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WisdomTree Investments, Inc. – ‘10-K’ for 12/31/16 – ‘EXCEL’

On:  Wednesday, 3/1/17, at 3:41pm ET   ·   For:  12/31/16   ·   Accession #:  1193125-17-65534   ·   File #:  1-10932

Previous ‘10-K’:  ‘10-K’ on 2/29/16 for 12/31/15   ·   Next:  ‘10-K’ on 3/1/18 for 12/31/17   ·   Latest:  ‘10-K’ on 2/23/24 for 12/31/23   ·   3 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/17  WisdomTree Investments, Inc.      10-K       12/31/16   94:6.4M                                   Donnelley … Solutions/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    942K 
 2: EX-10.16    Material Contract                                   HTML     57K 
 3: EX-10.17    Material Contract                                   HTML     47K 
 4: EX-21.1     Subsidiaries List                                   HTML     26K 
 5: EX-23.1     Consent of Experts or Counsel                       HTML     27K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     33K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     32K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     29K 
15: R1          Document and Entity Information                     HTML     57K 
16: R2          Consolidated Balance Sheets                         HTML    122K 
17: R3          Consolidated Balance Sheets (Parenthetical)         HTML     41K 
18: R4          Consolidated Statements of Operations               HTML     92K 
19: R5          Consolidated Statements of Comprehensive Income     HTML     47K 
20: R6          Consolidated Statements of Changes in               HTML     87K 
                Stockholders' Equity                                             
21: R7          Consolidated Statements of Cash Flows               HTML    130K 
22: R8          Organization and Description of Business            HTML     40K 
23: R9          Significant Accounting Policies                     HTML     81K 
24: R10         Cash and Cash Equivalents                           HTML     32K 
25: R11         Securities Owned and Securities Sold, but not yet   HTML     59K 
                Purchased (and Fair Value Measurement)                           
26: R12         Securities Held-to-Maturity                         HTML     45K 
27: R13         Investment, Carried at Cost                         HTML     32K 
28: R14         Fixed Assets                                        HTML     36K 
29: R15         Commitments and Contingencies                       HTML     39K 
30: R16         Related Party Transactions                          HTML     48K 
31: R17         Stock-Based Awards                                  HTML     81K 
32: R18         Employee Benefit Plans                              HTML     35K 
33: R19         Earnings Per Share                                  HTML     43K 
34: R20         Income Taxes                                        HTML     88K 
35: R21         Shares Repurchased                                  HTML     32K 
36: R22         Business Combinations and Acquisitions              HTML     49K 
37: R23         Goodwill and Intangible Assets                      HTML     49K 
38: R24         Segment Reporting                                   HTML     54K 
39: R25         Subsequent Events                                   HTML     29K 
40: R26         Significant Accounting Policies (Policies)          HTML    140K 
41: R27         Significant Accounting Policies (Tables)            HTML     31K 
42: R28         Securities Owned and Securities Sold, but not yet   HTML     47K 
                Purchased (and Fair Value Measurement) (Tables)                  
43: R29         Securities Held-to-Maturity (Tables)                HTML     51K 
44: R30         Fixed Assets (Tables)                               HTML     36K 
45: R31         Commitments and Contingencies (Tables)              HTML     34K 
46: R32         Related Party Transactions (Tables)                 HTML     45K 
47: R33         Stock-Based Awards (Tables)                         HTML     77K 
48: R34         Employee Benefit Plans (Tables)                     HTML     34K 
49: R35         Earnings Per Share (Tables)                         HTML     39K 
50: R36         Income Taxes (Tables)                               HTML     85K 
51: R37         Business Combinations and Acquisitions (Tables)     HTML     34K 
52: R38         Goodwill and Intangible Assets (Tables)             HTML     44K 
53: R39         Segment Reporting (Tables)                          HTML     48K 
54: R40         Significant Accounting Policies - Schedule of       HTML     33K 
                Estimated Useful Lives of Related Assets (Detail)                
55: R41         Significant Accounting Policies - Additional        HTML     41K 
                Information (Detail)                                             
56: R42         Cash and Cash Equivalents - Additional Information  HTML     32K 
                (Detail)                                                         
57: R43         Securities Owned and Securities Sold, but not yet   HTML     63K 
                Purchased (and Fair Value Measurement) -                         
                Additional Information (Detail)                                  
58: R44         Securities Owned and Securities Sold, but not yet   HTML     38K 
                Purchased (and Fair Value Measurement) - Schedule                
                of Securities Owned/Sold But Not Yet Purchased                   
                (Detail)                                                         
59: R45         Securities Owned and Securities Sold, but not yet   HTML     39K 
                Purchased (and Fair Value Measurement) - Schedule                
                of Unrealized Gains, Losses and Fair Value of AFS                
                Securities (Detail)                                              
60: R46         Securities Held-to-Maturity - Schedule of           HTML     32K 
                Securities Held-to-Maturity (Detail)                             
61: R47         Securities Held-to-Maturity - Schedule of           HTML     37K 
                Unrealized Gains, Losses and Fair Value of                       
                Securities Held-to-Maturity (Detail)                             
62: R48         Securities Held-to-Maturity - Additional            HTML     29K 
                Information (Detail)                                             
63: R49         Securities Held-to-Maturity - Schedule of Maturity  HTML     41K 
                Profile of Securities Held-to-Maturity (Detail)                  
64: R50         Investment, Carried at Cost - Additional            HTML     46K 
                Information (Detail)                                             
65: R51         Fixed Assets - Schedule of Fixed Assets (Detail)    HTML     43K 
66: R52         Commitments and Contingencies - Additional          HTML     31K 
                Information (Detail)                                             
67: R53         Commitments and Contingencies - Schedule of Future  HTML     42K 
                Minimum Lease Payments (Detail)                                  
68: R54         Related Party Transactions - Summary of Accounts    HTML     41K 
                Receivable from Related Parties (Detail)                         
69: R55         Related Party Transactions - Summary of Revenues    HTML     39K 
                from Advisory Services Provided to Related Parties               
                (Detail)                                                         
70: R56         Related Party Transactions - Additional             HTML     34K 
                Information (Detail)                                             
71: R57         Stock-Based Awards - Additional Information         HTML     73K 
                (Detail)                                                         
72: R58         Stock-Based Awards - Summary of Unrecognized        HTML     36K 
                Stock-Based Compensation Expense and Average                     
                Remaining Vesting Period (Detail)                                
73: R59         Stock-Based Awards - Summary of Options and         HTML     49K 
                Restricted Stock Activity (Detail)                               
74: R60         Stock-Based Awards - Summary of Options and         HTML     31K 
                Restricted Stock Activity (Parenthetical) (Detail)               
75: R61         Stock-Based Awards - Summary of Information on      HTML     85K 
                Stock Options Outstanding (Detail)                               
76: R62         Stock-Based Awards - Summary of Restricted Stock    HTML     52K 
                Activity (Detail)                                                
77: R63         Employee Benefits Plans - Summary of Discretionary  HTML     29K 
                Contributions (Detail)                                           
78: R64         Earnings Per Share - Reconciliation of Basic and    HTML     49K 
                Diluted Earnings Per Share (Detail)                              
79: R65         Earnings Per Share - Additional Information         HTML     31K 
                (Detail)                                                         
80: R66         Income Taxes - Components of Current and Deferred   HTML     56K 
                Income Tax Expense (Detail)                                      
81: R67         Income Taxes - Additional Information (Detail)      HTML     39K 
82: R68         Income Taxes - Reconciliation of Statutory Federal  HTML     55K 
                Income Tax Rate and Company's Effective Rate                     
                (Detail)                                                         
83: R69         Income Taxes - Schedule of Net Operating Losses     HTML     38K 
                for Tax Purposes - Non-U.S. (Detail)                             
84: R70         Income Taxes - Summary of Deferred Tax Assets       HTML     69K 
                (Detail)                                                         
85: R71         Shares Repurchased - Additional Information         HTML     46K 
                (Detail)                                                         
86: R72         Business Combinations and Acquisitions -            HTML     67K 
                Additional Information (Detail)                                  
87: R73         Business Combinations and Acquisitions- Summary of  HTML     45K 
                Purchase Price Allocation (Detail)                               
88: R74         Goodwill and Intangible Assets - Additional         HTML     37K 
                Information (Detail)                                             
89: R75         Goodwill and Intangible Assets - Summary of         HTML     45K 
                Goodwill Activity (Detail)                                       
90: R76         Goodwill and Intangible Assets - Summary of         HTML     33K 
                Indefinite-lived Intangible Asset (Detail)                       
91: R77         Segment Reporting - Reportable Segment Information  HTML     49K 
                (Detail)                                                         
93: XML         IDEA XML File -- Filing Summary                      XML    171K 
92: EXCEL       IDEA Workbook of Financial Reports                  XLSX     82K 
 9: EX-101.INS  XBRL Instance -- wetf-20161231                       XML   1.29M 
11: EX-101.CAL  XBRL Calculations -- wetf-20161231_cal               XML    264K 
12: EX-101.DEF  XBRL Definitions -- wetf-20161231_def                XML    462K 
13: EX-101.LAB  XBRL Labels -- wetf-20161231_lab                     XML   1.22M 
14: EX-101.PRE  XBRL Presentations -- wetf-20161231_pre              XML    871K 
10: EX-101.SCH  XBRL Schema -- wetf-20161231                         XSD    169K 
94: ZIP         XBRL Zipped Folder -- 0001193125-17-065534-xbrl      Zip    153K 


‘EXCEL’   —   IDEA Workbook of Financial Reports


This is an IDEA Workbook.

        Download this Microsoft® Excel® .xlsx workbook


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/22  WisdomTree, Inc.                  10-K/A     12/31/21   14:1.5M                                   Donnelley … Solutions/FA
 2/25/22  WisdomTree, Inc.                  10-K       12/31/21  145:15M                                    Donnelley … Solutions/FA
 2/19/21  WisdomTree, Inc.                  10-K       12/31/20  152:14M                                    Donnelley … Solutions/FA
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