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¶ – Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/19/21 Alger ETF Trust N-1A/A¶ 2/19/21 23:2.3M Donnelley … Solutions/FA → Alger 35 ETF ⇒ ATFV → Alger Mid Cap 40 ETF ⇒ FRTY |
Document/Exhibit Description Pages Size
1: N-1A/A The Alger Etf Trust N-1A/A HTML 674K
23: COVER Comment-Response or Cover Letter to the SEC HTML 13K
21: EX-99 Code of Ethics HTML 74K
2: EX-99.A.5 Certificate of Termination HTML 12K
3: EX-99.A.6 Certificate of Amendment HTML 12K
4: EX-99.B Amended and Restated By-Laws HTML 61K
5: EX-99.D.1 A&R Investment Management Agreement HTML 36K
6: EX-99.D.2 Fee Waiver Agreement HTML 14K
7: EX-99.E A&R Distribution Agreement HTML 53K
8: EX-99.G.1 Custodian Agreement HTML 171K
9: EX-99.G.2 Amendment to Custodian Agreement HTML 25K
10: EX-99.G.3 Amendment to Customer Agreement HTML 30K
11: EX-99.G.4 Amendment to Custodian Agreement HTML 20K
12: EX-99.G.5 Amendment to Custodian Agreement HTML 20K
13: EX-99.H.1 Transfer and Administrative Agency Agreement HTML 102K
14: EX-99.H.2 Authorized Participant Agreement HTML 101K
15: EX-99.H.3 Ap Representative Confidentiality & Undertaking HTML 65K
Agreement
16: EX-99.H.4 Ap Representative Confidentiality & Undertaking HTML 68K
Agreement
17: EX-99.I Legal Opinion HTML 17K
18: EX-99.J Deloitte & Touche LLP Consent HTML 9K
19: EX-99.L Purchase Agreement HTML 13K
20: EX-99.M Distribution Plan HTML 16K
22: EX-99.Q Power of Attorney HTML 16K
| Certificate of Amendment |
Exhibit (a-6)
THE ALGER ETF TRUST
CERTIFICATE OF AMENDMENT
The undersigned, being the Secretary of The Alger ETF Trust (the “Trust”), a trust with transferable shares of the type commonly called a Massachusetts business trust, DOES HEREBY CERTIFY that, pursuant to the authority conferred upon the Trustees of the Trust by Section 9.3 of the Agreement and Declaration of Trust dated March 24, 2020, as amended (the “Declaration of Trust”), and the affirmative vote of a Majority of the Trustees (as defined in the Declaration of Trust) at a meeting duly called and held on February 11, 2021, the Declaration of Trust is amended effective February 11, 2021 as follows:
The name of a Series established by Sections 6.1 and 6.2 of the Declaration of Trust, is hereby amended to be as follows:
The name of the Alger 25 ETF is hereby amended to be the “Alger 35 ETF”, the beneficial interest in which is represented by the “Alger 35 ETF Series”.
The Trustees further direct that, upon the execution of this Certificate of Amendment, the Trust take all necessary action to file a copy of this Certificate of Amendment with the Secretary of the Commonwealth of Massachusetts and at any other place required by law or by the Declaration of Trust.
IN WITNESS WHEREOF, the undersigned has set her hand and seal this 11th day of February 2021.
| /s/ Tina Payne |
| Tina Payne |
| Secretary |
ACKNOWLEDGEMENT
| State of New York | ) | |
| ) ss. | ||
| County of New York | ) |
Then personally appeared the above, Tina Payne, and acknowledged the foregoing instrument to be her free act and deed before me,
| Notary Public |
| My Commission Expires: August 7, 2021 |
| This ‘N-1A/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 8/7/21 | None on these Dates | |||
| Filed on: | 2/19/21 | |||
| 2/11/21 | ||||
| 3/24/20 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/24/24 Alger ETF Trust 485BPOS 4/29/24 16:4.4M Donnelley … Solutions/FA 4/01/24 Alger ETF Trust 8-A12B 1:18K Donnelley … Solutions/FA 3/28/24 Alger ETF Trust 485BPOS 4/01/24 36:4.2M Donnelley … Solutions/FA 12/26/23 Alger ETF Trust 485APOS 3:1.5M Donnelley … Solutions/FA 4/26/23 Alger ETF Trust 485BPOS 4/30/23 17:3.3M Donnelley … Solutions/FA 2/13/23 Alger ETF Trust 8-A12B 1:15K Donnelley … Solutions/FA 2/10/23 Alger ETF Trust 485BPOS 2/10/23 23:2.1M Donnelley … Solutions/FA 11/18/22 Alger ETF Trust 485APOS 4:1.2M Donnelley … Solutions/FA 4/27/22 Alger ETF Trust 485BPOS 4/30/22 16:2.4M Donnelley … Solutions/FA 2/22/21 Alger ETF Trust 8-A12B 1:18K Donnelley … Solutions/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/18/20 Alger ETF Trust N-1A 8/17/20 5:997K Donnelley … Solutions/FA |