock-Based Awards (Tables) HTML 77K 48: R34 Employee Benefit Plans (Tables) HTML 34K 49: R35 Earnings Per Share (Tables) HTML 39K 50: R36 Income Taxes (Tables) HTML 85K 51: R37 Business Combinations and Acquisitions (Tables) HTML 34K 52: R38 Goodwill and Intangible Assets (Tables) HTML 44K 53: R39 Segment Reporting (Tables) HTML 48K 54: R40 Significant Accounting Policies - Schedule of HTML 33K Estimated Useful Lives of Related Assets (Detail) 55: R41 Significant Accounting Policies - Additional HTML 41K Information (Detail) 56: R42 Cash and Cash Equivalents - Additional Information HTML 32K (Detail) 57: R43 Securities Owned and Securities Sold, but not yet HTML 63K Purchased (and Fair Value Measurement) - Additional Information (Detail) 58: R44 Securities Owned and Securities Sold, but not yet HTML 38K Purchased (and Fair Value Measurement) - Schedule of Securities Owned/Sold But Not Yet Purchased (Detail) 59: R45 Securities Owned and Securities Sold, but not yet HTML 39K Purchased (and Fair Value Measurement) - Schedule of Unrealized Gains, Losses and Fair Value of AFS Securities (Detail) 60: R46 Securities Held-to-Maturity - Schedule of HTML 32K Securities Held-to-Maturity (Detail) 61: R47 Securities Held-to-Maturity - Schedule of HTML 37K Unrealized Gains, Losses and Fair Value of Securities Held-to-Maturity (Detail) 62: R48 Securities Held-to-Maturity - Additional HTML 29K Information (Detail) 63: R49 Securities Held-to-Maturity - Schedule of Maturity HTML 41K Profile of Securities Held-to-Maturity (Detail) 64: R50 Investment, Carried at Cost - Additional HTML 46K Information (Detail) 65: R51 Fixed Assets - Schedule of Fixed Assets (Detail) HTML 43K 66: R52 Commitments and Contingencies - Additional HTML 31K Information (Detail) 67: R53 Commitments and Contingencies - Schedule of Future HTML 42K Minimum Lease Payments (Detail) 68: R54 Related Party Transactions - Summary of Accounts HTML 41K Receivable from Related Parties (Detail) 69: R55 Related Party Transactions - Summary of Revenues HTML 39K from Advisory Services Provided to Related Parties (Detail) 70: R56 Related Party Transactions - Additional HTML 34K Information (Detail) 71: R57 Stock-Based Awards - Additional Information HTML 73K (Detail) 72: R58 Stock-Based Awards - Summary of Unrecognized HTML 36K Stock-Based Compensation Expense and Average Remaining Vesting Period (Detail) 73: R59 Stock-Based Awards - Summary of Options and HTML 49K Restricted Stock Activity (Detail) 74: R60 Stock-Based Awards - Summary of Options and HTML 31K Restricted Stock Activity (Parenthetical) (Detail) 75: R61 Stock-Based Awards - Summary of Information on HTML 85K Stock Options Outstanding (Detail) 76: R62 Stock-Based Awards - Summary of Restricted Stock HTML 52K Activity (Detail) 77: R63 Employee Benefits Plans - Summary of Discretionary HTML 29K Contributions (Detail) 78: R64 Earnings Per Share - Reconciliation of Basic and HTML 49K Diluted Earnings Per Share (Detail) 79: R65 Earnings Per Share - Additional Information HTML 31K (Detail) 80: R66 Income Taxes - Components of Current and Deferred HTML 56K Income Tax Expense (Detail) 81: R67 Income Taxes - Additional Information (Detail) HTML 39K 82: R68 Income Taxes - Reconciliation of Statutory Federal HTML 55K Income Tax Rate and Company's Effective Rate (Detail) 83: R69 Income Taxes - Schedule of Net Operating Losses HTML 38K for Tax Purposes - Non-U.S. (Detail) 84: R70 Income Taxes - Summary of Deferred Tax Assets HTML 69K (Detail) 85: R71 Shares Repurchased - Additional Information HTML 46K (Detail) 86: R72 Business Combinations and Acquisitions - HTML 67K Additional Information (Detail) 87: R73 Business Combinations and Acquisitions- Summary of HTML 45K Purchase Price Allocation (Detail) 88: R74 Goodwill and Intangible Assets - Additional HTML 37K Information (Detail) 89: R75 Goodwill and Intangible Assets - Summary of HTML 45K Goodwill Activity (Detail) 90: R76 Goodwill and Intangible Assets - Summary of HTML 33K Indefinite-lived Intangible Asset (Detail) 91: R77 Segment Reporting - Reportable Segment Information HTML 49K (Detail) 93: XML IDEA XML File -- Filing Summary XML 171K 92: EXCEL IDEA Workbook of Financial Reports XLSX 82K 9: EX-101.INS XBRL Instance -- wetf-20161231 XML 1.29M 11: EX-101.CAL XBRL Calculations -- wetf-20161231_cal XML 264K 12: EX-101.DEF XBRL Definitions -- wetf-20161231_def XML 462K 13: EX-101.LAB XBRL Labels -- wetf-20161231_lab XML 1.22M 14: EX-101.PRE XBRL Presentations -- wetf-20161231_pre XML 871K 10: EX-101.SCH XBRL Schema -- wetf-20161231 XSD 169K 94: ZIP XBRL Zipped Folder -- 0001193125-17-065534-xbrl Zip 153K
EX-31.2 |
Exhibit 31.2
Certification
I, Amit Muni, certify that:
1. | I have reviewed this annual report on Form 10-K of WisdomTree Investments, Inc.; |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
4. | The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal controls over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
By: | /s/ Amit Muni | |
Amit Muni | ||
Chief Financial Officer (Principal Financial Officer) |
Date: March 1, 2017
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/1/17 | |||
For Period end: | 12/31/16 | 5 | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/29/22 WisdomTree, Inc. 10-K/A 12/31/21 14:1.5M Donnelley … Solutions/FA 2/25/22 WisdomTree, Inc. 10-K 12/31/21 145:15M Donnelley … Solutions/FA 2/19/21 WisdomTree, Inc. 10-K 12/31/20 152:14M Donnelley … Solutions/FA |