SEC Info - Citigroup Inc. - ‘8-K’ for 5/4/21

Citigroup Inc. – ‘8-K’ for 5/4/21

Citigroup Inc. – ‘8-K’ for 5/4/21

On: Tuesday, 5/4/21, at 4:08pm ET · For: 5/4/21 · Accession #: 1193125-21-150006 · File #: 1-09924

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Current Report — Form 8-K
Filing Table of Contents

‘8-K’ — Current Report

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Dates Referenced Herein and Documents Incorporated by Reference

34 Subsequent Filings that Reference this Filing

On: Tuesday, 5/4/21, at 4:08pm ET · For: 5/4/21 · Accession #: 1193125-21-150006 · File #: 1-09924

Current Report — Form 8-KFiling Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

34 Subsequent Filings that Reference this Filing

Current Report — Form 8-K
Filing Table of Contents

Citigroup Inc. – ‘8-K’ for 5/4/21

On: Tuesday, 5/4/21, at 4:08pm ET · For: 5/4/21 · Accession #: 1193125-21-150006 · File #: 1-09924

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/04/21 Citigroup Inc. 8-K:9 5/04/21 16:468K Donnelley … Solutions/FA

Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 29K 2: EX-1.01 Underwriting Agreement or Conflict Minerals Report HTML 53K 3: EX-4.01 Instrument Defining the Rights of Security Holders HTML 67K 4: EX-5.01 Opinion of Counsel re: Legality HTML 10K 5: EX-99.01 Miscellaneous Exhibit HTML 28K 12: R1 Cover Page HTML 75K 14: XML IDEA XML File -- Filing Summary XML 14K 11: XML XBRL Instance -- d154382d8k_htm XML 41K 13: EXCEL IDEA Workbook of Financial Reports XLSX 7K 7: EX-101.CAL XBRL Calculations -- c-20210504_cal XML 8K 8: EX-101.DEF XBRL Definitions -- c-20210504_def XML 48K 9: EX-101.LAB XBRL Labels -- c-20210504_lab XML 74K 10: EX-101.PRE XBRL Presentations -- c-20210504_pre XML 49K 6: EX-101.SCH XBRL Schema -- c-20210504 XSD 23K 15: JSON XBRL Instance as JSON Data -- MetaLinks 17± 23K 16: ZIP XBRL Zipped Folder -- 0001193125-21-150006-xbrl Zip 41K

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) i May 4, 2021

i Citigroup Inc.

(Exact name of registrant as specified in its charter)


i Delaware	i 1-9924	i 52-1568099
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)


i 388 Greenwich Street, i New York, i New York		i 10013
(Address of principal executive offices)		(Zip Code)

( i 212)

i 559-1000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form

8-K

filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 formatted in Inline XBRL: See Exhibit 99.01

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule

12b-2

of the Securities Exchange Act of 1934 (17 CFR

§240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Citigroup Inc.

Current Report on Form

8-K

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits:


Exhibit No.		Description

1.01		Terms Agreement, dated April 27, 2021, among Citigroup Inc. (the “Company”) and the underwriters named therein, relating to the offer and sale of the Company’s 2.561% Fixed Rate / Floating Rate Callable Senior Notes due May 1, 2032.

4.01		Form of Note for the Company’s 2.561% Fixed Rate / Floating Rate Callable Senior Notes due May 1, 2032.

5.01		Opinion of Barbara Politi, Esq.

99.01		Citigroup Inc. securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 as of the filing date.

104		The cover page of this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

This ‘8-K’ Filing

Date

Other Filings

Filed on / For Period end:

5/4/21

424B2, 424B8, 8-K, FWP

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/01/23 Citigroup Inc. 424B2 1:1.1M Donnelley … Solutions/FA 2/28/23 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 11/10/22 Citigroup Inc. 424B2 2:1M Donnelley … Solutions/FA 9/23/22 Citigroup Inc. 424B2 2:971K Donnelley … Solutions/FA 5/20/22 Citigroup Inc. 424B2 2:974K Donnelley … Solutions/FA 5/20/22 Citigroup Inc. 424B2 2:970K Donnelley … Solutions/FA 5/18/22 Citigroup Inc. 424B2 2:1M Donnelley … Solutions/FA 5/18/22 Citigroup Inc. 424B2 2:1M Donnelley … Solutions/FA 5/18/22 Citigroup Inc. 424B2 2:969K Donnelley … Solutions/FA 5/18/22 Citigroup Inc. 424B2 2:973K Donnelley … Solutions/FA 3/11/22 Citigroup Inc. 424B2 2:1M Donnelley … Solutions/FA 3/11/22 Citigroup Inc. 424B2 2:969K Donnelley … Solutions/FA 3/11/22 Citigroup Inc. 424B2 2:971K Donnelley … Solutions/FA 2/17/22 Citigroup Inc. 424B2 2:1M Donnelley … Solutions/FA 2/17/22 Citigroup Inc. 424B2 2:1M Donnelley … Solutions/FA 1/19/22 Citigroup Inc. 424B2 1:991K Donnelley … Solutions/FA 1/19/22 Citigroup Inc. 424B2 1:994K Donnelley … Solutions/FA 1/19/22 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 1/18/22 Citigroup Inc. 424B2 1:990K Donnelley … Solutions/FA 1/18/22 Citigroup Inc. 424B2 1:993K Donnelley … Solutions/FA 10/28/21 Citigroup Inc. 424B2 1:996K Donnelley … Solutions/FA 10/28/21 Citigroup Inc. 424B2 1:994K Donnelley … Solutions/FA 10/28/21 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 10/27/21 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 10/21/21 Citigroup Inc. 424B2 1:1.1M Donnelley … Solutions/FA 10/20/21 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 6/03/21 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 6/03/21 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 5/11/21 Citigroup Inc. 424B2 1:77K Donnelley … Solutions/FA 5/11/21 Citigroup Inc. 424B2 1:815K Donnelley … Solutions/FA 5/11/21 Citigroup Inc. 424B2 1:1M Donnelley … Solutions/FA 5/11/21 Citigroup Inc. 424B2 1:242K Donnelley … Solutions/FA 5/11/21 Citigroup Inc. 424B2 1:532K Donnelley … Solutions/FA 5/07/21 Citigroup Inc. S-3/A 2:1.6M Donnelley … Solutions/FA

Dated: May 4, 2021

CITIGROUP INC.

By: /s/ Barbara Politi

Barbara Politi

Assistant Secretary