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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/21 Alger Funds II 485BPOS 2/28/21 114:15M Donnelley … Solutions/FA → Alger Dynamic Opportunities Fund ⇒ 3 Classes/Contracts → Alger Emerging Markets Fund ⇒ 4 Classes/Contracts → Alger Responsible Investing Fund ⇒ 4 Classes/Contracts → Alger Spectra Fund ⇒ 5 Classes/Contracts |
Document/Exhibit Description Pages Size
1: 485BPOS The Alger Funds Ii 485BPOS HTML 2.23M
7: EX-99.D3 Alger Funds Ii Aa Amendment HTML 31K
8: EX-99.D4 The Alger Funds Ii Fee Waiver Agreement HTML 37K
9: EX-99.D6 Weatherbie Sub-Investment Advisory Agreement HTML 34K
Amendment
10: EX-99.E2 Amendment Taf Ii Distribution Agreement HTML 31K
11: EX-99.G6 Amendment to Custody Agreement HTML 37K
12: EX-99.H7 Shareholder Administrative Service Agreement HTML 34K
Amendment
13: EX-99.H9 The Alger Funds Iii Fund Administrative Agreement HTML 46K
14: EX-99.J Consent of Deloitte & Touche LLP HTML 28K
15: EX-99.M1 Tafii Class A 12B-1 Plan HTML 38K
16: EX-99.M2 Tafii Class C 12B-1 Plan HTML 38K
17: EX-99.M3 Tafii Class I 12B-1 Plan HTML 38K
18: EX-99.N 18F-3 Plan the Alger Funds Ii HTML 45K
19: EX-99.P Code of Ethics HTML 93K
21: R1 Document and Entity Information HTML 84K
22: R2 Risk/Return Summary- Alger Spectra Fund - AC HTML 93K
(Class A C Shares)
23: R3 Shareholder Fees HTML 42K
24: R4 Annual Fund Operating Expenses HTML 46K
25: R5 Expense Example HTML 28K
26: R6 Expense Example, No Redemption HTML 28K
27: R7 Annual Total Returns- Alger Spectra Fund - AC HTML 29K
(Class A C Shares) [BarChart]
28: R8 Average Annual Total Returns HTML 30K
29: R9 Risk/Return Detail Data- Alger Spectra Fund - AC HTML 249K
(Class A C Shares)
30: R10 Risk/Return Summary- Alger Responsible Investing HTML 91K
Fund - AC (Class A C Shares)
31: R11 Shareholder Fees HTML 42K
32: R12 Annual Fund Operating Expenses HTML 46K
33: R13 Expense Example HTML 28K
34: R14 Expense Example, No Redemption HTML 28K
35: R15 Annual Total Returns- Alger Responsible Investing HTML 29K
Fund - AC (Class A C Shares) [BarChart]
36: R16 Average Annual Total Returns HTML 30K
37: R17 Risk/Return Detail Data- Alger Responsible HTML 247K
Investing Fund - AC (Class A C Shares)
38: R18 Risk/Return Summary- Alger Dynamic Opportunities HTML 98K
Fund - AC (Class A C Shares)
39: R19 Shareholder Fees HTML 42K
40: R20 Annual Fund Operating Expenses HTML 53K
41: R21 Expense Example HTML 28K
42: R22 Expense Example, No Redemption HTML 28K
43: R23 Annual Total Returns- Alger Dynamic Opportunities HTML 29K
Fund - AC (Class A C Shares) [BarChart]
44: R24 Average Annual Total Returns HTML 31K
45: R25 Risk/Return Detail Data- Alger Dynamic HTML 267K
Opportunities Fund - AC (Class A C Shares)
46: R26 Risk/Return Summary- Alger Emerging Markets Fund - HTML 98K
AC (Class A C Shares)
47: R27 Shareholder Fees HTML 42K
48: R28 Annual Fund Operating Expenses HTML 52K
49: R29 Expense Example HTML 28K
50: R30 Expense Example, No Redemption HTML 28K
51: R31 Annual Total Returns- Alger Emerging Markets Fund HTML 29K
- AC (Class A C Shares) [BarChart]
52: R32 Average Annual Total Returns HTML 30K
53: R33 Risk/Return Detail Data- Alger Emerging Markets HTML 263K
Fund - AC (Class A C Shares)
54: R34 Risk/Return Summary- Alger Spectra Fund - I (Class HTML 89K
I Shares)
55: R35 Shareholder Fees HTML 34K
56: R36 Annual Fund Operating Expenses HTML 43K
57: R37 Expense Example HTML 28K
58: R38 Annual Total Returns- Alger Spectra Fund - I HTML 29K
(Class I Shares) [BarChart]
59: R39 Average Annual Total Returns HTML 30K
60: R40 Risk/Return Detail Data- Alger Spectra Fund - I HTML 210K
(Class I Shares)
61: R41 Risk/Return Summary- Alger Spectra Fund - Y (Class HTML 89K
Y Shares)
62: R42 Shareholder Fees HTML 34K
63: R43 Annual Fund Operating Expenses HTML 49K
64: R44 Expense Example HTML 28K
65: R45 Annual Total Returns- Alger Spectra Fund - Y HTML 28K
(Class Y Shares) [BarChart]
66: R46 Average Annual Total Returns HTML 29K
67: R47 Risk/Return Detail Data- Alger Spectra Fund - Y HTML 194K
(Class Y Shares)
68: R48 Risk/Return Summary- Alger Spectra Fund - Z (Class HTML 89K
Z Shares)
69: R49 Shareholder Fees HTML 34K
70: R50 Annual Fund Operating Expenses HTML 44K
71: R51 Expense Example HTML 28K
72: R52 Annual Total Returns- Alger Spectra Fund - Z HTML 29K
(Class Z Shares) [BarChart]
73: R53 Average Annual Total Returns HTML 30K
74: R54 Risk/Return Detail Data- Alger Spectra Fund - Z HTML 214K
(Class Z Shares)
75: R55 Risk/Return Summary- Alger Responsible Investing HTML 88K
Fund - I (Class I Shares)
76: R56 Shareholder Fees HTML 34K
77: R57 Annual Fund Operating Expenses HTML 43K
78: R58 Expense Example HTML 28K
79: R59 Annual Total Returns- Alger Responsible Investing HTML 29K
Fund - I (Class I Shares) [BarChart]
80: R60 Average Annual Total Returns HTML 30K
81: R61 Risk/Return Detail Data- Alger Responsible HTML 208K
Investing Fund - I (Class I Shares)
82: R62 Risk/Return Summary- Alger Responsible Investing HTML 88K
Fund - Z (Class Z Shares)
83: R63 Shareholder Fees HTML 34K
84: R64 Annual Fund Operating Expenses HTML 49K
85: R65 Expense Example HTML 28K
86: R66 Annual Total Returns- Alger Responsible Investing HTML 28K
Fund - Z (Class Z Shares) [BarChart]
87: R67 Average Annual Total Returns HTML 29K
88: R68 Risk/Return Detail Data- Alger Responsible HTML 197K
Investing Fund - Z (Class Z Shares)
89: R69 Risk/Return Summary- Alger Dynamic Opportunities HTML 94K
Fund - Z (Class Z Shares)
90: R70 Shareholder Fees HTML 34K
91: R71 Annual Fund Operating Expenses HTML 49K
92: R72 Expense Example HTML 28K
93: R73 Annual Total Returns- Alger Dynamic Opportunities HTML 29K
Fund - Z (Class Z Shares) [BarChart]
94: R74 Average Annual Total Returns HTML 30K
95: R75 Risk/Return Detail Data- Alger Dynamic HTML 225K
Opportunities Fund - Z (Class Z Shares)
96: R76 Risk/Return Summary- Alger Emerging Markets Fund - HTML 94K
I (Class I Shares)
97: R77 Shareholder Fees HTML 34K
98: R78 Annual Fund Operating Expenses HTML 48K
99: R79 Expense Example HTML 28K
100: R80 Annual Total Returns- Alger Emerging Markets Fund HTML 29K
- I (Class I Shares) [BarChart]
101: R81 Average Annual Total Returns HTML 30K
102: R82 Risk/Return Detail Data- Alger Emerging Markets HTML 223K
Fund - I (Class I Shares)
103: R83 Risk/Return Summary- Alger Emerging Markets Fund - HTML 94K
Z (Class Z Shares)
104: R84 Shareholder Fees HTML 34K
105: R85 Annual Fund Operating Expenses HTML 48K
106: R86 Expense Example HTML 28K
107: R87 Annual Total Returns- Alger Emerging Markets Fund HTML 28K
- Z (Class Z Shares) [BarChart]
108: R88 Average Annual Total Returns HTML 30K
109: R89 Risk/Return Detail Data- Alger Emerging Markets HTML 212K
Fund - Z (Class Z Shares)
110: R90 Risk/Return Detail Data HTML 31K
112: XML IDEA XML File -- Filing Summary XML 196K
20: XML XBRL Instance -- d125837d485bpos_htm XML 1.03M
111: EXCEL IDEA Workbook of Financial Reports XLSX 251K
3: EX-101.CAL XBRL Calculations -- af-20210226_cal XML 39K
4: EX-101.DEF XBRL Definitions -- af-20210226_def XML 6.18M
5: EX-101.LAB XBRL Labels -- af-20210226_lab XML 518K
6: EX-101.PRE XBRL Presentations -- af-20210226_pre XML 4.83M
2: EX-101.SCH XBRL Schema -- af-20210226 XSD 183K
113: JSON XBRL Instance as JSON Data -- MetaLinks 256± 721K
114: ZIP XBRL Zipped Folder -- 0001193125-21-060611-xbrl Zip 806K
| TAFII Class C 12B-1 Plan |
CLASS C DISTRIBUTION PLAN OF
THE ALGER FUNDS II
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), this Rule 12b-1 Plan (the “Plan”) has been adopted for The Alger Funds II (the “Fund”) with respect to the Class C Shares of each of its series listed on Schedule A hereto, as such Schedule may be amended in writing from time to time(each, a “Portfolio”), by a majority of the members of the Fund’s Board of Trustees (the “Board”), and separately by a majority of the members who are not “interested persons” of the Fund, as such term is defined in the Act, and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the “Independent Trustees”), at a meeting called for the purpose of voting on this Plan, and it has been approved by a majority of the outstanding Class C Shares of each Portfolio with respect to which Rule 12b-1 requires such approval.
| 1. | Distribution Expenses. The Fund may incur, as a distributor of its Class C Shares, expenses at the annual rate of 0.75% of the average daily net assets of the Fund allocable to the Class C Shares, subject to any limitation imposed from time to time by law or regulation. Such expenses shall be charged only to the Class C Shares. |
| 2. | Expenses Covered by the Plan. Amounts expended as set forth in Section 1 may be used to finance any activity which is primarily intended to result in the sale of Class C Shares including, but not limited to expenses of organizing and conducting sales seminars, advertising programs, finders’ fees, printing prospectuses, statements of additional information (and supplements thereto) and reports for other than existing shareholders, preparation and distribution of advertising material and sales literature, overhead, supplemental payments to dealers and other institutions as asset-based sales charges or as payments of commissions or service fees by Fred Alger & Company, LLC, the Fund’s distributor (“Alger LLC”), and the costs of administering the Plan. To the extent that amounts paid hereunder to and retained by Alger, Inc. are not used specifically to reimburse Alger LLC for any such expense, such amounts may be treated as compensation for Alger LLC’s distribution-related services. All amounts expended pursuant to the Plan shall be paid to Alger LLC and are the legal obligation of the Fund and not Alger LLC. |
| 3. | Shareholder Services. Under the Plan, Alger LLC will be paid by the Fund, on behalf of each Portfolio, a distribution and/or service (12b-1) fee computed at an annual rate of up to 0.25% of the average daily net assets allocable to the Class C Shares of the Portfolio, and such fee will be charged only to the Class C shareholders. The distribution and/or service (12b-1) fee will be used by Alger LLC to provide compensation for ongoing servicing and/or maintenance of shareholder accounts and to cover an allocable portion of overhead and other Alger LLC and selected dealer office expenses related to the servicing and/or maintenance of shareholder accounts. Compensation will be paid by Alger LLC to persons, including Alger LLC employees, who respond to inquiries of shareholders of the Fund regarding their ownership of shares or their accounts with the Fund or who provide other similar services not otherwise required to be provided by the Fund’s investment manager, transfer agent, administrator or other agent of the Fund. |
| 4. | Periodic Reporting. Alger LLC shall prepare reports for the Board on a quarterly basis showing amounts paid pursuant to this Plan and any other related agreement, the purpose for such expenditure, and such other information as from time to time shall be reasonably requested by the Board. |
| 5. | Continuance. This Plan shall continue in effect with respect to each Portfolio indefinitely, provided that such continuance is approved at least annually by a vote of a majority of the Board, and separately by a majority of the Independent Trustees, cast in person at a meeting called for such purpose. |
| 6. | Additional Portfolios. The Plan shall become effective with respect to Portfolios not currently listed on Schedule A hereto upon obtaining the requisite approvals with respect to such Portfolios in accordance with Sections 5 and 8 hereto. |
| 7. | Termination. This Plan may be terminated with respect to a Portfolio at any time without penalty by vote of a majority of the Independent Trustees or by vote of the majority of the outstanding Class C Shares of the Portfolio. |
| 8. | Amendment. This Plan may not be amended to materially increase the amount payable for distribution to Alger LLC by the Fund without the vote of a majority of the outstanding Class C Shares of each Portfolio. All material amendments to this Plan must in any event be approved by a vote of a majority of the Board, and separately by a majority of the Independent Trustees, cast in person at a meeting called for such purpose. |
| 9. | Related Agreements. Any agreement related to this Plan shall be in writing and shall provide: |
| a. | That such agreement may be terminated with respect to a Portfolio at any time, without payment of any penalty, by vote of a majority of the Independent Trustees or by vote of a majority of the outstanding Class C Shares of the Portfolio, on not more than sixty (60) days’ written notice to any other party to the agreement; and |
| b. | that such agreement shall terminate automatically in the event of its assignment. |
| 10. | Governance Standards. So long as this Plan is in effect, the Fund will comply with the provisions of Rule 12b-1(c). |
| 11. | Recordkeeping. The Fund will preserve copies of this Plan, and all related agreements, and all reports made pursuant to Paragraph 2 above for a period of not less than six (6) years from the date of this Plan or any such agreement or report, as the case may be, the first two (2) years in an easily accessible place. |
| 12. | Limitation of Liability. Any obligation of the Fund hereunder shall be binding only upon the assets of the Fund and shall not be binding on any trustee, officer, employee, agent, or shareholder of the Fund. Neither the authorization of any action by the trustees or shareholders of the Fund nor the adoption of the Plan on behalf of the Fund shall impose any liability upon any trustees or upon any shareholder. |
| 13. | Definitions. The terms “interested person,” “vote of a majority of the outstanding voting securities” and “assignment” shall have the meanings set forth in the Act and the rules and regulations thereunder. |
Dated September 29, 2020
Schedule A
Alger Spectra Fund
Alger Responsible Investing Fund
Alger Dynamic Opportunities Fund
Alger Emerging Markets Fund
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 2/28/21 | |||
| Filed on: | 2/26/21 | |||
| 9/29/20 | NPORT-P | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/24 Alger Funds II 485BPOS 2/28/24 32:17M Donnelley … Solutions/FA 4/06/23 Alger Funds II 485BPOS 4/06/23 25:11M Donnelley … Solutions/FA 2/27/23 Alger Funds II 485BPOS 2/28/23 29:11M Donnelley … Solutions/FA 2/25/22 Alger Funds II 485BPOS 2/28/22 32:10M Donnelley … Solutions/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/31/20 Alger Funds II N-CSR 10/31/20 4:3.5M Toppan Merrill/FA 2/28/20 Alger Funds II 485BPOS 2/28/20 23:4.2M Donnelley … Solutions/FA 2/23/18 Alger Funds II 485BPOS 2/28/18 5:4.4M Toppan Merrill/FA 3/01/17 Alger Funds II 485APOS¶ 4:2.8M Toppan Merrill/FA 2/21/17 Alger Funds II 485BPOS 2/28/17 6:11M Toppan Merrill/FA 10/23/15 Alger Funds II 485APOS¶ 10/22/15 5:1.8M Toppan Merrill/FA 2/22/13 Alger Funds II 485BPOS 2/28/13 5:3.8M Toppan Merrill/FA 2/22/12 Alger Funds II 485BPOS 2/28/12 17:4.3M Toppan Merrill/FA 8/03/09 Alger Funds II 485BPOS¶ 9/02/09 6:1.4M Toppan Merrill/FA 6/26/08 Alger Funds II 485APOS¶ 6:2.8M Toppan Merrill/FA 2/18/05 Alger Funds II 485BPOS 2/18/05 7:425K Command Financial |