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Greenbrier Companies Inc – ‘8-K’ for 1/7/20

On:  Friday, 1/10/20, at 6:07am ET   ·   For:  1/7/20   ·   Accession #:  1193125-20-4968   ·   File #:  1-13146

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/10/20  Greenbrier Companies Inc          8-K:5,9     1/07/20   11:330K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     37K 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML    109K 
 8: R1          Document and Entity Information                     HTML     50K 
 7: XML         IDEA XML File -- Filing Summary                      XML     11K 
11: XML         XBRL Instance -- d825340d8k_htm                      XML     14K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- gbx-20200107_lab                      XML     57K 
 5: EX-101.PRE  XBRL Presentations -- gbx-20200107_pre               XML     36K 
 3: EX-101.SCH  XBRL Schema -- gbx-20200107                          XSD     12K 
 6: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
 9: ZIP         XBRL Zipped Folder -- 0001193125-20-004968-xbrl      Zip     31K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i GREENBRIER COMPANIES INC  i false  i 0000923120  i --08-31 0000923120 2020-01-07 2020-01-07

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

Form  i 8-K

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  i January 7, 2020

 

THE GREENBRIER COMPANIES, INC.

(Exact name of registrant as specified in its charter)

 

 i Oregon

 

 i 001-13146

 

 i 93-0816972

(State of

Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 i One Centerpointe Drive,  i Suite 200,  i Lake Oswego,  i OR

 

 i 97035

(Address of principal executive offices)

 

(Zip Code)

 i (503)  i 684-7000

Registrant’s telephone number, including area code

Former name or former address, if changed since last report: N/A

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Common Stock without par value

 

 i GBX

 

 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

On January 7, 2020, the Board of Directors of The Greenbrier Companies, Inc. (the “Company”) adopted resolutions to amend and restate the Company’s Bylaws in order to incorporate all prior amendments, provide that the Board may set the size of the Board of Directors from time-to-time within a specified range, further clarify the roles of the President and the Chief Executive Officer, and make certain other administrative, clarifying and conforming modifications, effective immediately.

The foregoing summary of the Amended and Restated Bylaws of The Greenbrier Companies, Inc. does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the Amended and Restated Bylaws, a copy of which is attached as Exhibit 3.1 and incorporated by reference herein.

Item 5.07 Submission of Matters to a Vote of Security Holders

At the Annual Meeting of Shareholders of the Company held on January 8, 2020, three proposals were voted upon by the Company’s shareholders. A brief discussion of each proposal voted upon at the Annual Meeting and the number of votes cast for, against, withheld, abstentions and broker non-votes to each proposal are set forth below.

A vote was taken at the Annual Meeting for the election of four directors of the Company to hold office until the Annual Meeting of Shareholders to be held in 2023, or until their successors are elected and qualified. The aggregate numbers of shares of Common Stock voted in person or by proxy for each nominee were as follows:

Nominee

 

Votes for
Election

   

Votes
Withheld

   

Votes
Abstained

   

Broker Non-

Votes

 

Wanda F. Felton

   

25,681,898

     

350,777

     

—  

     

3,780,033

 

Graeme A. Jack

   

23,942,694

     

2,089,982

     

—  

     

3,780,033

 

David L. Starling

   

24,319,877

     

1,712,799

     

—  

     

3,780,033

 

Wendy L. Teramoto

   

25,705,264

     

327,412

     

—  

     

3,780,033

 

A vote was taken at the Annual Meeting to approve a non-binding advisory resolution regarding the 2019 compensation of the Company’s named executive officers. The aggregate number of shares of Common Stock that were voted in person or by proxy for or against the resolution, that abstained from voting, or that were broker non-votes were as follows:

Votes for Approval

 

Votes against

Approval

 

Votes Abstained

 

Broker Non-

Votes

15,162,098

 

10,777,162

 

93,416

 

3,780,033

A vote was taken at the Annual Meeting on the proposal to ratify the appointment of KPMG LLP as the Company’s independent auditors for the year ending August 31, 2020. The aggregate number of shares of Common Stock that were voted in person or by proxy for or against the ratification, that abstained from voting, or that were broker non-votes were as follows:

Votes for Approval

 

Votes against

Approval

 

Votes Abstained

 

Broker Non-

Votes

29,263,131

 

489,686

 

59,892

 

—  

2


Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit 

    No.    

   

Description

         
 

3.1

   

Amended and Restated Bylaws of The Greenbrier Companies, Inc. dated January 7, 2020.

         
 

104

   

Cover Page Interactive Data File (embedded within the Inline XBRL document).

3


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

THE GREENBRIER COMPANIES, INC.

             

Date: January 9, 2020

 

 

By:

 

/s/ Martin R. Baker

 

 

 

Martin R. Baker

 

 

 

Senior Vice President, Chief Compliance Officer and General Counsel

4


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
8/31/20
Filed on:1/10/204
1/9/20
1/8/2010-Q,  4,  8-K,  DEF 14A
For Period end:1/7/20
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/28/20  Greenbrier Companies Inc.         10-K        8/31/20  134:22M                                    ActiveDisclosure/FA
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