SEC Info - 1290 Funds, et al. - ‘485BPOS’ on 2/27/18

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1290 Funds, et al. – ‘485BPOS’ on 2/27/18 – ‘EX-99.(G)(1)(VII)’

On: Tuesday, 2/27/18, at 2:21pm ET · Effective: 3/1/18 · Accession #: 1193125-18-60497 · File #s: 811-22959, 333-195390

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/27/18  1290 Funds                        485BPOS     3/01/18   13:18M                                    Donnelley … Solutions/FA
          → 1290 Avantis U.S. Large Cap Growth Fund ⇒ Class A (TNRAX) — Class I (TNXIX) — Class R (TNXRX) — Class T (TNRCX)
          → 1290 Convertible Securities Fund ⇒ Class A (TNFAX) — Class I (TNFIX) — Class R (TNFRX) — Class T (TNFCX)
          → 1290 Diversified Bond Fund ⇒ Class A (TNUAX) — Class I (TNUIX) — Class R (TNURX) — Class T (TNUCX)
          → 1290 GAMCO Small/Mid Cap Value Fund ⇒ Class A (TNVAX) — Class I (TNVIX) — Class R (TNVRX) — Class T (TNVCX)
          → 1290 Global Talents Fund ⇒ Class A (TNYAX) — Class I (TNYFX) — Class R (TNTRX) — Class T (TNYCX)
          → 1290 High Yield Bond Fund ⇒ Class A (TNHAX) — Class I (TNHIX) — Class R (TNHRX) — Class T (TNHCX)
          → 1290 Loomis Sayles Multi-Asset Income Fund ⇒ Class A (TNXAX) — Class I (TNVDX) — Class R (TNYRX) — Class T (TNXCX)
          → 1290 Low Volatility Global Equity Fund ⇒ Class A (TNZAX) — Class I (TNZIX) — Class R (TNZRX) — Class T (TNZCX)
          → 1290 Multi-Alternative Strategies Fund ⇒ Class A (TNMAX) — Class I (TNMIX) — Class R (TNMRX) — Class T (TNMCX)
          → 1290 Retirement 2020 Fund ⇒ Class A (TNIAX) — Class I (TNIIX) — Class R (TNIRX) — Class T (TNICX)
          → 1290 Retirement 2025 Fund ⇒ Class A (TNJAX) — Class I (TNJIX) — Class R (TNJRX) — Class T (TNJCX)
          → 1290 Retirement 2030 Fund ⇒ Class A (TNKAX) — Class I (TNKIX) — Class R (TNKRX) — Class T (TNKCX)
          → 1290 Retirement 2035 Fund ⇒ Class A (TNLAX) — Class I (TNLIX) — Class R (TNLRX) — Class T (TNLCX)
          → 1290 Retirement 2040 Fund ⇒ Class A (TNNAX) — Class I (TNNIX) — Class R (TNNRX) — Class T (TNNCX)
          → 1290 Retirement 2045 Fund ⇒ Class A (TNOAX) — Class I (TNOIX) — Class R (TNORX) — Class T (TNOCX)
          → 1290 Retirement 2050 Fund ⇒ Class A (TNPAX) — Class I (TNWIX) — Class R (TNPRX) — Class T (TNWBX)
          → 1290 Retirement 2055 Fund ⇒ Class A (TNQAX) — Class I (TNQIX) — Class R (TNQRX) — Class T (TNQCX)
          → 1290 SmartBeta Equity Fund ⇒ Class A (TNBAX) — Class I (TNBIX) — Class R (TNBRX) — Class T (TNBCX)

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     1290 Funds                                          HTML   6.00M 
 2: EX-99.(B)(4)  Third Amended and Restated By-Laws                HTML     67K 
 3: EX-99.(D)(3)(I)  Amendment No. 1 to Investment Sub-Advisory     HTML     13K 
                          Agreement With Axa Rosenberg                           
 4: EX-99.(D)(4)(I)  Amendment No. 1 to Investment Sub-Advisory     HTML     12K 
                          Agreement With Gamco                                   
 5: EX-99.(G)(1)(VII)  Amendment No. 7 to Global Custody Agreement  HTML     11K 
 6: EX-99.(I)(1)  Opinion and Consent of K&L Gates LLP              HTML     14K 
 7: EX-99.(J)(1)  Consent of Independent Registered Public          HTML      7K 
                          Accounting Firm                                        
 8: EX-99.(P)(1)  Revised Code of Ethics for 1290 Funds and Fmg     HTML    141K 
                          LLC, Effective January 2018                            
 9: EX-99.(P)(4)  Revised Code of Ethics of Gamco, March 9, 2017    HTML    138K 
10: EX-99.(P)(6)  Revised Code of Ethics of Tcw, December 12, 2016  HTML    228K 
11: EX-99.(P)(7)  Revised Code of Ethics of Pimco, July 2017        HTML     87K 
12: EX-99.(P)(8)  Amended Code of Ethics of Palisade, January 2018  HTML     64K 
13: EX-99.(P)(9)  Revised Code of Ethics of Doubleline, Effective   HTML    402K 
                          September 2017

EX-99.(G)(1)(VII) — Amendment No. 7 to Global Custody Agreement

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Amendment No. 7 to Global Custody Agreement

Exhibit (g)(1)(viii)

AMENDMENT NO. 7

GLOBAL CUSTODY AGREEMENT

Amendment No. 7, effective as of February 27, 2017 (“Amendment No. 7”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.

The Trust and Bank hereby agree to modify and amend the Agreement as follows:

Name Change. The name of 1290 Global Allocation Fund is changed to 1290 Low Volatility Global Equity Fund.

Exhibit A. Exhibit A to the Agreement, setting forth the Funds of the Trust on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Exhibit A attached hereto.

Ratification. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 7 as of the date first above set forth.


1290 FUNDS		JPMORGAN CHASE BANK, N.A.
On behalf of each of its
Funds designated on Exhibit A

By:	/s/ *Brian Walsh*	By:	/s/ *Brian Eckert*
Name:	Brian Walsh	Name:	Brian Eckert
Title:	Chief Financial Officer and Treasurer	Title:	Executive Director

EXHIBIT A

AMENDMENT NO. 7

GLOBAL CUSTODY AGREEMENT

1290 Convertible Securities Fund

1290 DoubleLine Dynamic Allocation Fund

1290 GAMCO Small/Mid Cap Value Fund

1290 Low Volatility Global Equity Fund (fka, 1290 Global Allocation Fund)

1290 Global Talents Fund

1290 High Yield Bond Fund

1290 Multi-Alternative Strategies Fund

1290 SmartBeta Equity Fund

1290 Unconstrained Bond Managers Fund

1290 Retirement 2020 Fund

1290 Retirement 2025 Fund

1290 Retirement 2030 Fund

1290 Retirement 2035 Fund

1290 Retirement 2040 Fund

1290 Retirement 2045 Fund

1290 Retirement 2050 Fund

1290 Retirement 2055 Fund

1290 Retirement 2060 Fund

Dates Referenced Herein and Documents Incorporated by Reference

This ‘485BPOS’ Filing	Date	Other Filings

Effective on:	3/1/18
Filed on:	2/27/18
	2/27/17	485BPOS
	10/30/14
		List all Filings

10 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/22/24  1290 Funds                        485BPOS     3/01/24   48:93M                                    Donnelley … Solutions/FA
 2/07/24  1290 Funds                        485BXT                 2:416K                                   Donnelley … Solutions/FA
12/11/23  1290 Funds                        485APOS               53:44M                                    Donnelley … Solutions/FA
 2/23/23  1290 Funds                        485BPOS     3/01/23   58:95M                                    Donnelley … Solutions/FA
 2/01/23  1290 Funds                        485BXT                 1:270K                                   Donnelley … Solutions/FA
12/12/22  1290 Funds                        485APOS               15:14M                                    Donnelley … Solutions/FA
 7/08/22  1290 Funds                        485BPOS     7/11/22   27:22M                                    Donnelley … Solutions/FA
 4/25/22  1290 Funds                        485APOS                6:13M                                    Donnelley … Solutions/FA
 2/24/22  1290 Funds                        485BPOS     3/01/22   52:57M                                    Donnelley … Solutions/FA
 2/25/21  1290 Funds                        485BPOS     3/01/21  149:49M                                    Donnelley … Solutions/FA

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Filing Submission 0001193125-18-060497 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)