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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/30/20 Paxion Capital, LP SC 13G/A 3:68K Aquantia Corp Donnelley … Solutions/FA Pc GP LLC |
Document/Exhibit Description Pages Size
1: SC 13G/A Amendment to Statement of Acquisition of HTML 35K
Beneficial Ownership by a Passive Investor
2: EX-99.1 Miscellaneous Exhibit HTML 7K
3: EX-99.2 Miscellaneous Exhibit HTML 5K
| SC 13G/A |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Aquantia Corp.
(Name of Issuer)
Common Stock, $0.00001 Par Value Per Share
(Title of Class of Securities)
(CUSIP Number)
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 03842Q108 | 13G | Page 2 of 10 Pages |
SCHEDULE 13G
| 1 |
Names of Reporting Persons
Paxion Capital, LP | |||||
| 2 | Check the appropriate box if a member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | Sec Use Only
| |||||
| 4 | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
0 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
0 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
☐ | |||||
| 11 | Percent of class represented by amount in row (9)
0% | |||||
| 12 | Type of Reporting Person (See Instructions)
PN | |||||
| CUSIP No. 03842Q108 | 13G | Page 3 of 10 Pages |
SCHEDULE 13G
| 1 |
Names of Reporting Persons
| |||||
| 2 | Check the appropriate box if a member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | Sec Use Only
| |||||
| 4 | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
0 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
0 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
☐ | |||||
| 11 | Percent of class represented by amount in row (9)
0% | |||||
| 12 | Type of Reporting Person (See Instructions)
OO | |||||
| CUSIP No. 03842Q108 |
13G | Page 4 of 10 Pages |
| Item 1. | |
| (a) | Name of Issuer: |
Aquantia Corp. (the “Issuer”)
| (b) | Address of Issuer’s Principal Executive Offices: |
105 E. Tasman Drive, San Jose, CA 95134
| Item 2. | |
| (a) | Name of Person Filing: |
This statement is being filed by the following persons with respect to the shares of common stock, $0.00001 Par Value Per Share (“Common Stock”) of the Issuer directly owned by Paxion Capital, LP (“Paxion”):
| i. | Paxion, a Delaware Limited Partnership |
| ii. | PC GP LLC, the General Partner of Paxion |
The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.” Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.
| (b) | Address of Principal Business Office or, if None, Residence: |
2494 Sand Hill Road, Menlo Park, CA 94025
| (c) | Citizenship: |
Paxion – Delaware
PC GP LLC – Delaware
| (d) | Title and Class of Securities: |
Common Stock, $0.00001 par value per share (the “Common Stock”)
| (e) | CUSIP No.: |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | ☐ | Broker or dealer registered under Section 15 of the Act; | ||
| (b) | ☐ | Bank as defined in Section 3(a)(6) of the Act; | ||
| (c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Act; | ||
| CUSIP No. 03842Q108 |
13G | Page 5 of 10 Pages |
| (d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940; | ||
| (e) | ☐ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | ||
| (f) | ☐ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | ||
| (g) | ☐ | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | ||
| (h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
| (i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; | ||
| (j) | ☐ | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); | ||
| (k) | ☐ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ | ||
| Item 4. | Ownership |
For Paxion and PC GP LLC:
| (a) | Amount Beneficially Owned: |
0
| (b) | Percent of Class: |
0
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
0
| (ii) | Shared power to vote or to direct the vote: |
0
| (iii) | Sole power to dispose or to direct the disposition of: |
0
| (iv) | Shared power to dispose or to direct the disposition of: |
0
| CUSIP No. 03842Q108 |
13G | Page 6 of 10 Pages |
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof each reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒.
Note that the reporting person ceased to be the beneficial owner of more than 5 percent of the class of securities as of 12/31/18.
| Item 6. | Ownership of more than Five Percent on Behalf of Another Person. |
Not applicable.
| Item 7. | Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person. |
Not applicable.
| Item 8. | Identification and classification of members of the group. |
See Exhibit 2.
| Item 9. | Notice of Dissolution of Group. |
Not applicable.
| Item 10. | Certifications. |
Not applicable.
| CUSIP No. 03842Q108 |
13G | Page 7 of 10 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 30, 2020
Paxion Capital, LP
By: PC GP LLC
| By: | /s/ Fritz H. Wolff | |
| Name: Fritz H. Wolff | ||
| Title: Authorized Signatory |
| By: | /s/ Fritz H. Wolff | |
| Name: Fritz H. Wolff | ||
| Title: Authorized Signatory |
| CUSIP No. 03842Q108 |
13G | Page 8 of 10 Pages |
Exhibit 1
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended
Exhibit 2
Item 8 Information
| This ‘SC 13G/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 1/30/20 | None on these Dates | ||
| 12/31/19 | ||||
| List all Filings | ||||