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Hartford Mutual Funds Inc./CT, et al. – ‘485BPOS’ on 2/26/21 – ‘EX-99.D.(V).C’

On:  Friday, 2/26/21, at 2:43pm ET   ·   Effective:  3/1/21   ·   Accession #:  1193125-21-59747   ·   File #s:  333-02381, 811-07589

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/21  Hartford Mutual Funds Inc./CT     485BPOS     3/01/21  321:77M                                    Donnelley … Solutions/FA
          → Hartford AARP Balanced Retirement Fund ⇒ Class A (HAFAX) — Class C (HAICX) — Class F (HAFDX) — Class I (HAFIX) — Class R3 (HAFRX) — Class R4 (HAFSX) — Class R5 (HAFTX) — Class R6 (HAFVX) — Class Y (HAFYX)
          → Hartford Climate Opportunities Fund ⇒ Class A (HEOMX) — Class C (HEONX) — Class F (HEOFX) — Class I (HEOIX) — Class R3 (HEORX) — Class R4 (HEOSX) — Class R5 (HEOTX) — Class R6 (HEOVX) — Class Y (HEOYX)
          → Hartford Core Equity Fund ⇒ Class A (HAIAX) — Class C (HGICX) — Class F (HGIFX) — Class I (HGIIX) — Class R3 (HGIRX) — Class R4 (HGISX) — Class R5 (HGITX) — Class R6 (HAITX) — Class T — Class Y (HGIYX)
          → Hartford Emerging Markets Equity Fund ⇒ Class A (HERAX) — Class C (HERCX) — Class F (HERFX) — Class I (HERIX) — Class R3 (HERRX) — Class R4 (HERSX) — Class R5 (HERTX) — Class R6 (HERVX) — Class Y (HERYX)
          → Hartford Global Impact Fund ⇒ Class A (HGXAX) — Class C (HGXCX) — Class F (HGXFX) — Class I (HGXIX) — Class R3 (HGXRX) — Class R4 (HGXSX) — Class R5 (HGXTX) — Class R6 (HGXVX) — Class Y (HGXYX)
          → Hartford International Equity Fund ⇒ Class A (HDVAX) — Class C (HDVCX) — Class F (HDVFX) — Class I (HDVIX) — Class R3 (HDVRX) — Class R4 (HDVSX) — Class R5 (HDVTX) — Class R6 (HDVVX) — Class Y (HDVYX)
          → Hartford Low Duration High Income Fund ⇒ Class A (HFHAX) — Class C (HFHCX) — Class F (HFHFX) — Class I (HFHIX) — Class R3 (HFHRX) — Class R4 (HFHSX) — Class R5 (HFHTX) — Class Y (HFHYX)
          → Hartford Moderate Allocation Fund ⇒ Class A (HBAAX) — Class C (HBACX) — Class F (HBADX) — Class I (HBAIX) — Class R3 (HBARX) — Class R4 (HBASX) — Class R5 (HBATX)
          → Hartford Multi-Asset Income Fund ⇒ Class A (ITTAX) — Class C (HAFCX) — Class F (ITTFX) — Class I (ITTIX) — Class R3 (ITTRX) — Class R4 (ITTSX) — Class R5 (ITTTX) — Class R6 (ITTVX) — Class Y (IHAYX)
          → Hartford Municipal Short Duration Fund ⇒ Class A (HMJAX) — Class C (HMJCX) — Class F (HMJFX) — Class I (HMJIX)
          → Hartford Real Asset Fund ⇒ Class A (HRLAX) — Class C (HRLCX) — Class F (HRLFX) — Class I (HRLIX) — Class R3 (HRLRX) — Class R4 (HRLSX) — Class R5 (HRLTX) — Class Y (HRLYX)
          → Hartford Small Cap Value Fund ⇒ Class A (HSMAX) — Class C (HTSCX) — Class F (HSMFX) — Class I (HSEIX) — Class R3 (HSMRX) — Class R4 (HSMSX) — Class R5 (HSMTX) — Class R6 (HSMVX) — Class Y (HSMYX)
          → Hartford Sustainable Municipal Bond Fund ⇒ Class A (HMKAX) — Class C (HMKCX) — Class F (HMKFX) — Class I (HMKIX)
          → The Hartford Balanced Income Fund ⇒ Class A (HBLAX) — Class C (HBLCX) — Class F (HBLFX) — Class I (HBLIX) — Class R3 (HBLRX) — Class R4 (HBLSX) — Class R5 (HBLTX) — Class R6 (HBLVX) — Class Y (HBLYX)
          → The Hartford Capital Appreciation Fund ⇒ Class A (ITHAX) — Class C (HCACX) — Class F (HCAFX) — Class I (ITHIX) — Class R3 (ITHRX) — Class R4 (ITHSX) — Class R5 (ITHTX) — Class R6 (ITHVX) — Class Y (HCAYX)
          → The Hartford Checks & Balances Fund ⇒ Class A (HCKAX) — Class C (HCKCX) — Class F (HCKFX) — Class I (HCKIX) — Class R3 (HCKRX) — Class R4 (HCKSX) — Class R5 (HCKTX)
          → The Hartford Conservative Allocation Fund ⇒ Class A (HCVAX) — Class C (HCVCX) — Class F (HCVFX) — Class I (HCVIX) — Class R3 (HCVRX) — Class R4 (HCVSX) — Class R5 (HCVTX)
          → The Hartford Dividend & Growth Fund ⇒ Class A (IHGIX) — Class C (HDGCX) — Class F (HDGFX) — Class I (HDGIX) — Class R3 (HDGRX) — Class R4 (HDGSX) — Class R5 (HDGTX) — Class R6 (HDGVX) — Class Y (HDGYX)
          → The Hartford Emerging Markets Local Debt Fund ⇒ Class A (HLDAX) — Class C (HLDCX) — Class F (HLDFX) — Class I (HLDIX) — Class R3 (HLDRX) — Class R4 (HLDSX) — Class R5 (HLDTX) — Class Y (HLDYX)
          → The Hartford Equity Income Fund ⇒ Class A (HQIAX) — Class C (HQICX) — Class F (HQIFX) — Class I (HQIIX) — Class R3 (HQIRX) — Class R4 (HQISX) — Class R5 (HQITX) — Class R6 (HQIVX) — Class Y (HQIYX)
          → The Hartford Floating Rate Fund ⇒ Class A (HFLAX) — Class C (HFLCX) — Class F (HFLFX) — Class I (HFLIX) — Class R3 (HFLRX) — Class R4 (HFLSX) — Class R5 (HFLTX) — Class Y (HFLYX)
          → The Hartford Growth Allocation Fund ⇒ Class A (HRAAX) — Class C (HRACX) — Class F (HRAFX) — Class I (HRAIX) — Class R3 (HRARX) — Class R4 (HRASX) — Class R5 (HRATX)
          → The Hartford Healthcare Fund ⇒ Class A (HGHAX) — Class C (HGHCX) — Class F (HGHFX) — Class I (HGHIX) — Class R3 (HGHRX) — Class R4 (HGHSX) — Class R5 (HGHTX) — Class R6 (HGHVX) — Class Y (HGHYX)
          → The Hartford High Yield Fund ⇒ Class A (HAHAX) — Class C (HAHCX) — Class F (HAHFX) — Class I (HAHIX) — Class R3 (HAHRX) — Class R4 (HAHSX) — Class R5 (HAHTX) — Class R6 (HAHVX) New Class/Contract! — Class Y (HAHYX)
          → The Hartford Inflation Plus Fund ⇒ Class A (HIPAX) — Class C (HIPCX) — Class F (HIPFX) — Class I (HIPIX) — Class R3 (HIPRX) — Class R4 (HIPSX) — Class R5 (HIPTX) — Class Y (HIPYX)
          → The Hartford International Growth Fund ⇒ Class A (HNCAX) — Class C (HNCCX) — Class F (HNCFX) — Class I (HNCJX) — Class R3 (HNCRX) — Class R4 (HNCSX) — Class R5 (HNCTX) — Class R6 (HNCUX) — Class Y (HNCYX)
          → The Hartford International Opportunities Fund ⇒ Class A (IHOAX) — Class C (HIOCX) — Class F (IHOFX) — Class I (IHOIX) — Class R3 (IHORX) — Class R4 (IHOSX) — Class R5 (IHOTX) — Class R6 (IHOVX) — Class Y (HAOYX)
          → The Hartford International Value Fund ⇒ Class A (HILAX) — Class C (HILCX) — Class F (HILDX) — Class I (HILIX) — Class R3 (HILRX) — Class R4 (HILSX) — Class R5 (HILTX) — Class R6 (HILUX) — Class Y (HILYX)
          → The Hartford Midcap Fund ⇒ Class A (HFMCX) — Class C (HMDCX) — Class F (HMDFX) — Class I (HFMIX) — Class R3 (HFMRX) — Class R4 (HFMSX) — Class R5 (HFMTX) — Class R6 (HFMVX) — Class Y (HMDYX)
          → The Hartford Midcap Value Fund ⇒ Class A (HMVAX) — Class C (HMVCX) — Class F (HMVFX) — Class I (HMVJX) — Class R3 (HMVRX) — Class R4 (HMVSX) — Class R5 (HMVTX) — Class Y (HMVYX)
          → The Hartford Municipal Opportunities Fund ⇒ Class A (HHMAX) — Class C (HHMCX) — Class F (HHMFX) — Class I (HHMIX) — Class Y (HHMYX)
          → The Hartford Short Duration Fund ⇒ Class A (HSDAX) — Class C (HSDCX) — Class F (HSDFX) — Class I (HSDIX) — Class R3 (HSDRX) — Class R4 (HSDSX) — Class R5 (HSDTX) — Class R6 (HSDVX) — Class Y (HSDYX)
          → The Hartford Small Co. Fund ⇒ Class A (IHSAX) — Class C (HSMCX) — Class F (IHSFX) — Class I (IHSIX) — Class R3 (IHSRX) — Class R4 (IHSSX) — Class R5 (IHSUX) — Class R6 (IHSVX) — Class Y (HSCYX)
          → The Hartford Strategic Income Fund ⇒ Class A (HSNAX) — Class C (HSNCX) — Class F (HSNFX) — Class I (HSNIX) — Class R3 (HSNRX) — Class R4 (HSNSX) — Class R5 (HSNTX) — Class R6 (HSNVX) — Class Y (HSNYX)
          → The Hartford Total Return Bond Fund ⇒ Class A (ITBAX) — Class C (HABCX) — Class F (ITBFX) — Class I (ITBIX) — Class R3 (ITBRX) — Class R4 (ITBUX) — Class R5 (ITBTX) — Class R6 (ITBVX) — Class Y (HABYX)
          → The Hartford World Bond Fund ⇒ Class A (HWDAX) — Class C (HWDCX) — Class F (HWDFX) — Class I (HWDIX) — Class R3 (HWDRX) — Class R4 (HWDSX) — Class R5 (HWDTX) — Class R6 (HWDVX) — Class Y (HWDYX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Hartford Mutual Funds Inc/Ct                        HTML  13.35M 
 5: EX-99.A.(XLIX)  Articles Supplementary Dated December 21, 2020  HTML    212K 
 2: EX-99.A.(XLVI)  Articles Supplementary Dated May 22, 2020       HTML    212K 
 3: EX-99.A.(XLVII)  Articles Supplementary Dated August 31, 2020   HTML    213K 
 4: EX-99.A.(XLVIII)  Certificate of Correction Dated December 7,   HTML     81K 
                2020                                                             
 6: EX-99.D.(II).B  Form of Amendment to the Investment Management  HTML    168K 
                Agreement                                                        
 7: EX-99.D.(V).C  Form of Amendment Number 5 to the                HTML     81K 
                Sub-Sub-Advisory Agreement                                       
10: EX-99.E(II)  Form of Selling Agreement                          HTML    167K 
 8: EX-99.E.(I).M  Amendment Number 12 to Principal Underwriting    HTML     83K 
                Agreement                                                        
 9: EX-99.E.(I).N  Amendment Number 13 to Principal Underwriting    HTML     84K 
                Agreement                                                        
11: EX-99.H.(I).B  Form of Amendment to Schedule C of the Amended   HTML     89K 
                and Restated Transfer Agency                                     
12: EX-99.H.(III).M  Amendment Twelve to Fund Accounting Agreement  HTML     93K 
13: EX-99.H.(IV)  Form of Amended and Restated Expense Limitation   HTML    108K 
                Agreement                                                        
14: EX-99.I     Opinion and Consent of Counsel                      HTML     80K 
15: EX-99.J     Consents of Independent Registered Public           HTML     74K 
                Accounting Firm                                                  
16: EX-99.N     Amended and Restated Rule 18F-3 Plan                HTML     85K 
17: EX-99.P.(I)  Code of Ethics of Hartford Funds Management        HTML    153K 
                Company, LLC                                                     
18: EX-99.P.(II)  Code of Ethics of Wellington Management Company   HTML    176K 
                LLP Dated June 1, 2020                                           
19: EX-99.P.(III)  Code of Ethics of Schroder Investment            HTML    149K 
                Management North America Inc.: May 2019                          
20: EX-99.P.(IV)  Code of Ethics of Schroder Investment Management  HTML     98K 
                North America Limited March2018                                  
21: EX-99.Q     Power of Attorney Dated November 2, 2020            HTML     81K 
28: R1          Document and Entity Information                     HTML    736K 
29: R2          Risk/Return Summary- The Hartford Capital           HTML    133K 
                Appreciation Fund                                                
30: R3          Shareholder Fees                                    HTML    100K 
31: R4          Annual Fund Operating Expenses                      HTML    104K 
32: R5          Expense Example                                     HTML     73K 
33: R6          Expense Example, No Redemption                      HTML     81K 
34: R7          Annual Total Returns[BarChart]                      HTML     70K 
35: R8          Average Annual Total Returns                        HTML     76K 
36: R9          Risk/Return Detail Data- The Hartford Capital       HTML    343K 
                Appreciation Fund                                                
37: R10         Risk/Return Summary- Hartford Core Equity Fund      HTML    131K 
38: R11         Shareholder Fees                                    HTML    102K 
39: R12         Annual Fund Operating Expenses                      HTML    122K 
40: R13         Expense Example                                     HTML     73K 
41: R14         Expense Example, No Redemption                      HTML     81K 
42: R15         Annual Total Returns[BarChart]                      HTML     70K 
43: R16         Average Annual Total Returns                        HTML     77K 
44: R17         Risk/Return Detail Data- Hartford Core Equity Fund  HTML    366K 
45: R18         Risk/Return Summary- The Hartford Dividend and      HTML    132K 
                Growth Fund                                                      
46: R19         Shareholder Fees                                    HTML    100K 
47: R20         Annual Fund Operating Expenses                      HTML    118K 
48: R21         Expense Example                                     HTML     73K 
49: R22         Expense Example, No Redemption                      HTML     81K 
50: R23         Annual Total Returns[BarChart]                      HTML     70K 
51: R24         Average Annual Total Returns                        HTML     76K 
52: R25         Risk/Return Detail Data- The Hartford Dividend and  HTML    358K 
                Growth Fund                                                      
53: R26         Risk/Return Summary- The Hartford Equity Income     HTML    131K 
                Fund                                                             
54: R27         Shareholder Fees                                    HTML    100K 
55: R28         Annual Fund Operating Expenses                      HTML    104K 
56: R29         Expense Example                                     HTML     73K 
57: R30         Expense Example, No Redemption                      HTML     81K 
58: R31         Annual Total Returns[BarChart]                      HTML     70K 
59: R32         Average Annual Total Returns                        HTML     75K 
60: R33         Risk/Return Detail Data- The Hartford Equity        HTML    338K 
                Income Fund                                                      
61: R34         Risk/Return Summary- The Hartford Healthcare Fund   HTML    132K 
62: R35         Shareholder Fees                                    HTML    100K 
63: R36         Annual Fund Operating Expenses                      HTML    104K 
64: R37         Expense Example                                     HTML     73K 
65: R38         Expense Example, No Redemption                      HTML     81K 
66: R39         Annual Total Returns[BarChart]                      HTML     70K 
67: R40         Average Annual Total Returns                        HTML     76K 
68: R41         Risk/Return Detail Data- The Hartford Healthcare    HTML    341K 
                Fund                                                             
69: R42         Risk/Return Summary- The Hartford MidCap Fund       HTML    130K 
70: R43         Shareholder Fees                                    HTML    100K 
71: R44         Annual Fund Operating Expenses                      HTML    118K 
72: R45         Expense Example                                     HTML     73K 
73: R46         Expense Example, No Redemption                      HTML     81K 
74: R47         Annual Total Returns[BarChart]                      HTML     70K 
75: R48         Average Annual Total Returns                        HTML     75K 
76: R49         Risk/Return Detail Data- The Hartford MidCap Fund   HTML    352K 
77: R50         Risk/Return Summary- The Hartford MidCap Value      HTML    130K 
                Fund                                                             
78: R51         Shareholder Fees                                    HTML     97K 
79: R52         Annual Fund Operating Expenses                      HTML    101K 
80: R53         Expense Example                                     HTML     72K 
81: R54         Expense Example, No Redemption                      HTML     81K 
82: R55         Annual Total Returns[BarChart]                      HTML     70K 
83: R56         Average Annual Total Returns                        HTML     75K 
84: R57         Risk/Return Detail Data- The Hartford MidCap Value  HTML    328K 
                Fund                                                             
85: R58         Risk/Return Summary- Hartford Small Cap Value Fund  HTML    132K 
86: R59         Shareholder Fees                                    HTML    100K 
87: R60         Annual Fund Operating Expenses                      HTML    118K 
88: R61         Expense Example                                     HTML     73K 
89: R62         Expense Example, No Redemption                      HTML     81K 
90: R63         Annual Total Returns[BarChart]                      HTML     70K 
91: R64         Average Annual Total Returns                        HTML     77K 
92: R65         Risk/Return Detail Data- Hartford Small Cap Value   HTML    355K 
                Fund                                                             
93: R66         Risk/Return Summary- The Hartford Small Company     HTML    132K 
                Fund                                                             
94: R67         Shareholder Fees                                    HTML    100K 
95: R68         Annual Fund Operating Expenses                      HTML    104K 
96: R69         Expense Example                                     HTML     73K 
97: R70         Expense Example, No Redemption                      HTML     81K 
98: R71         Annual Total Returns[BarChart]                      HTML     70K 
99: R72         Average Annual Total Returns                        HTML     75K 
100: R73         Risk/Return Detail Data- The Hartford Small         HTML    338K  
                Company Fund                                                     
101: R74         Risk/Return Summary- The Hartford Emerging Markets  HTML    144K  
                Local Debt Fund                                                  
102: R75         Shareholder Fees                                    HTML     97K  
103: R76         Annual Fund Operating Expenses                      HTML    115K  
104: R77         Expense Example                                     HTML     72K  
105: R78         Expense Example, No Redemption                      HTML     81K  
106: R79         Annual Total Returns[BarChart]                      HTML     70K  
107: R80         Average Annual Total Returns                        HTML     75K  
108: R81         Risk/Return Detail Data- The Hartford Emerging      HTML    358K  
                Markets Local Debt Fund                                          
109: R82         Risk/Return Summary- The Hartford Floating Rate     HTML    140K  
                Fund                                                             
110: R83         Shareholder Fees                                    HTML     97K  
111: R84         Annual Fund Operating Expenses                      HTML    119K  
112: R85         Expense Example                                     HTML     72K  
113: R86         Expense Example, No Redemption                      HTML     81K  
114: R87         Annual Total Returns[BarChart]                      HTML     70K  
115: R88         Average Annual Total Returns                        HTML     75K  
116: R89         Risk/Return Detail Data- The Hartford Floating      HTML    362K  
                Rate Fund                                                        
117: R90         Risk/Return Summary- The Hartford Floating Rate     HTML    145K  
                High Income Fund                                                 
118: R91         Shareholder Fees                                    HTML     97K  
119: R92         Annual Fund Operating Expenses                      HTML    119K  
120: R93         Expense Example                                     HTML     72K  
121: R94         Expense Example, No Redemption                      HTML     81K  
122: R95         Annual Total Returns[BarChart]                      HTML     70K  
123: R96         Average Annual Total Returns                        HTML     75K  
124: R97         Risk/Return Detail Data- The Hartford Floating      HTML    364K  
                Rate High Income Fund                                            
125: R98         Risk/Return Summary- The Hartford High Yield Fund   HTML    140K  
126: R99         Shareholder Fees                                    HTML    100K  
127: R100        Annual Fund Operating Expenses                      HTML    119K  
128: R101        Expense Example                                     HTML     73K  
129: R102        Expense Example, No Redemption                      HTML     81K  
130: R103        Annual Total Returns[BarChart]                      HTML     70K  
131: R104        Average Annual Total Returns                        HTML     75K  
132: R105        Risk/Return Detail Data- The Hartford High Yield    HTML    365K  
                Fund                                                             
133: R106        Risk/Return Summary- The Hartford Inflation Plus    HTML    143K  
                Fund                                                             
134: R107        Shareholder Fees                                    HTML     97K  
135: R108        Annual Fund Operating Expenses                      HTML    115K  
136: R109        Expense Example                                     HTML     72K  
137: R110        Expense Example, No Redemption                      HTML     81K  
138: R111        Annual Total Returns[BarChart]                      HTML     70K  
139: R112        Average Annual Total Returns                        HTML     75K  
140: R113        Risk/Return Detail Data- The Hartford Inflation     HTML    360K  
                Plus Fund                                                        
141: R114        Risk/Return Summary- Hartford Municipal Income      HTML    134K  
                Fund                                                             
142: R115        Shareholder Fees                                    HTML     87K  
143: R116        Annual Fund Operating Expenses                      HTML    103K  
144: R117        Expense Example                                     HTML     71K  
145: R118        Expense Example, No Redemption                      HTML     81K  
146: R119        Annual Total Returns[BarChart]                      HTML     70K  
147: R120        Average Annual Total Returns                        HTML     73K  
148: R121        Risk/Return Detail Data- Hartford Municipal Income  HTML    305K  
                Fund                                                             
149: R122        Risk/Return Summary- The Hartford Municipal         HTML    133K  
                Opportunities Fund                                               
150: R123        Shareholder Fees                                    HTML     90K  
151: R124        Annual Fund Operating Expenses                      HTML     93K  
152: R125        Expense Example                                     HTML     71K  
153: R126        Expense Example, No Redemption                      HTML     81K  
154: R127        Annual Total Returns[BarChart]                      HTML     70K  
155: R128        Average Annual Total Returns                        HTML     74K  
156: R129        Risk/Return Detail Data- The Hartford Municipal     HTML    308K  
                Opportunities Fund                                               
157: R130        Risk/Return Summary- Hartford Municipal Short       HTML    134K  
                Duration Fund                                                    
158: R131        Shareholder Fees                                    HTML     87K  
159: R132        Annual Fund Operating Expenses                      HTML    103K  
160: R133        Expense Example                                     HTML     71K  
161: R134        Expense Example, No Redemption                      HTML     81K  
162: R135        Annual Total Returns[BarChart]                      HTML     70K  
163: R136        Average Annual Total Returns                        HTML     73K  
164: R137        Risk/Return Detail Data- Hartford Municipal Short   HTML    305K  
                Duration Fund                                                    
165: R138        Risk/Return Summary- The Hartford Short Duration    HTML    148K  
                Fund                                                             
166: R139        Shareholder Fees                                    HTML    100K  
167: R140        Annual Fund Operating Expenses                      HTML    119K  
168: R141        Expense Example                                     HTML     73K  
169: R142        Expense Example, No Redemption                      HTML     81K  
170: R143        Annual Total Returns[BarChart]                      HTML     70K  
171: R144        Average Annual Total Returns                        HTML     76K  
172: R145        Risk/Return Detail Data- The Hartford Short         HTML    374K  
                Duration Fund                                                    
173: R146        Risk/Return Summary- The Hartford Strategic Income  HTML    150K  
                Fund                                                             
174: R147        Shareholder Fees                                    HTML    100K  
175: R148        Annual Fund Operating Expenses                      HTML    112K  
176: R149        Expense Example                                     HTML     73K  
177: R150        Expense Example, No Redemption                      HTML     81K  
178: R151        Annual Total Returns[BarChart]                      HTML     70K  
179: R152        Average Annual Total Returns                        HTML     76K  
180: R153        Risk/Return Detail Data- The Hartford Strategic     HTML    369K  
                Income Fund                                                      
181: R154        Risk/Return Summary- The Hartford Total Return      HTML    151K  
                Bond Fund                                                        
182: R155        Shareholder Fees                                    HTML    100K  
183: R156        Annual Fund Operating Expenses                      HTML    106K  
184: R157        Expense Example                                     HTML     73K  
185: R158        Expense Example, No Redemption                      HTML     81K  
186: R159        Annual Total Returns[BarChart]                      HTML     70K  
187: R160        Average Annual Total Returns                        HTML     75K  
188: R161        Risk/Return Detail Data- The Hartford Total Return  HTML    361K  
                Bond Fund                                                        
189: R162        Risk/Return Summary- The Hartford World Bond Fund   HTML    151K  
190: R163        Shareholder Fees                                    HTML    100K  
191: R164        Annual Fund Operating Expenses                      HTML    112K  
192: R165        Expense Example                                     HTML     73K  
193: R166        Expense Example, No Redemption                      HTML     81K  
194: R167        Annual Total Returns[BarChart]                      HTML     70K  
195: R168        Average Annual Total Returns                        HTML     76K  
196: R169        Risk/Return Detail Data- The Hartford World Bond    HTML    371K  
                Fund                                                             
197: R170        Risk/Return Summary- Hartford Climate               HTML    140K  
                Opportunities Fund                                               
198: R171        Shareholder Fees                                    HTML    100K  
199: R172        Annual Fund Operating Expenses                      HTML    118K  
200: R173        Expense Example                                     HTML     73K  
201: R174        Expense Example, No Redemption                      HTML     81K  
202: R175        Annual Total Returns[BarChart]                      HTML     70K  
203: R176        Average Annual Total Returns                        HTML     74K  
204: R177        Risk/Return Detail Data- Hartford Climate           HTML    340K  
                Opportunities Fund                                               
205: R178        Risk/Return Summary- Hartford Emerging Markets      HTML    138K  
                Equity Fund                                                      
206: R179        Shareholder Fees                                    HTML    100K  
207: R180        Annual Fund Operating Expenses                      HTML    118K  
208: R181        Expense Example                                     HTML     73K  
209: R182        Expense Example, No Redemption                      HTML     81K  
210: R183        Annual Total Returns[BarChart]                      HTML     70K  
211: R184        Average Annual Total Returns                        HTML     76K  
212: R185        Risk/Return Detail Data- Hartford Emerging Markets  HTML    358K  
                Equity Fund                                                      
213: R186        Risk/Return Summary- Hartford Global Impact Fund    HTML    136K  
214: R187        Shareholder Fees                                    HTML    100K  
215: R188        Annual Fund Operating Expenses                      HTML    119K  
216: R189        Expense Example                                     HTML     73K  
217: R190        Expense Example, No Redemption                      HTML     81K  
218: R191        Annual Total Returns[BarChart]                      HTML     70K  
219: R192        Average Annual Total Returns                        HTML     73K  
220: R193        Risk/Return Detail Data- Hartford Global Impact     HTML    335K  
                Fund                                                             
221: R194        Risk/Return Summary- Hartford International Equity  HTML    135K  
                Fund                                                             
222: R195        Shareholder Fees                                    HTML    100K  
223: R196        Annual Fund Operating Expenses                      HTML    104K  
224: R197        Expense Example                                     HTML     73K  
225: R198        Expense Example, No Redemption                      HTML     81K  
226: R199        Annual Total Returns[BarChart]                      HTML     70K  
227: R200        Average Annual Total Returns                        HTML     76K  
228: R201        Risk/Return Detail Data- Hartford International     HTML    342K  
                Equity Fund                                                      
229: R202        Risk/Return Summary- The Hartford International     HTML    134K  
                Growth Fund                                                      
230: R203        Shareholder Fees                                    HTML    100K  
231: R204        Annual Fund Operating Expenses                      HTML    118K  
232: R205        Expense Example                                     HTML     73K  
233: R206        Expense Example, No Redemption                      HTML     81K  
234: R207        Annual Total Returns[BarChart]                      HTML     70K  
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236: R209        Risk/Return Detail Data- The Hartford               HTML    360K  
                International Growth Fund                                        
237: R210        Risk/Return Summary- The Hartford International     HTML    135K  
                Opportunities Fund                                               
238: R211        Shareholder Fees                                    HTML    100K  
239: R212        Annual Fund Operating Expenses                      HTML    118K  
240: R213        Expense Example                                     HTML     73K  
241: R214        Expense Example, No Redemption                      HTML     81K  
242: R215        Annual Total Returns[BarChart]                      HTML     70K  
243: R216        Average Annual Total Returns                        HTML     76K  
244: R217        Risk/Return Detail Data- The Hartford               HTML    355K  
                International Opportunities Fund                                 
245: R218        Risk/Return Summary- The Hartford International     HTML    134K  
                Value Fund                                                       
246: R219        Shareholder Fees                                    HTML    100K  
247: R220        Annual Fund Operating Expenses                      HTML    118K  
248: R221        Expense Example                                     HTML     73K  
249: R222        Expense Example, No Redemption                      HTML     81K  
250: R223        Annual Total Returns[BarChart]                      HTML     70K  
251: R224        Average Annual Total Returns                        HTML     76K  
252: R225        Risk/Return Detail Data- The Hartford               HTML    359K  
                International Value Fund                                         
253: R226        Risk/Return Summary- The Hartford Balanced Income   HTML    136K  
                Fund                                                             
254: R227        Shareholder Fees                                    HTML    100K  
255: R228        Annual Fund Operating Expenses                      HTML    104K  
256: R229        Expense Example                                     HTML     73K  
257: R230        Expense Example, No Redemption                      HTML     81K  
258: R231        Annual Total Returns[BarChart]                      HTML     70K  
259: R232        Average Annual Total Returns                        HTML     78K  
260: R233        Risk/Return Detail Data- The Hartford Balanced      HTML    355K  
                Income Fund                                                      
261: R234        Risk/Return Summary- Hartford AARP Balanced         HTML    152K  
                Retirement Fund                                                  
262: R235        Shareholder Fees                                    HTML    100K  
263: R236        Annual Fund Operating Expenses                      HTML    124K  
264: R237        Expense Example                                     HTML     73K  
265: R238        Expense Example, No Redemption                      HTML     81K  
266: R239        Annual Total Returns[BarChart]                      HTML     70K  
267: R240        Average Annual Total Returns                        HTML     77K  
268: R241        Risk/Return Detail Data- Hartford AARP Balanced     HTML    381K  
                Retirement Fund                                                  
269: R242        Risk/Return Summary- The Hartford Global Real       HTML    146K  
                Asset Fund                                                       
270: R243        Shareholder Fees                                    HTML     97K  
271: R244        Annual Fund Operating Expenses                      HTML    129K  
272: R245        Expense Example                                     HTML     72K  
273: R246        Expense Example, No Redemption                      HTML     81K  
274: R247        Annual Total Returns[BarChart]                      HTML     70K  
275: R248        Average Annual Total Returns                        HTML     80K  
276: R249        Risk/Return Detail Data- The Hartford Global Real   HTML    406K  
                Asset Fund                                                       
277: R250        Risk/Return Summary- Hartford Multi-Asset Income    HTML    153K  
                and Growth Fund                                                  
278: R251        Shareholder Fees                                    HTML    100K  
279: R252        Annual Fund Operating Expenses                      HTML    104K  
280: R253        Expense Example                                     HTML     73K  
281: R254        Expense Example, No Redemption                      HTML     81K  
282: R255        Annual Total Returns[BarChart]                      HTML     70K  
283: R256        Average Annual Total Returns                        HTML     77K  
284: R257        Risk/Return Detail Data- Hartford Multi-Asset       HTML    367K  
                Income and Growth Fund                                           
285: R258        Risk/Return Summary- The Hartford Checks and        HTML    133K  
                Balances Fund                                                    
286: R259        Shareholder Fees                                    HTML     95K  
287: R260        Annual Fund Operating Expenses                      HTML    105K  
288: R261        Expense Example                                     HTML     72K  
289: R262        Expense Example, No Redemption                      HTML     81K  
290: R263        Annual Total Returns[BarChart]                      HTML     70K  
291: R264        Average Annual Total Returns                        HTML     76K  
292: R265        Risk/Return Detail Data- The Hartford Checks and    HTML    341K  
                Balances Fund                                                    
293: R266        Risk/Return Summary- The Hartford Conservative      HTML    134K  
                Allocation Fund                                                  
294: R267        Shareholder Fees                                    HTML     95K  
295: R268        Annual Fund Operating Expenses                      HTML    115K  
296: R269        Expense Example                                     HTML     72K  
297: R270        Expense Example, No Redemption                      HTML     81K  
298: R271        Annual Total Returns[BarChart]                      HTML     70K  
299: R272        Average Annual Total Returns                        HTML     76K  
300: R273        Risk/Return Detail Data- The Hartford Conservative  HTML    356K  
                Allocation Fund                                                  
301: R274        Risk/Return Summary- Hartford Moderate Allocation   HTML    134K  
                Fund                                                             
302: R275        Shareholder Fees                                    HTML     95K  
303: R276        Annual Fund Operating Expenses                      HTML    105K  
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305: R278        Expense Example, No Redemption                      HTML     81K  
306: R279        Annual Total Returns[BarChart]                      HTML     70K  
307: R280        Average Annual Total Returns                        HTML     76K  
308: R281        Risk/Return Detail Data- Hartford Moderate          HTML    342K  
                Allocation Fund                                                  
309: R282        Risk/Return Summary- The Hartford Growth            HTML    134K  
                Allocation Fund                                                  
310: R283        Shareholder Fees                                    HTML     95K  
311: R284        Annual Fund Operating Expenses                      HTML    105K  
312: R285        Expense Example                                     HTML     72K  
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315: R288        Average Annual Total Returns                        HTML     76K  
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‘EX-99.D.(V).C’   —   Form of Amendment Number 5 to the Sub-Sub-Advisory Agreement

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

  Form of Amendment Number 5 to the Sub-Sub-Advisory Agreement  

FORM OF

FIFTH AMENDMENT TO

SUB-SUBADVISORY AGREEMENT

This Fifth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of March 1, 2021.

WHEREAS, SIMNA and SIMNA Limited entered into a Sub-SubAdvisory Agreement dated as of October 19, 2016, as amended (the “Agreement”), with respect to the Hartford Schroders mutual funds (the “Mutual Funds”); and

WHEREAS, SIMNA and SIMNA Limited desire to amend the agreement to (i) clarify that SIMNA Limited may provide services on an intermittent basis with respect to one or more Mutual Funds and (ii) revise the list of Mutual Funds to include the Hartford Schroders Emerging Markets Multi-Sector Bond Fund;

NOW, THEREFORE, in consideration of the mutual agreements contained herein (the receipt and adequacy of which are hereby acknowledged), the parties hereto agree as follows:

 

  1.

The first sentence of Section 2 of the Agreement is hereby revised to read as follows, with additions marked with underlining and removals marked with strike through:

SIMNA employs SIMNA Limited to act as its sub-advisor in managing the investment and reinvestment of all or a portion (which at times, may be none) of the assets of each Fund in accordance with the Hartford Advisory Agreement and with respect to such allocation: ; to continuously review, supervise, and administer an investment program for each Fund; to determine in its discretion the securities to be purchased or sold and the portion of such assets to be held uninvested; to provide each Fund (either directly or through SIMNA) with all records concerning the activities of SIMNA Limited that the Fund is required to maintain; and to render or assist SIMNA in rendering regular reports to the Funds’ officers and the Board of Directors concerning the discharge of SIMNA Limited’s responsibilities hereunder.

 

  2.

Exhibit A to the Agreement is hereby deleted in its entitely and replaced with Exhibit A attached hereto.

 

  3.

All other provisions of the Agreement remain unchanged.

IN WITNESS WHEREOF, the parties hereto execute this Amendment effective as of the date first set forth above.

 

 

 

Schroder Investment Management North

America Inc.

         

Schroder Investment Management North

America Limited

  
By:  

 

     By:  

 

    
Name:  

 

     Name:  

 

    
Title:  

 

     Title:  

 

    
By:  

 

     By:  

 

  
Name:  

 

     Name:  

 

  
Title:  

 

     Title:  

 

  

EXHIBIT A

Compensation of SIMNA Limited

and

List of Funds

[REDACTED]

 

 

Fund

 

   

 

Registrant

 

 

Hartford Schroders Emerging Markets Equity Fund

 

   

 

The Hartford Mutual Funds II, Inc.

 

 

Hartford Schroders International Stock Fund

 

   

 

The Hartford Mutual Funds II, Inc.

 

 

Hartford Schroders International Multi-Cap Value Fund

 

   

 

The Hartford Mutual Funds II, Inc.

 

 

Hartford Schroders Tax-Aware Bond Fund

 

   

 

The Hartford Mutual Funds II, Inc.

 

 

Hartford Scroders Tax-Aware Bond ETF

 

   

 

Hartford Funds Exchange-Traded Trust

 

 

Hartford Climate Opportunities Fund

 

   

 

The Hartford Mutual Funds, Inc.

 

 

Hartford Schroders China A Fund

 

   

 

The Hartford Mutual Funds II, Inc.

 

 

Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

   

 

The Hartford Mutual Funds II, Inc.

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:3/1/21497,  497J,  497K
Filed on:2/26/21
10/19/16
 List all Filings 

17 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   49:77M                                    Donnelley … Solutions/FA
 2/27/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   15:43M                                    Donnelley … Solutions/FA
12/15/23  Hartford Mutual Funds Inc./CT     485APOS                2:25M                                    Donnelley … Solutions/FA
 7/20/23  Hartford Schroders Private Op… Fd N-2/A                 12:3.2M                                   Toppan Merrill/FA
 7/14/23  Hartford Mutual Funds Inc./CT     POS EX      7/14/23    2:323K                                   Donnelley … Solutions/FA
 2/28/23  Hartford Mutual Funds Inc./CT     485BPOS     2/28/23   63:57M                                    Donnelley … Solutions/FA
 2/10/23  Hartford Schroders Private Op… Fd N-2/A                 19:6.9M                                   Toppan Merrill/FA
 1/27/23  Lattice Strategies Trust          485BPOS     1/27/23   20:6.7M                                   Donnelley … Solutions/FA
12/20/22  Hartford Mutual Funds Inc./CT     485APOS                1:7.5M                                   Donnelley … Solutions/FA
11/09/22  Lattice Strategies Trust          485BPOS    11/09/22   20:3.6M                                   Donnelley … Solutions/FA
 8/26/22  Lattice Strategies Trust          485APOS                1:1.8M                                   Donnelley … Solutions/FA
 6/22/22  Hartford Mutual Funds Inc./CT     485BPOS     6/22/22   15:4.4M                                   Donnelley … Solutions/FA
 6/07/22  Hartford Mutual Funds Inc./CT     485BPOS     6/07/22   20:5M                                     Donnelley … Solutions/FA
 3/24/22  Hartford Mutual Funds Inc./CT     485APOS                1:2.9M                                   Donnelley … Solutions/FA
 2/28/22  Hartford Mutual Funds Inc./CT     485BPOS     2/28/22   72:61M                                    Donnelley … Solutions/FA
12/17/21  Hartford Mutual Funds Inc./CT     485APOS                2:7M                                     Donnelley … Solutions/FA
 3/23/21  Hartford Mutual Funds Inc./CT     POS EX      3/23/21    3:283K                                   Donnelley … Solutions/FA

31 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/08/21  Hartford Mutual Funds II Inc.     N-CSR      10/31/20    4:16M                                    Donnelley … Solutions/FA
 1/08/21  Hartford Mutual Funds Inc./CT     N-CSR      10/31/20    4:41M                                    Donnelley … Solutions/FA
 2/28/20  Hartford Mutual Funds Inc./CT     485BPOS     2/28/20   12:35M                                    Toppan Merrill/FA
12/13/19  Hartford Mutual Funds Inc./CT     485APOS               12:6.5M                                   Toppan Merrill/FA
 7/10/19  Hartford Mutual Funds Inc./CT     485BPOS7/10/19   10:6.6M                                   Toppan Merrill/FA
 4/30/19  Hartford Mutual Funds Inc./CT     485BPOS     5/01/19    4:6.3M                                   Toppan Merrill/FA
 2/28/19  Hartford Mutual Funds Inc./CT     485BPOS     2/28/19   17:36M                                    Toppan Merrill/FA
12/20/18  Hartford Mutual Funds Inc./CT     485APOS¶              11:6.3M                                   Toppan Merrill/FA
 2/28/18  Hartford Mutual Funds Inc./CT     485BPOS     2/28/18   17:36M                                    Toppan Merrill/FA
 2/28/17  Hartford Mutual Funds Inc./CT     485BPOS     2/28/17   14:3.4M                                   Toppan Merrill/FA
12/27/16  Hartford Mutual Funds Inc./CT     485APOS¶              12:8.5M                                   Toppan Merrill/FA
12/08/16  Hartford Mutual Funds Inc./CT     485BXT                 8:1.5M                                   Toppan Merrill/FA
 2/29/16  Hartford Mutual Funds Inc./CT     485BPOS2/29/16   11:1.8M                                   Toppan Vite NY Inc./FA
12/22/15  Hartford Mutual Funds Inc./CT     485APOS¶              10:17M                                    Toppan Vite NY Inc./FA
 5/28/15  Hartford Mutual Funds Inc./CT     485APOS¶              13:3.8M                                   Toppan Merrill/FA
 2/27/15  Hartford Mutual Funds Inc./CT     485BPOS     2/27/15   13:54M                                    Toppan Merrill/FA
12/19/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:9M                                     Toppan Merrill/FA
11/07/14  Hartford Mutual Funds Inc./CT     485BPOS    11/07/14   10:23M                                    Toppan Merrill/FA
 8/29/14  Hartford Mutual Funds Inc./CT     485BPOS     8/29/14   11:3.3M                                   Toppan Merrill/FA
 8/27/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:13M                                    Toppan Merrill/FA
 5/30/14  Hartford Mutual Funds Inc./CT     485BPOS     5/30/14    6:12M                                    Toppan Merrill/FA
 4/30/14  Hartford Mutual Funds Inc./CT     485BPOS     4/30/14   10:3.4M                                   Toppan Merrill/FA
 2/28/14  Hartford Mutual Funds Inc./CT     485BPOS     2/28/14   10:59M                                    Toppan Merrill/FA
12/20/13  Hartford Mutual Funds Inc./CT     485APOS12/19/13    6:53M                                    Toppan Merrill/FA
11/29/13  Hartford Mutual Funds Inc./CT     485BPOS    11/29/13   10:3.8M                                   Toppan Merrill/FA
 2/28/13  Hartford Mutual Funds Inc./CT     485BPOS     3/01/13   21:59M                                    Toppan Merrill/FA
11/30/12  Hartford Mutual Funds Inc./CT     485BPOS    11/30/12    7:2.3M                                   Toppan Merrill/FA
 9/17/12  Hartford Mutual Funds Inc./CT     485APOS¶               6:3.3M                                   Toppan Merrill/FA
 9/30/11  Hartford Mutual Funds Inc./CT     485BPOS     9/30/11   10:13M                                    Toppan Merrill/FA
12/15/10  Hartford Mutual Funds Inc./CT     485APOS¶              11:34M                                    Toppan Merrill/FA
 5/19/04  Hartford Mutual Funds Inc./CT     485BPOS     5/19/04   11:475K                                   Bowne of Boston/FA
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