SEC Info - BGC Partners, Inc. - ‘10-K/A’ for 12/31/21

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BGC Partners, Inc. – ‘10-K/A’ for 12/31/21 – ‘XML’

On: Monday, 5/2/22, at 4:02pm ET · For: 12/31/21 · Accession #: 1193125-22-136714 · File #: 0-28191

Previous ‘10-K’: ‘10-K’ on 2/28/22 for 12/31/21 · Next: ‘10-K’ on 3/1/23 for 12/31/22 · Latest: ‘10-K/A’ on 4/26/24 for 12/31/23 · 45 References:

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/22  BGC Partners, Inc.                10-K/A     12/31/21   14:1.6M                                   Donnelley … Solutions/FA

Amendment to Annual Report — Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment to Annual Report                          HTML    717K 
 2: EX-31.3     Certification -- §302 - SOA'02                      HTML      7K 
 3: EX-31.4     Certification -- §302 - SOA'02                      HTML      7K 
 9: R1          Cover Page                                          HTML     84K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- d352301d10ka_htm                    XML     25K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 5: EX-101.CAL  XBRL Calculations -- bgcp-20211231_cal               XML      7K 
 6: EX-101.DEF  XBRL Definitions -- bgcp-20211231_def                XML     54K 
 7: EX-101.LAB  XBRL Labels -- bgcp-20211231_lab                     XML     90K 
 8: EX-101.PRE  XBRL Presentations -- bgcp-20211231_pre              XML     56K 
 4: EX-101.SCH  XBRL Schema -- bgcp-20211231                         XSD     17K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               19±    28K 
14: ZIP         XBRL Zipped Folder -- 0001193125-22-136714-xbrl      Zip    154K

‘XML’ — XBRL Instance — d352301d10ka_htm

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<dei:AuditorName contextRef="P01_01_2021To12_31_2021"> Ernst & Young, LLP </dei:AuditorName>

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<dei:AmendmentDescription contextRef="P01_01_2021To12_31_2021"> Throughout this document BGC Partners, Inc. is referred to as “BGC,” and “BGC Partners,” and, together with its subsidiaries, as the “Company,” “we,” “us,” or “our.” On February 28, 2022, BGC filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2021 (the “Original Form 10-K”). Certain Part III information was omitted from the Original Form 10-K in reliance on General Instruction G(3) to Form 10-K. General Instruction G(3) to Form 10-K provides that registrants may incorporate by reference certain information from a definitive proxy statement which involves the election of directors if such definitive proxy statement is filed with the Securities and Exchange Commission within 120 days after the end of the fiscal year. The Company does not anticipate that its definitive proxy statement involving the election of directors in connection with its 2022 annual meeting of stockholders will be filed by April 30, 2022 (i.e., within 120 days after the end of the Company’s 2021 fiscal year). Accordingly, this Amendment No. 1 (this “Amendment”) hereby amends and restates Part III, Items 10 through 14, of the Original Form 10-K as set forth below. The information included herein as required by Part III, Items 10 through 14, of the Original Form 10-K is more limited than what is required to be included in the definitive proxy statement to be filed in connection with our 2022 annual meeting of stockholders. Accordingly, the definitive proxy statement to be filed at a later date will include additional information related to the topics herein and additional information not required by Part III, Items 10 through 14, of Form 10-K. This Amendment also restates Item 15 of Part IV of the Original Form 10-K. In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new certifications by our principal executive officer and principal financial officer are filed as exhibits to this Amendment under Item 15 of Part IV hereof. No other amendments are being made hereby to the Original Form 10-K. Except as stated herein, this Amendment does not reflect events occurring after the filing of the Original Form 10-K with the Securities and Exchange Commission on February 28, 2022, and no attempt has been made in this Amendment to modify or update other disclosures as presented in the Original Form 10-K. </dei:AmendmentDescription>

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6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/26/23  BGC Group, Inc.                   DEFM14A                1:3.1M                                   Donnelley … Solutions/FA
 5/26/23  BGC Group, Inc.                   424B3                  1:2.6M                                   Donnelley … Solutions/FA
 5/23/23  BGC Group, Inc.                   S-4/A                  9:2.6M                                   Donnelley … Solutions/FA
 4/06/23  BGC Group, Inc.                   S-4                    4:2.5M                                   Donnelley … Solutions/FA
 8/12/22  BGC Group, Inc.                   424B5                  1:305K                                   Donnelley … Solutions/FA
 7/08/22  BGC Group, Inc.                   S-3/A                  4:584K                                   Donnelley … Solutions/FA

39 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/14/22  BGC Group, Inc.                   8-K:1,2,8,9 3/10/22   11:1M                                     Donnelley … Solutions/FA
 2/28/22  BGC Group, Inc.                   10-K       12/31/21  157:24M                                    Workiva Inc Wde… FA01/FA
11/23/21  BGC Group, Inc.                   8-K:5,9    11/22/21   11:4.8M                                   Workiva Inc Wde… FA01/FA
11/08/21  BGC Group, Inc.                   10-Q        9/30/21  134:18M                                    Workiva Inc Wde… FA01/FA
 8/06/21  BGC Group, Inc.                   10-Q        6/30/21  130:19M                                    Workiva Inc Wde… FA01/FA
 3/01/21  BGC Group, Inc.                   10-K       12/31/20  182:57M                                    ActiveDisclosure/FA
11/06/20  BGC Group, Inc.                   10-Q        9/30/20  133:25M                                    ActiveDisclosure/FA
 8/07/20  BGC Group, Inc.                   10-Q        6/30/20  134:24M                                    ActiveDisclosure/FA
 7/14/20  BGC Group, Inc.                   8-K:1,2,8,9 7/10/20   13:472K                                   Donnelley … Solutions/FA
12/13/19  BGC Group, Inc.                   8-K:1,2,8,912/11/19   11:215K                                   Donnelley … Solutions/FA
 9/30/19  BGC Group, Inc.                   8-K:1,2,8,9 9/27/19   14:996K                                   Donnelley … Solutions/FA
11/30/18  BGC Group, Inc.                   8-K:1,2,8,911/28/18    3:707K                                   Donnelley … Solutions/FA
11/27/18  BGC Group, Inc.                   8-K:1,3,8,911/23/18    4:737K                                   Donnelley … Solutions/FA
11/08/18  BGC Group, Inc.                   10-Q        9/30/18  142:31M                                    ActiveDisclosure/FA
 8/07/18  BGC Group, Inc.                   8-K:1,2,8,9 8/03/18    2:28K                                    Donnelley … Solutions/FA
 7/25/18  BGC Group, Inc.                   8-K:1,2,8,9 7/24/18    4:491K                                   ActiveDisclosure/FA
 3/23/18  BGC Group, Inc.                   8-K:1,2,8,9 3/19/18    3:115K                                   Donnelley … Solutions/FA
12/19/17  BGC Group, Inc.                   8-K:1,2,5,712/13/17   21:3.5M                                   Donnelley … Solutions/FA
 9/08/17  BGC Group, Inc.                   8-K:1,2,7,8 9/08/17    8:3.2M                                   Donnelley … Solutions/FA
 7/21/17  BGC Group, Inc.                   8-K:1,7,9   7/17/17    4:668K                                   Donnelley … Solutions/FA
 6/09/17  BGC Group, Inc.                   8-K:5,9     6/06/17    2:68K                                    Donnelley … Solutions/FA
 2/28/17  BGC Group, Inc.                   10-K       12/31/16  153:17M                                    Donnelley … Solutions/FA
 8/08/16  BGC Group, Inc.                   10-Q        6/30/16  120:12M                                    Donnelley … Solutions/FA
12/23/15  BGC Group, Inc.                   8-K:1,9    12/22/15    2:248K                                   Donnelley … Solutions/FA
11/18/15  BGC Group, Inc.                   8-K:1,9    11/15/15    3:549K                                   Donnelley … Solutions/FA
11/09/15  BGC Group, Inc.                   10-Q        9/30/15  119:11M                                    Donnelley … Solutions/FA
 2/25/15  BGC Group, Inc.                   8-K:1,9     2/19/15    2:398K                                   Donnelley … Solutions/FA
 1/28/14  BGC Group, Inc.                   8-K:5,9     1/22/14    2:74K                                    Donnelley … Solutions/FA
 8/08/13  BGC Partners, Inc.                10-Q        6/30/13  216:21M                                    Donnelley … Solutions/FA
 6/27/12  BGC Partners, Inc.                8-K:1,9     6/21/12    5:827K                                   Donnelley … Solutions/FA
 3/15/12  BGC Partners, Inc.                10-K       12/31/11   52:9.6M                                   Donnelley … Solutions/FA
 8/08/11  BGC Partners, Inc.                10-Q        6/30/11   42:4.2M                                   Donnelley … Solutions/FA
 4/07/10  BGC Partners, Inc.                8-K:1,2,3,8 4/01/10    5:716K                                   Donnelley … Solutions/FA
 3/16/10  BGC Partners, Inc.                10-K       12/31/09   10:3.2M                                   Donnelley … Solutions/FA
11/10/08  BGC Partners, Inc.                10-Q        9/30/08    9:1.7M                                   Donnelley … Solutions/FA
 4/18/08  BGC Partners, Inc.                S-1                    6:5.6M                                   Donnelley … Solutions/FA
 4/07/08  BGC Partners, Inc.                8-K:1,2,3,5 4/01/08   24:2.7M                                   Donnelley … Solutions/FA
 2/11/08  BGC Partners, Inc.                DEFM14A     2/11/08    1:7M                                     Donnelley … Solutions/FA
 3/29/00  BGC Partners, Inc.                10-K       12/31/99   10:594K                                   Global Fin’l Press/NY/FA

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Filing Submission 0001193125-22-136714 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

BGC Partners, Inc. – ‘10-K/A’ for 12/31/21 – ‘XML’

On: Monday, 5/2/22, at 4:02pm ET · For: 12/31/21 · Accession #: 1193125-22-136714 · File #: 0-28191

Amendment to Annual Report — Form 10-KFiling Table of Contents

‘XML’ — XBRL Instance — d352301d10ka_htm

This Document is an XBRL XML File.

6 Subsequent Filings that Reference this Filing

39 Previous Filings that this Filing References

Amendment to Annual Report — Form 10-K

Filing Table of Contents