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Direxion Shares ETF Trust – ‘8-A12B’ on 8/21/20

On:  Friday, 8/21/20, at 1:41pm ET   ·   Accession #:  1193125-20-226812   ·   File #:  1-34160

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/21/20  Direxion Shares ETF Trust         8-A12B                 1:16K                                    Donnelley … Solutions/FA

Registration Statement for a Class of Securities   —   Form 8-A   —   Sect. 12(b) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration Statement for a Class of Securities    HTML     13K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  8-A12B  

As filed with the Securities and Exchange Commission on August 21, 2020

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Direxion Shares ETF Trust

(Exact name of registrant as specified in its charter)

 

 

Delaware

(State of incorporation or organization)

See List Below

(I.R.S. Employer Identification Number)

1301 Avenue of the Americas (6th Avenue), 28th Floor

New York, New York 10019

(Address of registrant’s principal executive offices)

 

Title of each class

of securities to be registered

 

Name of each exchange on which

each class is to be registered

Shares of Beneficial Interest   NYSE Arca

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.   ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.   ☐

Securities Act Registration file number to which this form relates: 333-150525

Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.

 

 

 


Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest of the Direxion Connected Consumer ETF (the “Fund”), at no par value, a series of the Direxion Shares ETF Trust (the “Trust”), registered hereunder are as set forth for the Fund in Post-Effective Amendment No. 277 under the Securities Act of 1933, as amended, and Amendment No. 279 under the Investment Company Act of 1940, as amended, to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-150525; 811-22201), which descriptions are incorporated herein by reference, as filed with the Securities and Exchange Commission on August 21, 2020.

The Trust currently consists of 122 separate series. The Fund’s I.R.S. Employer Identification Number is as follows:

 

Title of Class of Securities to be Registered

 

IRS Employer ID Number

Direxion Connected Consumer ETF

  85-2105688

Item 2. Exhibits.

 

1.

The Trust’s Certificate of Trust is included as Exhibit (a)(i) to the Trust’s initial Registration Statement on Form N-1A (File Nos. 333-150525; 811-22201), as filed with the Securities and Exchange Commission on April 30, 2008 (Accession Number: 0000898432-08-000403).

 

2.

The Trust’s Trust Instrument is included as Exhibit (a)(ii) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-150525; 811-22201), as filed with the Securities and Exchange Commission on August 20, 2008 (Accession Number: 0000898432-08-000845).

 

3.

The Trust’s Amended and Restated By-Laws are included as Exhibit (b) to Post-Effective Amendment No. 239 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-150525; 811-22201), as filed with the Securities and Exchange Commission on February 26, 2019 (Accession Number: 0001193125-19-052231).


SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Direxion Shares ETF Trust
August 21, 2020

/s/ Patrick Rudnick

Patrick Rudnick

Principal Executive Officer


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:8/21/20485BPOS,  CERT
2/27/19485BPOS,  497K
2/26/19485BPOS
8/20/088-A12B,  N-1A/A
4/30/08N-1A,  N-8A
 List all Filings 


3 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/19  Direxion Shares ETF Trust         485BPOS     2/28/19   10:31M                                    Donnelley … Solutions/FA
 8/20/08  Direxion Shares ETF Trust         N-1A/A8/19/08   16:5.4M                                   K&L Gates LLP/DC/FA
 4/30/08  Direxion Shares ETF Trust         N-1A¶                  3:3.4M                                   K&L Gates LLP/DC/FA
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Filing Submission 0001193125-20-226812   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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