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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/18/20 Schwab Strategic Trust 485BPOS 12/18/20 38:10M Donnelley … Solutions/FA → Schwab 1000 Index ETF ⇒ SCHK → Schwab Emerging Markets Equity ETF ⇒ SCHE → Schwab International Equity ETF ⇒ SCHF → Schwab International Small-Cap Equity ETF ⇒ SCHC → Schwab U.S. Broad Market ETF ⇒ SCHB → Schwab U.S. Dividend Equity ETF ⇒ SCHD → Schwab U.S. Large-Cap ETF ⇒ SCHX → Schwab U.S. Large-Cap Growth ETF ⇒ SCHG → Schwab U.S. Large-Cap Value ETF ⇒ SCHV → Schwab U.S. Mid-Cap ETF ⇒ SCHM → Schwab U.S. Small-Cap ETF ⇒ SCHA |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 1.71M
Registration
2: EX-99.(H)(2)(H) Miscellaneous Exhibit HTML 17K
3: EX-99.(I) Miscellaneous Exhibit HTML 16K
4: EX-99.(J)(1) Miscellaneous Exhibit HTML 13K
5: EX-99.(P)(2) Miscellaneous Exhibit HTML 101K
12: R1 Document and Entity Information HTML 30K
13: R2 Risk/Return Summary- Schwab U.S. Broad Market ETF HTML 125K
14: R8 Risk/Return Detail Data- Schwab U.S. Broad Market HTML 193K
ETF
15: R9 Risk/Return Summary- Schwab 1000 Index ETF HTML 103K
16: R15 Risk/Return Detail Data- Schwab 1000 Index ETF HTML 168K
17: R16 Risk/Return Summary- Schwab U.S. Large-Cap ETF HTML 123K
18: R22 Risk/Return Detail Data- Schwab U.S. Large-Cap ETF HTML 191K
19: R23 Risk/Return Summary- Schwab U.S. Large-Cap Growth HTML 125K
ETF
20: R29 Risk/Return Detail Data- Schwab U.S. Large-Cap HTML 195K
Growth ETF
21: R30 Risk/Return Summary- Schwab U.S. Large-Cap Value HTML 124K
ETF
22: R36 Risk/Return Detail Data- Schwab U.S. Large-Cap HTML 191K
Value ETF
23: R37 Risk/Return Summary- Schwab U.S. Mid-Cap ETF HTML 118K
24: R43 Risk/Return Detail Data- Schwab U.S. Mid-Cap ETF HTML 188K
25: R44 Risk/Return Summary- Schwab U.S. Small-Cap ETF HTML 124K
26: R50 Risk/Return Detail Data- Schwab U.S. Small-Cap ETF HTML 195K
27: R51 Risk/Return Summary- Schwab U.S. Dividend Equity HTML 120K
ETF
28: R57 Risk/Return Detail Data- Schwab U.S. Dividend HTML 188K
Equity ETF
29: R58 Risk/Return Summary- Schwab International Equity HTML 128K
ETF
30: R64 Risk/Return Detail Data- Schwab International HTML 201K
Equity ETF
31: R65 Risk/Return Summary- Schwab International HTML 127K
Small-Cap Equity ETF
32: R71 Risk/Return Detail Data- Schwab International HTML 201K
Small-Cap Equity ETF
33: R72 Risk/Return Summary- Schwab Emerging Markets HTML 126K
Equity ETF
34: R78 Risk/Return Detail Data- Schwab Emerging Markets HTML 204K
Equity ETF
35: R79 Risk/Return Detail Data HTML 19K
36: XML IDEA XML File -- Filing Summary XML 66K
11: XML XBRL Instance -- d882759d485bpos_htm XML 757K
7: EX-101.CAL XBRL Calculations -- sst-20200831_cal XML 16K
8: EX-101.DEF XBRL Definitions -- sst-20200831_def XML 3.04M
9: EX-101.LAB XBRL Labels -- sst-20200831_lab XML 239K
10: EX-101.PRE XBRL Presentations -- sst-20200831_pre XML 2.88M
6: EX-101.SCH XBRL Schema -- sst-20200831 XSD 130K
37: JSON XBRL Instance as JSON Data -- MetaLinks 128± 330K
38: ZIP XBRL Zipped Folder -- 0001193125-20-320284-xbrl Zip 539K
| EX-99.(h)(2)(h) |
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT
This Amendment, effective as of October 9, 2020 (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (“State Street” or the “Transfer Agent”) and Charles Schwab Investment Management, Inc. (the Administrator”) on behalf of Schwab Strategic Trust, a Delaware statutory trust (the “Trust”).
WHEREAS, the Transfer Agent and the Administrator entered into a Transfer Agency and Service Agreement dated as of October 8, 2009 (the “Agreement”); and
WHEREAS, the parties hereto wish to amend the Agreement as set forth below.
NOW THEREFORE, in consideration of the mutual agreements herein contained, the parties agree as follows:
| 1. | In Section 1.2 of the Agreement is hereby amended to add a new section (ix) as follows: |
| “(ix) | with respect to items (i) through (iii) above, the Transfer Agent may execute transactions directly with Authorized Participants;” |
| 2. | Except as specifically amended hereby, all other terms and conditions of the Agreement shall remain in full force and effect. |
| 3. | This Amendment may be executed in several counterparts, each of which shall be deemed to be an original, and all such counterparts taken together shall constitute one and the same instrument. Counterparts may be executed in either original or electronically transmitted form (e.g., faxes or emailed portable document format (PDF) form), and the parties hereby adopt as original any signatures received via electronically transmitted form. |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
IN WITNESS WHEREOF, each of the undersigned has caused this Amendment to be executed in its name and on its behalf by a duly authorized officer as of the date set forth above.
| SCHWAB STRATEGIC TRUST | ||
| By: /s/ Mark D. Fischer | ||
| Name: Mark D. Fischer | ||
| Title: CFO & Treasurer | ||
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC., in its |
| capacity as the Administrator of Schwab Strategic Trust |
| By: /s/ Jonathan de St Paer |
| Name: Jonathan de St Paer |
| Title: President |
| STATE STREET BANK AND TRUST COMPANY | ||
| By: /s/ Andrew Erickson | ||
| Name: Andrew Erickson | ||
| Title: Executive Vice President | ||
Information Classification: Limited Access
-2-
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of / Effective on: | 12/18/20 | 497, 497K | ||
| Filed on: | 12/17/20 | 497, 497K | ||
| 10/9/20 | 497 | |||
| 10/8/09 | N-1A/A | |||
| List all Filings | ||||