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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/29/20 Pintec Technology Holdings Ltd 20-F 12/31/19 157:22M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 20-F Annual Report by a Foreign Non-Canadian Issuer HTML 2.05M
2: EX-2.4 Plan of Acquisition, Reorganization, Arrangement, HTML 127K
Liquidation or Succession
5: EX-4.10 Instrument Defining the Rights of Security Holders HTML 91K
6: EX-4.11 Instrument Defining the Rights of Security Holders HTML 54K
7: EX-4.44 Instrument Defining the Rights of Security Holders HTML 80K
8: EX-4.45 Instrument Defining the Rights of Security Holders HTML 78K
9: EX-4.46 Instrument Defining the Rights of Security Holders HTML 86K
10: EX-4.47 Instrument Defining the Rights of Security Holders HTML 87K
11: EX-4.48 Instrument Defining the Rights of Security Holders HTML 58K
12: EX-4.49 Instrument Defining the Rights of Security Holders HTML 60K
13: EX-4.50 Instrument Defining the Rights of Security Holders HTML 125K
14: EX-4.51 Instrument Defining the Rights of Security Holders HTML 73K
15: EX-4.52 Instrument Defining the Rights of Security Holders HTML 121K
16: EX-4.53 Instrument Defining the Rights of Security Holders HTML 51K
3: EX-4.8 Instrument Defining the Rights of Security Holders HTML 72K
4: EX-4.9 Instrument Defining the Rights of Security Holders HTML 89K
17: EX-8.1 Opinion of Counsel re: Tax Matters HTML 42K
20: EX-13.1 Annual or Quarterly Report to Security Holders HTML 42K
21: EX-13.2 Annual or Quarterly Report to Security Holders HTML 42K
18: EX-12.1 Statement re: Computation of Ratios HTML 46K
19: EX-12.2 Statement re: Computation of Ratios HTML 46K
22: EX-15.1 Letter re: Unaudited Interim Financial Info HTML 42K
23: EX-15.2 Letter re: Unaudited Interim Financial Info HTML 41K
24: EX-15.3 Letter re: Unaudited Interim Financial Info HTML 41K
25: EX-16.1 Letter re: Change in Certifying Accountant HTML 41K
32: R1 Cover Page HTML 111K
33: R2 Consolidated Balance Sheets HTML 188K
34: R3 Consolidated Balance Sheets (Parenthetical) HTML 85K
35: R4 Consolidated Statements of Operations and HTML 164K
Comprehensive (Loss)/Income
36: R5 Consolidated Statements of Operations and HTML 43K
Comprehensive (Loss)/Income (Parenthetical)
37: R6 Consolidated Statements of Changes in (Invested HTML 153K
Deficit)/Shareholders' Equity
38: R7 Consolidated Statements of Changes in (Invested HTML 45K
Deficit)/Shareholders' Equity (Parenthetical)
39: R8 Consolidated Statements of Cash Flows HTML 247K
40: R9 Organization and principal activities HTML 264K
41: R10 Summary of significant accounting policies HTML 227K
42: R11 Concentration and risks HTML 51K
43: R12 Acquisition HTML 75K
44: R13 Financing receivables, net HTML 117K
45: R14 Accounts receivable, net HTML 77K
46: R15 Prepayments and other current assets, net HTML 74K
47: R16 Property, equipment and software, net HTML 66K
48: R17 Prepayment for long-term investment HTML 46K
49: R18 Long-term investments HTML 88K
50: R19 Fair value measurement HTML 69K
51: R20 Intangible assets, net HTML 79K
52: R21 Funding debts HTML 69K
53: R22 Borrowing HTML 82K
54: R23 Financial guarantee liabilities and financial HTML 109K
guarantee assets
55: R24 Debt instrument HTML 57K
56: R25 Accrued expenses and other liabilities HTML 74K
57: R26 Non-controlling interests HTML 47K
58: R27 Taxation HTML 186K
59: R28 Share based compensation expenses HTML 233K
60: R29 Pre-IPO preferred shares HTML 54K
61: R30 Related party transactions HTML 166K
62: R31 Defined contribution plan HTML 46K
63: R32 Loss per share HTML 78K
64: R33 Commitments and contingencies HTML 59K
65: R34 Restatement and reclassification HTML 649K
66: R35 Subsequent events HTML 51K
67: R36 Parent company only condensed financial HTML 309K
information
68: R37 Summary of significant accounting policies HTML 309K
(Policies)
69: R38 Organization and principal activities (Tables) HTML 213K
70: R39 Summary of significant accounting policies HTML 91K
(Tables)
71: R40 Acquisition (Tables) HTML 67K
72: R41 Financing receivables, net (Tables) HTML 123K
73: R42 Accounts receivable, net (Tables) HTML 79K
74: R43 Prepayments and other current assets, net (Tables) HTML 74K
75: R44 Property, equipment and software, net (Tables) HTML 65K
76: R45 Long-term investments (Tables) HTML 79K
77: R46 Fair value measurement (Tables) HTML 64K
78: R47 Intangible assets, net (Tables) HTML 79K
79: R48 Funding debts (Tables) HTML 66K
80: R49 Borrowing (Table) HTML 81K
81: R50 Financial guarantee liabilities and financial HTML 110K
guarantee assets (Tables)
82: R51 Debt instrument (Tables) HTML 50K
83: R52 Accrued expenses and other liabilities (Tables) HTML 72K
84: R53 Taxation (Tables) HTML 173K
85: R54 Share based compensation expenses (Tables) HTML 221K
86: R55 Related party transactions (Tables) HTML 170K
87: R56 Loss per share (Tables) HTML 78K
88: R57 Commitments and contingencies (Tables) HTML 54K
89: R58 Restatement and reclassification (Tables) HTML 647K
90: R59 Parent company only condensed financial HTML 310K
information (Tables)
91: R60 Organization and principal activities - Effect the HTML 56K
transfer of the Pintec Business to the Group
(Details)
92: R61 Organization and principal activities - HTML 107K
Establishment of Pintec, its subsidiaries and VIEs
(Details)
93: R62 Organization and principal activities - Basis of HTML 57K
Presentation for the Reorganization (Details)
94: R63 Organization and principal activities - Risks in HTML 77K
relation to the VIE structure (Details)
95: R64 Organization and principal activities - Initial HTML 44K
public offering ("IPO") and followed offering
(Details)
96: R65 Summary of significant accounting policies - HTML 54K
Convenience translation, Cash and cash equivalents
and Financing receivables, net (Details)
97: R66 Summary of significant accounting policies - HTML 56K
Estimated useful lives of property, equipment and
software, net (Details)
98: R67 Summary of significant accounting policies - HTML 55K
Schedule Of Acquired Finite Lived Intangible
Assets By Major Class (Detail)
99: R68 Summary of significant accounting policies - HTML 100K
Others (Details)
100: R69 Summary of significant accounting policies - HTML 63K
Schedule Of Impact on Consolidated Statement of
Operations And Comprehensive Income upon Adoption
of ASC 606 (Detail)
101: R70 Summary of significant accounting policies - HTML 61K
Schedule of impact on consolidated balance sheet
upon adoption of ASC 606 (Detail)
102: R71 Concentration and risks (Details) HTML 58K
103: R72 Acquisition (Detail) HTML 80K
104: R73 Acquisition - Schedule of allocation of the HTML 84K
purchase price (Detail)
105: R74 Financing receivables, net (Details) HTML 63K
106: R75 Financing receivables, net - Balances of financing HTML 50K
receivables by due date (Details)
107: R76 Financing receivables, net - Movement of the HTML 54K
allowance for credit losses (Details)
108: R77 Financing receivables, net - Aging analysis of HTML 57K
past due (Details)
109: R78 Accounts receivable, net (Details) HTML 59K
110: R79 Accounts receivable, net - Allowance for doubtful HTML 50K
accounts (Details)
111: R80 Prepayments and other current assets, net HTML 70K
(Details)
112: R81 Property, equipment and software, net (Details) HTML 64K
113: R82 Prepayment For Long Term Investment - (Detail) HTML 55K
114: R83 Long-term investments (Details) HTML 61K
115: R84 Long-term investments - Cost and Equity method HTML 93K
investment (Details)
116: R85 Fair value measurement - Assets and liabilities HTML 49K
(Details)
117: R86 Intangible assets, net (Details) HTML 83K
118: R87 Funding debts - Outstanding funding debts HTML 58K
(Details)
119: R88 Funding debts - Terms of the funding debts HTML 44K
borrowed and asset-backed securities (Details)
120: R89 Funding debts - Trusts were administered by HTML 61K
third-party trust companies (Details)
121: R90 Borrowing - Summary of Borrowings (Detail) HTML 75K
122: R91 Borrowing - Summary of Borrowings (Parenthetical) HTML 50K
(Detail)
123: R92 Financial guarantee liabilities and financial HTML 51K
guarantee assets (Details)
124: R93 Financial guarantee liabilities and financial HTML 54K
guarantee assets - Schedule of guarantee assets
movement activities (Details)
125: R94 Financial guarantee liabilities and financial HTML 48K
guarantee assets - Schedule of guarantee assets
allowance for credit loss movement activities
(Detail)
126: R95 Debt instrument - Fair Value Measurement Inputs HTML 56K
and Valuation Techniques (Detail)
127: R96 Debt instrument (Details) HTML 78K
128: R97 Accrued expenses and other liabilities (Details) HTML 73K
129: R98 Accrued expenses and other liabilities HTML 45K
(Parenthetical) (Details)
130: R99 Non-controlling interests (Detail) HTML 59K
131: R100 Taxation (Details) HTML 95K
132: R101 Taxation - Current and deferred portion of income HTML 52K
tax expense (Details)
133: R102 Taxation - Reconciliation between the statutory HTML 73K
EIT rate and the effective tax rates (Details)
134: R103 Taxation - Deferred tax assets and deferred tax HTML 81K
liabilities (Details)
135: R104 Taxation - Changes in valuation allowance HTML 71K
(Details)
136: R105 Share based compensation expenses - Share options HTML 216K
issued by Jimu Parent to employees of the Company
(Details)
137: R106 Share based compensation expenses - Restriction of HTML 106K
ordinary shares held by senior management
(Details)
138: R107 Share based compensation expenses - Share options HTML 147K
issued by Pintec (Details)
139: R108 Pre-IPO preferred shares - Ordinary Shares HTML 98K
(Details)
140: R109 Related party transactions (Details) HTML 163K
141: R110 Related party transactions - Balances with the HTML 70K
major related parties (Details)
142: R111 Related party transactions - Summary Of Movement HTML 48K
Of Allowance For Credit Losses On Amounts Due From
Related Parties (Details)
143: R112 Defined contribution plan (Details) HTML 44K
144: R113 Loss per share (Details) HTML 59K
145: R114 Loss per share (Parenthetical) (Details) HTML 45K
146: R115 Commitments and contingencies - Operating lease HTML 59K
commitment (Details)
147: R116 Restatement and reclassification - Summary of HTML 200K
effects of the reclassifications and restatement
for the error on the Consolidated Balance Sheets
(Detail)
148: R117 Restatement and reclassification - Summary of HTML 137K
effects of the reclassifications and restatement
for the error on the Consolidated Statements of
Operations and Comprehensive Loss (Detail)
149: R118 Restatement and reclassification - Summary of HTML 244K
effects of the reclassifications and restatement
for the error on the Consolidated Statements of
Cash Flows (Detail)
150: R119 Restatement and reclassification (Detail) HTML 51K
151: R120 Subsequent events (Details) HTML 72K
152: R121 Parent company only condensed financial HTML 156K
information - Balance sheets (Details)
153: R122 Parent company only condensed financial HTML 99K
information - Condensed statements of operations
and comprehensive loss (Details)
154: R123 Parent company only condensed financial HTML 104K
information - Condensed statements of cash flows
(Details)
156: XML IDEA XML File -- Filing Summary XML 270K
155: EXCEL IDEA Workbook of Financial Reports XLSX 214K
26: EX-101.INS XBRL Instance -- pt-20191231 XML 7.03M
28: EX-101.CAL XBRL Calculations -- pt-20191231_cal XML 333K
29: EX-101.DEF XBRL Definitions -- pt-20191231_def XML 1.84M
30: EX-101.LAB XBRL Labels -- pt-20191231_lab XML 2.40M
31: EX-101.PRE XBRL Presentations -- pt-20191231_pre XML 2.17M
27: EX-101.SCH XBRL Schema -- pt-20191231 XSD 413K
157: ZIP XBRL Zipped Folder -- 0001193125-20-182324-xbrl Zip 460K
| EX-4.48 |
Exhibit 4.48
Loan Agreement
This Loan Agreement (this “Agreement”) is made in Chaoyang District, Beijing on August 30, 2019 by and between:
Lender: Sky City (Beijing) Technology Co., Ltd.
Address: 3009, 3/F, Auxiliary Building of Bowangyuan, Yangfangdian, Haidian District, Beijing
Borrower: Lerong Duoyuan (Beijing) Technology Co., Ltd.
Address: 806, 8/F, Building 4#, Yard 18, Suzhou Street, Haidian District, Beijing
WHEREAS, the Lender agrees to provide a loan to the Borrower for the purpose set forth herein, through friendly consultation, the Parties hereby agree as follows:
| 1. | Loan |
| 1.1 | The Lender agrees to provide the Borrower with a loan of RMB15,000,000 (fifteen million Yuan) subject to the terms and conditions set forth herein (the “Loan”). |
| 1.2 | The Loan shall be granted to the Borrower upon satisfaction of the conditions precedent set forth in Section 4 below. |
| 1.3 | The Term of Loan shall be one year (calculated on the basis of 365 days a year) commencing from the date that the Loan is remitted to the bank account of the Borrower (the “Term of Loan”), and may be extended with the mutual consent of the Parties. |
| 1.4 | The Lender agrees that the interest rate for the Loan during the Term of Loan specified in Section 1.2 shall be 7% per annum. |
| 2. | Purpose of Loan |
| 2.1 | The Parties agree that the Loan hereunder shall be used for the purpose of satisfying the Borrower’s working capital needs. |
| 3. | Repayment |
| 3.1 | The Borrower shall repay the Loan to the Lender in one lump sum on the expiry date of the Term of Loan (the “Due Date”). The Parties agree that the Borrower shall have the right to repay all or part of the Loan prior to the Due Date, in which case, the interest on the portion of the Loan prepaid by the Borrower shall accrue till the date of repayment thereof by the Borrower. |
| 3.2 | The Lender and the Borrower hereby agree and acknowledge that any repayment of the Loan by the Borrower shall not be subject to any additional condition or require a notice of repayment given by the Borrower to the Lender. |
| 4. | Conditions Precedent |
| 4.1 | The provision of the Loan by the Lender to the Borrower shall be subject to the satisfaction of the following conditions (the Lender shall have the right, but no obligation, to waive any or all of the conditions precedent to the provision of the Loan set forth in this Section 4.1): |
| (1) | the representations and warranties made by the Borrower shall be true, accurate and complete as of the date the Lender provides the Loan; and |
| (2) | the Borrower shall confirm that when or before the Lender provides the Loan, there is no event that has a material adverse effect on the Borrower or its financial conditions, or on the legal rights and capacity, civil capacity or financial conditions of the Borrower. |
| 5. | Representations and Warranties |
| 5.1 | The Lender hereby represents and warrants that: |
| (1) | it is a limited liability company duly incorporated and validly existing under the laws of China; |
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| (2) | it has the authority to enter into this Agreement and perform its obligations hereunder; |
| (3) | this Agreement constitutes valid and binding obligations of it, enforceable against it in accordance with the terms hereof; and |
| (4) | The funds used for providing the Loan hereunder come from legal sources, are not the funds coming from or of the nature of the criminal gains and proceeds derived from drug-related crimes, crimes committed by organizations of the nature of criminal gangs, terrorist crimes, crimes of smuggling, graft and bribery, crimes of disrupting the order of financial administration, crimes of financial fraud, and are free from conditions in violation of the Anti-money Laundering Law of the People’s Republic of China or other applicable laws and regulations. |
| 5.2 | The Borrower hereby represents and warrants that: |
| (1) | it is a limited liability company duly incorporated and validly existing under the laws of China; |
| (2) | it has the authority to enter into this Agreement and perform its obligations hereunder; and |
| (3) | this Agreement constitutes valid and binding obligations of it, enforceable against it in accordance with the terms hereof. |
| 6. | Confidentiality |
| 6.1 | The Parties acknowledge and confirm that any information, oral or written, exchanged between the Parties in connection with this Agreement shall be deemed as confidential information. Each Party shall maintain the secrecy of all such confidential information and shall not disclosure any confidential information to any third party without the prior written consent of the other Party, except any information that: (a) is or becomes known to the public (not as a result of disclosure thereof by the Party receiving such confidential information to the public without authorization); (b) is required to be disclosed according to the applicable laws and regulations; or (c) needs to be disclosed to its board of directors or legal or financial advisors for purpose of the transactions contemplated hereby, provided that such directors or legal or financial advisors are bound by the obligation of confidentiality similar to that set forth in this Section 6.1. Any disclosure of confidential information by any employee of or agent hired by a Party shall be deemed as a disclosure made by such Party, for which such Party shall be held liable for breach of agreement. The provisions of this Section 6.1 shall survive any termination of this Agreement for any reason. |
| 7. | Liability for Breach |
| 7.1 | Any Party who violates any provisions hereof, or fails to perform its obligations hereunder or causes all or part of this Agreement to be unable to perform shall assume the liability for breach of agreement and indemnify the other Party for the losses (including costs of litigation and attorney’s fee) arising therefrom. If both Parties breach this Agreement, the Parties shall assume their respective liabilities depending on the actual circumstances. |
| 8. | Governing Law and Dispute Resolution |
| 8.1 | The formation, validity, interpretation, performance, amendment, termination and dispute resolution in respect of this Agreement shall be governed by the laws of the People’s Republic of China. |
| 8.2 | Any dispute arising out of interpretation or performance of this Agreement shall be settled by the Parties through friendly consultation in the first instance. If such dispute fails to be resolved within 30 days after a Party sends a written notice to the other Party requesting the settlement thereof thorough consultation, either Party may submit the dispute to the China International Economic and Trade Arbitration Commission for settlement by arbitration in accordance with its arbitration rules then in effect. The place of arbitration shall be Beijing. The language of arbitration shall be Chinese. The arbitration award shall be final and binding on the Parties. |
| 9. | Miscellaneous |
| 9.1 | Any amendment or supplement to this Agreement or exhibits hereto must be made in writing. |
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| 9.2 | This Agreement shall take effect from the signing date hereof, and remain in effect till the repayment of the Loan hereunder in full. |
| 9.3 | If one or more provisions of this Agreement are held invalid, illegal or unenforceable in any respect under any law or regulation, such invalidity, illegality or unenforceability shall in no way affect or prejudice the validity, legality and enforceability of the remaining provisions hereof in any respect. The Parties shall negotiate in good faith to replace such invalid, illegal or unenforceable provisions with valid provisions that come closest to the economic effect of such invalid, illegal or unenforceable provisions with valid provisions to the maximum extent permitted by law and expected by the Parties. |
| 9.4 | Any matter not specifically addressed herein may be settled by the Parties in writing through consultation. |
| 9.5 | This Agreement shall be made in Chinese and in two counterparts, one counterpart to be held by the Parties respectively with equal legal effect. |
[The remainder of this page is intentionally left blank]
3
IN WITNESS WHEREOF, the parties have executed this Agreement, effective as of the date first above written.
Lender: Sky City (Beijing) Science and Technology Co., Ltd. (seal)
/s/ Sky City (Beijing) Science and Technology Co., Ltd.
Borrower: Lerong Duoyuan (Beijing) Technology Co., Ltd. (seal)
/s/ Lerong Duoyuan (Beijing) Technology Co., Ltd.
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| This ‘20-F’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 6/29/20 | 6-K | ||
| For Period end: | 12/31/19 | 6-K, NT 20-F | ||
| 8/30/19 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/30/24 Pintec Technology Holdings Ltd. 20-F 12/31/23 147:18M Toppan Merrill/FA 5/15/23 Pintec Technology Holdings Ltd. 20-F 12/31/22 119:17M Toppan Merrill/FA 4/28/22 Pintec Technology Holdings Ltd. 20-F 12/31/21 135:19M Donnelley … Solutions/FA 4/30/21 Pintec Technology Holdings Ltd. 20-F 12/31/20 157:16M Donnelley … Solutions/FA |