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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/07/22 Hartford Mutual Funds Inc./CT 485BPOS 6/07/22 20:5M Donnelley … Solutions/FA → Hartford Dynamic Bond Fund ⇒ Class A (HDBAX) — Class C (HDBCX) — Class F (HDBFX) — Class I (HDBIX) — Class R5 (HDBRX) — Class R6 (HDBSX) — Class Y (HDBYX) |
Document/Exhibit Description Pages Size
1: 485BPOS Hartford Mutual Funds Inc/Ct HTML 1.40M
2: EX-99.A.(LVII) Articles Supplementary Dated May 17, 2022 HTML 118K
3: EX-99.D.(II).E Amendment Number 7 to the Investment HTML 93K
Management Agreement
4: EX-99.D.(IV).C Amendment Number 9 to the Sub-Advisory HTML 16K
Agreement With Wellington Management Comp
5: EX-99.E.(I).R Amendment Number 17 to the Principal HTML 16K
Underwriting Agreement
6: EX-99.H.(IV).A Amended and Restated Expense Limitation HTML 42K
Agreement
7: EX-99.H.(IV).B First Amendment to the Amended and Restated HTML 20K
Expense Limitation Agreement
8: EX-99.I Opinion and Consent of Counsel HTML 18K
14: R1 Document and Entity Information HTML 26K
15: R2 Risk/Return Detail Data- Hartford Dynamic Bond HTML 180K
Fund
16: R3 Risk/Return Detail Data HTML 15K
18: XML IDEA XML File -- Filing Summary XML 20K
17: XML XBRL Instance -- d277722d485bpos_htm XML 129K
10: EX-101.CAL XBRL Calculations -- hf-20220607_cal XML 20K
11: EX-101.DEF XBRL Definitions -- hf-20220607_def XML 243K
12: EX-101.LAB XBRL Labels -- hf-20220607_lab XML 371K
13: EX-101.PRE XBRL Presentations -- hf-20220607_pre XML 217K
9: EX-101.SCH XBRL Schema -- hf-20220607 XSD 21K
19: JSON XBRL Instance as JSON Data -- MetaLinks 97± 202K
20: ZIP XBRL Zipped Folder -- 0001193125-22-168908-xbrl Zip 644K
| Amendment Number 17 to the Principal Underwriting Agreement |
AMENDMENT NUMBER 17
TO THE
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT
This Amendment Number 17 (the “Amendment”) to the Amended and Restated Principal Underwriting Agreement, by and between Hartford Funds Distributors, LLC, The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., on behalf each Fund listed on Schedule A (each a “Fund”), and is effective as of June 6, 2022 (the “Effective Date”).
WHEREAS, the parties hereto have entered into a Principal Underwriting Agreement dated as of January 1, 2013, as amended and restated August 7, 2013 (as amended, supplemented, restated or otherwise modified from time to time, the “Agreement”); and
WHEREAS, the parties hereto wish to amend and restate Schedule A to reflect adding a new Fund, Hartford Dynamic Bond Fund, a series of The Hartford Mutual Funds, Inc., as approved by the Board of Directors (the “Board”).
NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
| 1. | Schedule A of the Agreement is hereby deleted in its entirety and replaced with the Amended and Restated Schedule A attached hereto. |
| 2. | The changes to the Agreement reflected in this Amendment shall become effective as of the Effective Date. |
| 3. | Except as amended by this Amendment and any previous amendment, the terms of the Agreement remain unchanged and may be further modified only by mutual written agreement of the parties and the approval of the Board. |
| 4. | This Amendment may be executed by the parties hereto on any number of counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. |
[signatures follow on next page]
IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date first written above.
| THE HARTFORD MUTUAL FUNDS, INC.
By: /s/ Thomas R. Phillips Name: Thomas R. Phillips Title: Secretary and Vice President |
THE HARTFORD MUTUAL FUNDS II, INC.
By: /s/ Thomas R. Phillips Name: Thomas R. Phillips Title: Secretary and Vice President | |
| Agreed to and Accepted: |
||
| HARTFORD FUNDS DISTRIBUTORS, LLC
By: /s/ Gregory A. Frost Name: Gregory A. Frost Title: Chief Financial Officer |
||
AMENDED AND RESTATED SCHEDULE A
This Amended and Restated Schedule A to that certain Principal Underwriting Agreement dated January 1, 2013, as amended and restated August 7, 2013, is effective as of June 6, 2022.
THE HARTFORD MUTUAL FUNDS, INC.
Hartford AARP Balanced Retirement Fund
The Hartford Balanced Income Fund
The Hartford Capital Appreciation Fund
The Hartford Checks and Balances Fund
Hartford Climate Opportunities Fund
The Hartford Conservative Allocation Fund
Hartford Core Equity Fund
The Hartford Dividend and Growth Fund
Hartford Dynamic Bond Fund
Hartford Emerging Markets Equity Fund
The Hartford Emerging Markets Local Debt Fund
The Hartford Equity Income Fund
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund
Hartford Global Impact Fund
The Hartford Growth Allocation Fund
The Hartford Healthcare Fund
The Hartford High Yield Fund
The Hartford Inflation Plus Fund
Hartford International Equity Fund
The Hartford International Growth Fund
The Hartford International Opportunities Fund
The Hartford International Value Fund
The Hartford MidCap Fund
The Hartford MidCap Value Fund
Hartford Moderate Allocation Fund
Hartford Multi-Asset Income Fund
The Hartford Municipal Opportunities Fund
Hartford Municipal Short Duration Fund
Hartford Real Asset Fund
The Hartford Short Duration Fund
The Hartford Small Cap Value Fund
The Hartford Small Company Fund
The Hartford Strategic Income Fund
Hartford Sustainable Municipal Bond Fund
The Hartford Total Return Bond Fund
The Hartford World Bond Fund
THE HARTFORD MUTUAL FUNDS II, INC.
The Hartford Growth Opportunities Fund
Hartford Quality Value Fund
Hartford Schroders China A Fund
Hartford Schroders Diversified Emerging Markets Fund
Hartford Schroders Emerging Markets Equity Fund
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Hartford Schroders International Contrarian Value Fund
Hartford Schroders International Multi-Cap Value Fund
Hartford Schroders International Stock Fund
Hartford Schroders Sustainable Core Bond Fund
Hartford Schroders Sustainable International Core Fund
Hartford Schroders Securitized Income Fund
Hartford Schroders Tax-Aware Bond Fund
Hartford Schroders US MidCap Opportunities Fund
Hartford Schroders US Small Cap Opportunities Fund
The Hartford Small Cap Growth Fund
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on / Effective on: | 6/7/22 | 497K | ||
| 6/6/22 | ||||
| 8/7/13 | N-MFP | |||
| 1/1/13 | ||||
| List all Filings | ||||