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Axonics Modulation Technologies, Inc. – IPO: ‘S-1’ on 10/5/18 – ‘EX-10.4’

On:  Friday, 10/5/18, at 5:18pm ET   ·   Accession #:  1193125-18-294804   ·   File #:  333-227732

Previous ‘S-1’:  None   ·   Next:  ‘S-1/A’ on 10/22/18   ·   Latest:  ‘S-1/A’ on 10/25/18   ·   7 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/05/18  Axonics Modulation Techs, Inc.    S-1                   39:6.7M                                   Donnelley … Solutions/FA

Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   1.64M 
 2: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML     75K 
 3: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     17K 
 4: EX-3.3      Articles of Incorporation/Organization or By-Laws   HTML     14K 
 5: EX-3.4      Articles of Incorporation/Organization or By-Laws   HTML     19K 
 6: EX-3.6      Articles of Incorporation/Organization or By-Laws   HTML     65K 
 7: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     29K 
 8: EX-4.2      Instrument Defining the Rights of Security Holders  HTML    134K 
 9: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     52K 
10: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     50K 
11: EX-10.1     Material Contract                                   HTML    158K 
18: EX-10.13    Material Contract                                   HTML    242K 
19: EX-10.14    Material Contract                                   HTML     20K 
20: EX-10.15    Material Contract                                   HTML     18K 
21: EX-10.16    Material Contract                                   HTML    175K 
22: EX-10.17    Material Contract                                   HTML     44K 
23: EX-10.18    Material Contract                                   HTML     44K 
24: EX-10.19    Material Contract                                   HTML     43K 
12: EX-10.2     Material Contract                                   HTML     38K 
25: EX-10.20    Material Contract                                   HTML     43K 
26: EX-10.21    Material Contract                                   HTML     44K 
27: EX-10.22    Material Contract                                   HTML     44K 
28: EX-10.23    Material Contract                                   HTML     44K 
29: EX-10.24    Material Contract                                   HTML     40K 
30: EX-10.25    Material Contract                                   HTML     44K 
31: EX-10.26    Material Contract                                   HTML     28K 
32: EX-10.27    Material Contract                                   HTML     23K 
33: EX-10.28    Material Contract                                   HTML     19K 
34: EX-10.29    Material Contract                                   HTML     17K 
13: EX-10.3     Material Contract                                   HTML     26K 
35: EX-10.30    Material Contract                                   HTML     52K 
14: EX-10.4     Material Contract                                   HTML     12K 
15: EX-10.5     Material Contract                                   HTML     67K 
16: EX-10.6     Material Contract                                   HTML     69K 
17: EX-10.7     Material Contract                                   HTML     59K 
37: EX-21.1     Subsidiaries                                        HTML     12K 
38: EX-23.1     Consent of Experts or Counsel                       HTML     11K 
39: EX-99.1     Miscellaneous Exhibit                               HTML     12K 
36: EX-16.1     Letter re: Change in Certifying Accountant          HTML     11K 


EX-10.4   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-10.4  

Exhibit 10.4

ALFRED E. MANN FOUNDATION FOR SCIENTIFIC RESEARCH

25 134 Rye Canyon Loop

Santa Clarita, CA 91355

October 1, 2013

Axonics Modulation Technologies, Inc.

16411 Scientific Way

Suite 200

Irvine, CA 92618

Dear Sirs:

Reference is made to that certain License Agreement of even date herewith between Axonics Modulation Technologies, Inc. and the undersigned. This will confirm that at your option the undersigned will expand the territories included under the license to be worldwide or, if you so direct, the undersigned will enter into a comparable license agreement covering areas outside the United States with an entity controlled by the founders of Axonics Modulation Technologies, Inc. In the latter case, such license would be based on economic and other terms, other than the territory covered, as is set forth in the License Agreement.

Very truly yours,

Alfred E. Mann Foundation for Scientific Research

 

By:   /s/ John G. Petrovich
  Name: John G. Petrovich
  Title: General Counsel

Dates Referenced Herein

This ‘S-1’ Filing    Date    Other Filings
Filed on:10/5/18None on these Dates
10/1/13
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/24  Axonics, Inc.                     10-K/A     12/31/23   13:1.1M
 2/29/24  Axonics, Inc.                     10-K       12/31/23   88:24M
 5/05/23  Axonics, Inc.                     S-3ASR      5/05/23    5:916K
 3/07/23  Axonics, Inc.                     S-8         3/07/23    4:104K
 3/01/23  Axonics, Inc.                     10-K       12/31/22   82:25M
 3/01/22  Axonics, Inc.                     10-K       12/31/21   79:14M
 3/01/21  Axonics, Inc.                     10-K       12/31/20   80:13M
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Filing Submission 0001193125-18-294804   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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