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GGV Capital V L.P., et al. – ‘SC 13D/A’ on 7/10/20 re: Niu Technologies – ‘EX-99.A’

On:  Friday, 7/10/20, at 4:11pm ET   ·   Accession #:  1193125-20-191104   ·   File #:  5-90798

Previous ‘SC 13D’:  ‘SC 13D/A’ on 6/29/20   ·   Next:  ‘SC 13D/A’ on 10/5/20   ·   Latest:  ‘SC 13D/A’ on 11/25/20

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/10/20  GGV Capital V L.P.                SC 13D/A               3:268K Niu Technologies                  Donnelley … Solutions/FA
          Ggv Capital Select L.L.C.
          GGV Capital Select L.P.
          GGV Capital V Entrepreneurs Fund L.P.
          Ggv Capital V L.L.C.
          Glenn Solomon
          Hans Tung
          Jeffrey Gordon Richards
          Jenny Hong Wei Lee
          Jixun Foo

Amendment to Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to Statement of Acquisition of            HTML    128K 
                Beneficial Ownership by a Non-Passive Investor                   
 2: EX-99.1     Miscellaneous Exhibit                               HTML      9K 
 3: EX-99.A     Miscellaneous Exhibit                               HTML     21K 


‘EX-99.A’   —   Miscellaneous Exhibit


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-99.A  

EXHIBIT A

SCHEDULE OF TRANSACTIONS

 

GGV Capital V L.P.

 

Sale Date

   ADSs Sold (1)      Low Price
Per ADS
     High Price
Per ADS
     Weighted
Average Price
Per ADS
 

6/23/2020

     100,054      $ 15.00      $ 16.00      $ 15.5247  

6/24/2020

     104,163      $ 14.03      $ 15.72      $ 14.6002  

6/25/2020

     83,850      $ 14.60      $ 16.06      $ 15.6609  

6/26/2020

     68,965      $ 15.06      $ 15.99      $ 15.4119  

6/29/2020

     48,757      $ 14.62      $ 15.54      $ 15.2093  

6/30/2020

     62,282      $ 14.62      $ 15.54      $ 15.6858  

7/1/2020

     66,505      $ 15.83      $ 16.73      $ 16.2404  

7/2/2020

     96,460      $ 16.65      $ 18.65      $ 17.6649  

7/6/2020

     96,460      $ 20.68      $ 22.68      $ 21.6892  
  

 

 

          

Total

     727,496           
  

 

 

          

GGV Capital V Entrepreneurs Fund L.P.

 

Sale Date

   ADSs Sold (1)      Low Price
Per ADS
     High Price
Per ADS
     Weighted
Average Price
Per ADS
 

6/23/2020

     3,672      $ 15.00      $ 16.00      $ 15.5230  

6/24/2020

     3,823      $ 14.03      $ 15.72      $ 14.5986  

6/25/2020

     3,074      $ 14.60      $ 16.06      $ 15.6588  

6/26/2020

     2,531      $ 15.06      $ 15.99      $ 15.4094  

6/29/2020

     1,790      $ 14.62      $ 15.54      $ 15.2058  

6/30/2020

     2,286      $ 14.62      $ 15.54      $ 15.6831  

7/1/2020

     2,441      $ 15.83      $ 16.73      $ 16.2379  

7/2/2020

     3,540      $ 16.65      $ 18.65      $ 17.6632  

7/6/2020

     3,540      $ 20.68      $ 22.68      $ 21.6874  
  

 

 

          

Total

     26,697           
  

 

 

          

 

(1)

Each ADS represents 2 Class A ordinary shares.

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Filing Submission 0001193125-20-191104   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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