|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/12/21 Wells Fargo & Co./MN 8-K:8,9 5/12/21 12:278K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 42K 2: EX-99.1 Press Release Dated May 12, 2021 HTML 10K 8: R1 Document and Entity Information HTML 79K 10: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- d55331d8k_htm XML 47K 9: EXCEL IDEA Workbook of Financial Reports XLSX 7K 4: EX-101.DEF XBRL Definitions -- wfc-20210512_def XML 52K 5: EX-101.LAB XBRL Labels -- wfc-20210512_lab XML 89K 6: EX-101.PRE XBRL Presentations -- wfc-20210512_pre XML 54K 3: EX-101.SCH XBRL Schema -- wfc-20210512 XSD 22K 11: JSON XBRL Instance as JSON Data -- MetaLinks 17± 27K 12: ZIP XBRL Zipped Folder -- 0001193125-21-158402-xbrl Zip 15K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): i May 12, 2021
WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-2979 | No. i 41-0449260 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 420 Montgomery Street, i San Francisco, i California i 94104
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: i 1-866- i 249-3302
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol |
Name of Each Exchange on Which Registered | ||
| i Common Stock, par value $1-2/3 |
i WFC | New York Stock Exchange (NYSE) | ||
| i 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L |
i WFC.PRL | i NYSE | ||
| i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series N |
i WFC.PRN | i NYSE | ||
| i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series O |
i WFC.PRO | i NYSE | ||
| Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q |
i WFC.PRQ | i NYSE | ||
| Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R |
i WFC.PRR | i NYSE | ||
| i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series X |
i WFC.PRX | i NYSE | ||
| i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y |
i WFC.PRY | i NYSE | ||
| i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Z |
i WFC.PRZ | i NYSE | ||
| i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series AA |
i WFC.PRA | i NYSE | ||
| i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series CC |
i WFC.PRC | i NYSE | ||
| i Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC |
i WFC/28A | i NYSE | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 8.01. | Other Events. |
On May 12, 2021, the Company issued a press release announcing it will redeem on June 15, 2021 (the “Redemption Date”) the remaining 14,000 shares of its Non-Cumulative Perpetual Class A Preferred Stock, Series N (the “Series N Preferred Stock”) and 14,000,000 shares of the related depositary shares, each representing a 1/1,000th interest in a share of the Series N Preferred Stock (the “Series N Depositary Shares”). After giving effect to the redemption on the Redemption Date, no shares of the Series N Preferred Stock or the Series N Depositary Shares will remain outstanding. The press release is included as Exhibit 99.1 to this report and is incorporated by reference into this Item 8.01.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit No. |
Description |
Location | ||
| 99.1 | Press Release dated May 12, 2021. | Filed herewith | ||
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | Filed herewith | ||
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| WELLS FARGO & COMPANY | ||||||
| DATED: May 12, 2021 | /s/ Bryant Owens | |||||
| Bryant Owens | ||||||
| Senior Vice President and Assistant Treasurer | ||||||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 10/30/28 | ||||
| 6/15/21 | 25-NSE, 4 | |||
| Filed on / For Period end: | 5/12/21 | 424B2 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/21/21 Wells Fargo & Co. S-8 10/21/21 4:132K 7/21/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 7/20/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA |