SEC Info - iShares, Inc., et al. - ‘485BPOS’ on 12/17/21

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iShares, Inc., et al. – ‘485BPOS’ on 12/17/21 – ‘EX-99.(H.9)’

On: Friday, 12/17/21, at 6:21pm ET · As of: 12/20/21 · Effective: 12/30/21 · Accession #: 1193125-21-361414 · File #s: 33-97598, 811-09102

Previous ‘485BPOS’: ‘485BPOS’ on 8/25/21 · Next: ‘485BPOS’ on 2/23/22 · Latest: ‘485BPOS’ on 2/23/24 · 76 References:

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/20/21  iShares, Inc.                     485BPOS    12/30/21   70:58M                                    Donnelley … Solutions/FA
          → iShares Core MSCI Emerging Markets ETF ⇒ IEMG
          → iShares Currency Hedged MSCI Emerging Markets ETF ⇒ HEEM
          → iShares Emerging Markets Equity Factor ETF ⇒ EMGF
          → iShares ESG Aware MSCI EM ETF ⇒ ESGE
          → iShares Frontier & Select EM ETF ⇒ FM
          → iShares MSCI Agriculture Producers ETF ⇒ VEGI
          → iShares MSCI Australia ETF ⇒ EWA
          → iShares MSCI Austria ETF ⇒ EWO
          → iShares MSCI Belgium ETF ⇒ EWK
          → iShares MSCI BIC ETF ⇒ BKF
          → iShares MSCI Brazil ETF ⇒ EWZ
          → iShares MSCI Canada ETF ⇒ EWC
          → iShares MSCI Chile ETF ⇒ ECH
          → iShares MSCI Colombia ETF ⇒ ICOL
          → iShares MSCI Emerging Markets Asia ETF ⇒ EEMA
          → iShares MSCI Emerging Markets ETF ⇒ EEM
          → iShares MSCI Emerging Markets ex China ETF ⇒ EMXC
          → iShares MSCI Emerging Markets Min Vol Factor ETF ⇒ EEMV
          → iShares MSCI Emerging Markets Small-Cap ETF ⇒ EEMS
          → iShares MSCI Eurozone ETF ⇒ EZU
          → iShares MSCI France ETF ⇒ EWQ
          → iShares MSCI Germany ETF ⇒ EWG
          → iShares MSCI Global Energy Producers ETF ⇒ FILL
          → iShares MSCI Global Gold Miners ETF ⇒ RING
          → iShares MSCI Global Metals & Mining Producers ETF ⇒ PICK
          → iShares MSCI Global Min Vol Factor ETF ⇒ ACWV
          → iShares MSCI Global Silver & Metals Miners ETF ⇒ SLVP
          → iShares MSCI Hong Kong ETF ⇒ EWH
          → iShares MSCI Israel ETF ⇒ EIS
          → iShares MSCI Italy ETF ⇒ EWI
          → iShares MSCI Japan ETF ⇒ EWJ
          → iShares MSCI Japan Small-Cap ETF ⇒ SCJ
          → iShares MSCI Malaysia ETF ⇒ EWM
          → iShares MSCI Mexico ETF ⇒ EWW
          → iShares MSCI Netherlands ETF ⇒ EWN
          → iShares MSCI Pacific ex Japan ETF ⇒ EPP
          → iShares MSCI Russia ETF ⇒ ERUS
          → iShares MSCI Singapore ETF ⇒ EWS
          → iShares MSCI South Africa ETF ⇒ EZA
          → iShares MSCI South Korea ETF ⇒ EWY
          → iShares MSCI Spain ETF ⇒ EWP
          → iShares MSCI Sweden ETF ⇒ EWD
          → iShares MSCI Switzerland ETF ⇒ EWL
          → iShares MSCI Taiwan ETF ⇒ EWT
          → iShares MSCI Thailand ETF ⇒ THD
          → iShares MSCI Turkey ETF ⇒ TUR
          → iShares MSCI USA Equal Weighted ETF ⇒ EUSA
          → iShares MSCI World ETF ⇒ URTH

Post-Effective Amendment of a Form N-1 or N-1A Registration — Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML  16.12M 
                Registration                                                     
 2: EX-99.(D.2)  Schedule A to the Investment Advisory Agreement    HTML     41K 
                Between Registrant and Bfa.                                      
 3: EX-99.(D.8)  Exhibit A to the Sub-Advisory Agreement Between    HTML     22K 
                Bfa and Bil                                                      
 4: EX-99.(G.2)  Custody Services Agreement, Dated November 18,     HTML    434K 
                2021                                                             
 5: EX-99.(G.3)  Exhibit A to the Custody Services Agreement        HTML     39K 
 9: EX-99.(H.16)  Exhibit A to the Msci Sublicense Agreement.       HTML     27K 
 6: EX-99.(H.2)  Exhibit A to the Master Services Agreement.        HTML     41K 
 7: EX-99.(H.6)  Schedule A to the Fourth Amended & Restated        HTML     41K 
                Securities Lending Agency Agreement                              
 8: EX-99.(H.9)  Exhibit A to the Dow Jones Sublicense Agreement    HTML     21K 
10: EX-99.(I)   Legal Opinion and Consent of Venable LLP.           HTML     40K 
11: EX-99.(J)   Consent of Pricewaterhousecoopers LLP.              HTML     21K 
18: R1          Document and Entity Information                     HTML     37K 
19: R2          Risk/Return Detail Data- iShares Core MSCI          HTML    241K 
                Emerging Markets ETF                                             
20: R3          Risk/Return Detail Data- iShares Currency Hedged    HTML    247K 
                MSCI Emerging Markets ETF                                        
21: R4          Risk/Return Detail Data- iShares ESG Aware MSCI EM  HTML    211K 
                ETF                                                              
22: R5          Risk/Return Detail Data- iShares MSCI Australia     HTML    216K 
                ETF                                                              
23: R6          Risk/Return Detail Data- iShares MSCI Austria ETF   HTML    216K 
24: R7          Risk/Return Detail Data- iShares MSCI Belgium ETF   HTML    219K 
25: R8          Risk/Return Detail Data- iShares MSCI Brazil ETF    HTML    222K 
26: R9          Risk/Return Detail Data- iShares MSCI BRIC ETF      HTML    229K 
27: R10         Risk/Return Detail Data- iShares MSCI Canada ETF    HTML    212K 
28: R11         Risk/Return Detail Data- iShares MSCI Chile ETF     HTML    221K 
29: R12         Risk/Return Detail Data- iShares MSCI Colombia ETF  HTML    215K 
30: R13         Risk/Return Detail Data- iShares MSCI Emerging      HTML    225K 
                Markets Asia ETF                                                 
31: R14         Risk/Return Detail Data- iShares MSCI Emerging      HTML    241K 
                Markets ETF                                                      
32: R15         Risk/Return Detail Data- iShares MSCI Emerging      HTML    210K 
                Markets ex China ETF                                             
33: R16         Risk/Return Detail Data- iShares MSCI Emerging      HTML    237K 
                Markets Min Vol Factor ETF                                       
34: R17         Risk/Return Detail Data- iShares MSCI Emerging      HTML    235K 
                Markets Multifactor ETF                                          
35: R18         Risk/Return Detail Data- iShares MSCI Emerging      HTML    226K 
                Markets Small-Cap ETF                                            
36: R19         Risk/Return Detail Data- iShares MSCI Eurozone ETF  HTML    222K 
37: R20         Risk/Return Detail Data- iShares MSCI France ETF    HTML    218K 
38: R21         Risk/Return Detail Data- iShares MSCI Frontier and  HTML    222K 
                Select EM ETF                                                    
39: R22         Risk/Return Detail Data- iShares MSCI Germany ETF   HTML    213K 
40: R23         Risk/Return Detail Data- iShares MSCI Global        HTML    238K 
                Agriculture Producers ETF                                        
41: R24         Risk/Return Detail Data- iShares MSCI Global        HTML    222K 
                Energy Producers ETF                                             
42: R25         Risk/Return Detail Data- iShares MSCI Global Gold   HTML    215K 
                Miners ETF                                                       
43: R26         Risk/Return Detail Data- iShares MSCI Global        HTML    235K 
                Metals & Mining Producers ETF                                    
44: R27         Risk/Return Detail Data- iShares MSCI Global Min    HTML    238K 
                Vol Factor ETF                                                   
45: R28         Risk/Return Detail Data- iShares MSCI Global        HTML    217K 
                Silver and Metals Miners ETF                                     
46: R29         Risk/Return Detail Data- iShares MSCI Hong Kong     HTML    227K 
                ETF                                                              
47: R30         Risk/Return Detail Data- iShares MSCI Israel ETF    HTML    217K 
48: R31         Risk/Return Detail Data- iShares MSCI Italy ETF     HTML    218K 
49: R32         Risk/Return Detail Data- iShares MSCI Japan ETF     HTML    212K 
50: R33         Risk/Return Detail Data- iShares MSCI Japan         HTML    212K 
                Small-Cap ETF                                                    
51: R34         Risk/Return Detail Data- iShares MSCI Malaysia ETF  HTML    218K 
52: R35         Risk/Return Detail Data- iShares MSCI Mexico ETF    HTML    220K 
53: R36         Risk/Return Detail Data- iShares MSCI Netherlands   HTML    216K 
                ETF                                                              
54: R37         Risk/Return Detail Data- iShares MSCI Pacific ex    HTML    224K 
                Japan ETF                                                        
55: R38         Risk/Return Detail Data- iShares MSCI Russia ETF    HTML    223K 
56: R39         Risk/Return Detail Data- iShares MSCI Singapore     HTML    218K 
                ETF                                                              
57: R40         Risk/Return Detail Data- iShares MSCI South Africa  HTML    221K 
                ETF                                                              
58: R41         Risk/Return Detail Data- iShares MSCI South Korea   HTML    220K 
                ETF                                                              
59: R42         Risk/Return Detail Data- iShares MSCI Spain ETF     HTML    220K 
60: R43         Risk/Return Detail Data- iShares MSCI Sweden ETF    HTML    216K 
61: R44         Risk/Return Detail Data- iShares MSCI Switzerland   HTML    217K 
                ETF                                                              
62: R45         Risk/Return Detail Data- iShares MSCI Taiwan ETF    HTML    222K 
63: R46         Risk/Return Detail Data- iShares MSCI Thailand ETF  HTML    221K 
64: R47         Risk/Return Detail Data- iShares MSCI Turkey ETF    HTML    222K 
65: R48         Risk/Return Detail Data- iShares MSCI USA Equal     HTML    209K 
                Weighted ETF                                                     
66: R49         Risk/Return Detail Data- iShares MSCI World ETF     HTML    207K 
68: XML         IDEA XML File -- Filing Summary                      XML    150K 
17: XML         XBRL Instance -- d195032d485bpos_htm                 XML   4.74M 
67: EXCEL       IDEA Workbook of Financial Reports                  XLSX    587K 
13: EX-101.CAL  XBRL Calculations -- isi-20211207_cal                XML     31K 
14: EX-101.DEF  XBRL Definitions -- isi-20211207_def                 XML   9.75M 
15: EX-101.LAB  XBRL Labels -- isi-20211207_lab                      XML    955K 
16: EX-101.PRE  XBRL Presentations -- isi-20211207_pre               XML   9.25M 
12: EX-101.SCH  XBRL Schema -- isi-20211207                          XSD    171K 
69: JSON        XBRL Instance as JSON Data -- MetaLinks              392±  1.23M 
70: ZIP         XBRL Zipped Folder -- 0001193125-21-361414-xbrl      Zip   5.15M

‘EX-99.(H.9)’ — Exhibit A to the Dow Jones Sublicense Agreement

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Exhibit A to the Dow Jones Sublicense Agreement

Exhibit (h.9)

Exhibit A

iShares Trust

Dow Jones EPAC Select Dividend Index^TM

Dow Jones U.S. Financial Services Index^TM

Dow Jones U.S. Index^TM

Dow Jones U.S. Real Estate Capped Index^TM

Dow Jones U.S. Select Aerospace & Defense Index^TM

Dow Jones U.S. Select Dividend Index^TM

Dow Jones U.S. Select Health Care Providers Index^TM

Dow Jones U.S. Select Home Construction Index^TM

Dow Jones U.S. Select Insurance Index^TM

Dow Jones U.S. Select Investment Services Index^TM

Dow Jones U.S. Select Medical Equipment Index^TM

Dow Jones U.S. Select Oil Exploration & Production Index^TM

Dow Jones U.S. Select Oil Equipment & Services Index^TM

Dow Jones U.S. Select Pharmaceuticals Index^TM

Dow Jones U.S. Select Regional Banks Index^TM

iShares, Inc.

Dow Jones Asia/Pacific Select Dividend 50 Index^TM

Dow Jones Emerging Markets Select Dividend Index^TM

17 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/23/24  iShares, Inc.                     485BPOS     3/01/24   26:11M                                    Donnelley … Solutions/FA
12/21/23  iShares, Inc.                     485BPOS    12/29/23   68:82M                                    Donnelley … Solutions/FA
10/19/23  iShares, Inc.                     485APOS                1:4.3M                                   Donnelley … Solutions/FA
 8/23/23  iShares, Inc.                     485BPOS     9/01/23   28:8.1M                                   Donnelley … Solutions/FA
 2/23/23  iShares, Inc.                     485BPOS     3/01/23   26:8M                                     Donnelley … Solutions/FA
12/27/22  iShares, Inc.                     485BPOS    12/29/22   12:2.8M                                   Donnelley … Solutions/FA
12/21/22  iShares, Inc.                     485BPOS    12/29/22   75:54M                                    Donnelley … Solutions/FA
10/27/22  iShares, Inc.                     485APOS                1:1.6M                                   Donnelley … Solutions/FA
10/17/22  iShares, Inc.                     485APOS                1:3.2M                                   Donnelley … Solutions/FA
 8/24/22  iShares, Inc.                     485BPOS     9/01/22   34:7.5M                                   Donnelley … Solutions/FA
 2/28/22  iShares, Inc.                     POS EX      2/28/22    2:5.2M                                   Donnelley … Solutions/FA
 2/24/22  UBS AG                            424B2                  2:437K                                   Cadwalader Wickersh… LLP
 2/23/22  iShares, Inc.                     485BPOS     3/01/22   25:7.9M                                   Donnelley … Solutions/FA
 2/23/22  UBS AG                            424B2                  1:462K                                   Cadwalader Wickersh… LLP
 1/26/22  UBS AG                            424B2                  1:429K                                   Cadwalader Wickersh… LLP
 1/25/22  UBS AG                            424B2                  1:466K                                   Cadwalader Wickersh… LLP
 1/19/22  iShares, Inc.                     POS EX      1/19/22    2:247K                                   Donnelley … Solutions/FA

59 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/03/21  iShares, Inc.                     N-CSR       8/31/21    3:27M                                    Donnelley … Solutions/FA
 8/25/21  iShares, Inc.                     485BPOS     9/01/21   25:5.9M                                   Donnelley … Solutions/FA
 5/06/21  iShares, Inc.                     N-CSRS      2/28/21    3:23M                                    Donnelley … Solutions/FA
 2/23/21  iShares, Inc.                     485BPOS     3/01/21   48:9.5M                                   Donnelley … Solutions/FA
12/21/20  iShares, Inc.                     485BPOS    12/30/20  117:65M                                    Donnelley … Solutions/FA
 8/26/20  iShares, Inc.                     485BPOS     9/01/20   13:3.6M                                   Donnelley … Solutions/FA
 2/24/20  iShares, Inc.                     485BPOS     2/28/20   13:3.9M                                   Donnelley … Solutions/FA
12/17/19  iShares, Inc.                     485BPOS    12/30/19   12:32M                                    Donnelley … Solutions/FA
 8/22/19  iShares, Inc.                     485BPOS     8/30/19   13:3.7M                                   Donnelley … Solutions/FA
12/19/18  iShares, Inc.                     485BPOS    12/28/18   11:32M                                    Donnelley … Solutions/FA
 8/28/18  iShares, Inc.                     485BPOS     8/31/18   17:4.6M                                   Donnelley … Solutions/FA
10/20/17  iShares, Inc.                     485APOS               10:4.6M                                   Donnelley … Solutions/FA
 7/03/17  iShares, Inc.                     485BPOS     7/03/17   12:2M                                     Donnelley … Solutions/FA
 3/16/17  iShares, Inc.                     485APOS¶               3:2M                                     Donnelley … Solutions/FA
12/21/16  iShares, Inc.                     485BPOS    12/30/16   13:29M                                    Donnelley … Solutions/FA
10/21/16  iShares, Inc.                     485APOS¶               6:7.6M                                   Donnelley … Solutions/FA
 8/23/16  iShares, Inc.                     485BPOS     9/01/16   14:3.5M                                   Donnelley … Solutions/FA
 6/13/16  iShares, Inc.                     485BPOS¶    6/13/16   12:2.1M                                   Donnelley … Solutions/FA
 3/28/16  iShares, Inc.                     485APOS¶               6:1.8M                                   Donnelley … Solutions/FA
12/04/15  iShares, Inc.                     485BPOS    12/04/15   10:2.3M                                   Donnelley … Solutions/FA
10/21/15  iShares, Inc.                     485BPOS    10/21/15   18:3M                                     Donnelley … Solutions/FA
 8/07/15  iShares, Inc.                     485APOS               10:2M                                     Donnelley … Solutions/FA
 2/04/15  iShares, Inc.                     485APOS¶               5:1.7M                                   Donnelley … Solutions/FA
10/29/14  iShares, Inc.                     485APOS¶               4:1.7M                                   Donnelley … Solutions/FA
10/01/14  iShares, Inc.                     POS EX     10/01/14    8:447K                                   Donnelley … Solutions/FA
 8/18/14  iShares, Inc.                     485APOS¶               4:1.4M                                   Donnelley … Solutions/FA
 7/23/14  iShares, Inc.                     485APOS¶               5:2M                                     Donnelley … Solutions/FA
 6/19/14  iShares, Inc.                     485BPOS     6/19/14    9:2.1M                                   Donnelley … Solutions/FA
 1/31/14  iShares, Inc.                     485APOS                2:2M                                     Donnelley … Solutions/FA
 7/05/13  iShares, Inc.                     POS EX      7/05/13    4:305K                                   Donnelley … Solutions/FA
 5/01/13  iShares, Inc.                     POS EX      5/01/13    7:282K                                   Donnelley … Solutions/FA
 3/28/13  iShares, Inc.                     485APOS¶               5:1.2M                                   Donnelley … Solutions/FA
 1/18/13  iShares, Inc.                     485APOS¶               5:1.5M                                   Donnelley … Solutions/FA
11/09/12  iShares, Inc.                     485APOS¶               8:2.5M                                   Donnelley … Solutions/FA
10/15/12  iShares, Inc.                     485APOS                8:1.5M                                   Donnelley … Solutions/FA
 8/20/12  iShares, Inc.                     485APOS¶               3:1.1M                                   Donnelley … Solutions/FA
 7/16/12  iShares, Inc.                     485BPOS     7/16/12   13:2M                                     Donnelley … Solutions/FA
 3/23/12  iShares, Inc.                     485APOS¶               4:1M                                     Donnelley … Solutions/FA
 2/10/12  iShares, Inc.                     485APOS¶               3:921K                                   Donnelley … Solutions/FA
 1/30/12  iShares, Inc.                     485APOS¶               4:962K                                   Donnelley … Solutions/FA
11/01/11  iShares, Inc.                     485APOS¶               3:1M                                     Donnelley … Solutions/FA
10/18/11  iShares, Inc.                     POS EX     10/18/11    3:166K                                   Donnelley … Solutions/FA
10/06/11  iShares, Inc.                     485BPOS    10/07/11    8:1.2M                                   Donnelley … Solutions/FA
 9/09/11  iShares, Inc.                     485APOS¶               7:1.2M                                   Donnelley … Solutions/FA
 6/30/11  iShares, Inc.                     485APOS¶              12:1.8M                                   Donnelley … Solutions/FA
12/20/10  iShares, Inc.                     485BPOS     1/03/11   13:8.6M                                   Donnelley … Solutions/FA
 5/03/10  iShares, Inc.                     485APOS     4/30/10   13:544K                                   Donnelley … Solutions/FA
 1/29/10  iShares, Inc.                     485APOS¶               5:421K                                   Donnelley … Solutions/FA
12/23/09  iShares, Inc.                     485BPOS     1/01/10   11:3M                                     Donnelley … Solutions/FA
 9/28/09  iShares, Inc.                     485BPOS     9/28/09    5:342K                                   Donnelley … Solutions/FA
12/23/08  iShares, Inc.                     485BPOS     1/01/09   13:2.5M                                   Donnelley … Solutions/FA
 3/26/08  iShares, Inc.                     485BPOS     3/26/08   10:303K                                   Donnelley … Solutions/FA
 7/19/07  iShares, Inc.                     485APOS¶               4:644K                                   Donnelley … Solutions/FA
12/26/06  iShares, Inc.                     485BPOS     1/01/07   22:4.9M                                   Donnelley … Solutions/FA
12/30/03  iShares, Inc.                     485BPOS    12/30/03    6:707K                                   Donnelley … Solutions/FA
10/22/01  iShares, Inc.                     485APOS                3:293K                                   Donnelley … Solutions/FA
12/29/00  iShares, Inc.                     485BPOS    12/29/00    6:752K                                   Donnelley … Solutions/FA
 3/06/96  iShares, Inc.                     N-1A EL/A              5:545K                                   Toppan Merrill-FA2/FA
 3/01/96  iShares, Inc.                     N-1A EL/A             15:834K                                   Toppan Merrill-FA2/FA

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Filing Submission 0001193125-21-361414 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)