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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/28/20 Alger Funds II 485BPOS 2/28/20 23:4.2M Donnelley … Solutions/FA → Alger Dynamic Opportunities Fund ⇒ 3 Classes/Contracts → Alger Emerging Markets Fund ⇒ 5 Classes/Contracts → Alger Responsible Investing Fund ⇒ 4 Classes/Contracts → Alger Spectra Fund ⇒ 5 Classes/Contracts |
Document/Exhibit Description Pages Size
1: 485BPOS The Alger Funds Ii 485BPOS HTML 1.47M
2: EX-99.28(D-2) Amendment to Schedule I of the Investment HTML 15K
Advisory Agreement
3: EX-99.28(D-3) Contract to Support Fee Waiver/Expense HTML 18K
Reimbursement
4: EX-99.28(G-2) Amendment to Custodian Agreement HTML 18K
5: EX-99.28(G-3) Terms of Letter Agreement HTML 21K
6: EX-99.28(G-4) Amendment to Custodian Agreement HTML 28K
7: EX-99.28(G-5) Amendment to Custodian Agreement HTML 18K
14: EX-99.28(H-12) Amendment to Accounting Agency Agreement HTML 18K
15: EX-99.28(H-13) Amendment to Accounting Agency Agreement HTML 28K
16: EX-99.28(H-14) Amendment to Accounting Agency Agreement HTML 14K
17: EX-99.28(H-15) Amendment to Accounting Agency Agreement HTML 19K
8: EX-99.28(H-2) Amendment No. 1 to Shareholder Administrative HTML 24K
Services Agreement
9: EX-99.28(H-3) Amendment No. 2 to Shareholder Administrative HTML 16K
Services Agreement
10: EX-99.28(H-5) Amendment No. 4 to Shareholder Administrative HTML 18K
Services Agreement
11: EX-99.28(H-6) Amendment No. 5 to Shareholder Administrative HTML 14K
Services Agreement
12: EX-99.28(H-7) Transfer Agency Agreement HTML 128K
13: EX-99.28(H-8) The Alger Funds Ii Fund Administration HTML 25K
Agreement
18: EX-99.28(J) Consent of Independent Registered Public HTML 9K
Accounting Firm
19: EX-99.28(M-1) Class A Distribution Plan of the Alger Funds Ii HTML 18K
20: EX-99.28(M-3) Class I Distribution Plan of the Alger Funds Ii HTML 18K
21: EX-99.28(N) The Alger Funds Ii Rule 18F-3 HTML 28K
22: EX-99.28(P) Code of Ethics HTML 71K
23: EX-99.28(Q) Power of Attorney HTML 13K
| AMENDMENT NO. 4 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENT |
Exhibit (h-5)
AMENDMENT NO. 4
TO
SHAREHOLDER
ADMINISTRATIVE SERVICES AGREEMENT
Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Fred Alger Management, Inc. (“Alger Management”) entered into a Shareholder Administrative Services Agreement dated February 28, 2005, as amended June 30, 2007, May 18, 2010, and December 29, 2010 (the “Agreement”), and wish to amend the Agreement as follows:
WHEREAS, the Boards of Trustees of the Funds approved this amendment to reflect the addition of Class Y and Y-2 Shares to the Agreement at a Board Meeting on March 8, 2016, effective as of May 9, 2016, and the addition of Class Z-2 Shares to the Agreement at a Board Meeting on May 19, 2016, effective as of August 1, 2016;
NOW, THEREFORE, in consideration of the foregoing and the terms and conditions set forth in the Agreement, the parties agree as follows:
For the services provided by Alger Management under the Agreement, effective August 1, 2016, each Fund will pay Alger Management an asset based fee of 0.0165% (1.65 basis points) with respect to Class A, B, and C shares of the Fund, and 0.01% (1 basis point) with respect to Class I, R, I-2, S, Y, Y-2, Z and Z-2 shares of the Fund, plus out-of-pocket expenses incurred by Alger Management in performing its responsibilities under the Agreement, within 10 days of the first day of each month.
FRED ALGER MANAGEMENT, INC.
| By: | /s/ Hal Liebes | |
| Name: | Hal Liebes | |
| Title: | Chief Operating Officer |
| Attest: | /s/ Lisa Moss | |
| Name: | Lisa Moss | |
| Title: | Senior Vice President | |
ALGER GLOBAL GROWTH FUND
| By: | /s/ Hal Liebes | |
| Name: | Hal Liebes | |
| Title: | President | |
| Attest: | /s/ Lisa Moss | |
| Name: | Lisa Moss | |
| Title: |
Secretary | |
THE ALGER FUNDS
| By: | /s/ Hal Liebes | |
| Name: | Hal Liebes | |
| Title: | President |
| Attest: | /s/ Lisa Moss | |
| Name: | Lisa Moss | |
| Title: | Secretary | |
THE ALGER FUNDS II
| By: | /s/ Hal Liebes | |
| Name: | Hal Liebes | |
| Title: | President |
| Attest: | /s/ Lisa Moss | |
| Name: | Lisa Moss | |
| Title: | Secretary | |
THE ALGER INSTITUTIONAL FUNDS
| By: | /s/ Hal Liebes | |
| Name: | Hal Liebes | |
| Title: | President |
| Attest: | /s/ Lisa Moss | |
| Name: | Lisa Moss | |
| Title: | Secretary | |
THE ALGER PORTFOLIOS
| By: | /s/ Hal Liebes | |
| Name: | Hal Liebes | |
| Title: | President |
| Attest: | /s/ Lisa Moss | |
| Name: | Lisa Moss | |
| Title: | Secretary | |
EXHIBIT A
Alger Global Growth Fund
The Alger Funds
The Alger Funds II
The Alger Institutional Funds
The Alger Portfolios
2
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 2/28/20 | |||
| 8/1/16 | ||||
| 5/19/16 | ||||
| 5/9/16 | 485BPOS, 497, 497K | |||
| 3/8/16 | ||||
| 12/29/10 | 497, 497K, NSAR-B | |||
| 5/18/10 | ||||
| 6/30/07 | N-PX | |||
| 2/28/05 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/24 Alger Funds II 485BPOS 2/28/24 32:17M Donnelley … Solutions/FA 4/06/23 Alger Funds II 485BPOS 4/06/23 25:11M Donnelley … Solutions/FA 2/27/23 Alger Funds II 485BPOS 2/28/23 29:11M Donnelley … Solutions/FA 2/25/22 Alger Funds II 485BPOS 2/28/22 32:10M Donnelley … Solutions/FA 2/26/21 Alger Funds II 485BPOS 2/28/21 114:15M Donnelley … Solutions/FA |