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Hartford Mutual Funds Inc./CT, et al. – ‘485BPOS’ on 2/28/22 – ‘EX-99.A.(L)’

On:  Monday, 2/28/22, at 3:08pm ET   ·   Effective:  2/28/22   ·   Accession #:  1193125-22-57529   ·   File #s:  333-02381, 811-07589

Previous ‘485BPOS’:  ‘485BPOS’ on 2/26/21   ·   Next:  ‘485BPOS’ on 6/7/22   ·   Latest:  ‘485BPOS’ on 2/28/24   ·   52 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/22  Hartford Mutual Funds Inc./CT     485BPOS     2/28/22   72:61M                                    Donnelley … Solutions/FAHartford AARP Balanced Retirement Fund Class A (HAFAX) — Class C (HAICX) — Class F (HAFDX) — Class I (HAFIX) — Class R3 (HAFRX) — Class R4 (HAFSX) — Class R5 (HAFTX) — Class R6 (HAFVX) — Class Y (HAFYX)Hartford Climate Opportunities Fund Class A (HEOMX) — Class C (HEONX) — Class F (HEOFX) — Class I (HEOIX) — Class R3 (HEORX) — Class R4 (HEOSX) — Class R5 (HEOTX) — Class R6 (HEOVX) — Class Y (HEOYX)Hartford Core Equity Fund Class A (HAIAX) — Class C (HGICX) — Class F (HGIFX) — Class I (HGIIX) — Class R3 (HGIRX) — Class R4 (HGISX) — Class R5 (HGITX) — Class R6 (HAITX) — Class Y (HGIYX)Hartford Emerging Markets Equity Fund Class A (HERAX) — Class C (HERCX) — Class F (HERFX) — Class I (HERIX) — Class R3 (HERRX) — Class R4 (HERSX) — Class R5 (HERTX) — Class R6 (HERVX) — Class Y (HERYX)Hartford Global Impact Fund Class A (HGXAX) — Class C (HGXCX) — Class F (HGXFX) — Class I (HGXIX) — Class R3 (HGXRX) — Class R4 (HGXSX) — Class R5 (HGXTX) — Class R6 (HGXVX) — Class Y (HGXYX)Hartford International Equity Fund Class A (HDVAX) — Class C (HDVCX) — Class F (HDVFX) — Class I (HDVIX) — Class R3 (HDVRX) — Class R4 (HDVSX) — Class R5 (HDVTX) — Class R6 (HDVVX) — Class Y (HDVYX)Hartford Low Duration High Income Fund Class A (HFHAX) — Class C (HFHCX) — Class F (HFHFX) — Class I (HFHIX) — Class R3 (HFHRX) — Class R4 (HFHSX) — Class R5 (HFHTX) — Class Y (HFHYX)Hartford Moderate Allocation Fund Class A (HBAAX) — Class C (HBACX) — Class F (HBADX) — Class I (HBAIX) — Class R3 (HBARX) — Class R4 (HBASX) — Class R5 (HBATX)Hartford Multi-Asset Income Fund Class A (ITTAX) — Class C (HAFCX) — Class F (ITTFX) — Class I (ITTIX) — Class R3 (ITTRX) — Class R4 (ITTSX) — Class R5 (ITTTX) — Class R6 (ITTVX) — Class Y (IHAYX)Hartford Municipal Short Duration Fund Class A (HMJAX) — Class C (HMJCX) — Class F (HMJFX) — Class I (HMJIX)Hartford Real Asset Fund Class A (HRLAX) — Class C (HRLCX) — Class F (HRLFX) — Class I (HRLIX) — Class R3 (HRLRX) — Class R4 (HRLSX) — Class R5 (HRLTX) — Class R6 (HRLZX) New Class/Contract!Class Y (HRLYX)Hartford Small Cap Value Fund Class A (HSMAX) — Class C (HTSCX) — Class F (HSMFX) — Class I (HSEIX) — Class R3 (HSMRX) — Class R4 (HSMSX) — Class R5 (HSMTX) — Class R6 (HSMVX) — Class Y (HSMYX)Hartford Sustainable Municipal Bond Fund Class A (HMKAX) — Class C (HMKCX) — Class F (HMKFX) — Class I (HMKIX)The Hartford Balanced Income Fund Class A (HBLAX) — Class C (HBLCX) — Class F (HBLFX) — Class I (HBLIX) — Class R3 (HBLRX) — Class R4 (HBLSX) — Class R5 (HBLTX) — Class R6 (HBLVX) — Class Y (HBLYX)The Hartford Capital Appreciation Fund Class A (ITHAX) — Class C (HCACX) — Class F (HCAFX) — Class I (ITHIX) — Class R3 (ITHRX) — Class R4 (ITHSX) — Class R5 (ITHTX) — Class R6 (ITHVX) — Class Y (HCAYX)The Hartford Checks & Balances Fund Class A (HCKAX) — Class C (HCKCX) — Class F (HCKFX) — Class I (HCKIX) — Class R3 (HCKRX) — Class R4 (HCKSX) — Class R5 (HCKTX)The Hartford Conservative Allocation Fund Class A (HCVAX) — Class C (HCVCX) — Class F (HCVFX) — Class I (HCVIX) — Class R3 (HCVRX) — Class R4 (HCVSX) — Class R5 (HCVTX)The Hartford Dividend & Growth Fund Class A (IHGIX) — Class C (HDGCX) — Class F (HDGFX) — Class I (HDGIX) — Class R3 (HDGRX) — Class R4 (HDGSX) — Class R5 (HDGTX) — Class R6 (HDGVX) — Class Y (HDGYX)The Hartford Emerging Markets Local Debt Fund Class A (HLDAX) — Class C (HLDCX) — Class F (HLDFX) — Class I (HLDIX) — Class R3 (HLDRX) — Class R4 (HLDSX) — Class R5 (HLDTX) — Class Y (HLDYX)The Hartford Equity Income Fund Class A (HQIAX) — Class C (HQICX) — Class F (HQIFX) — Class I (HQIIX) — Class R3 (HQIRX) — Class R4 (HQISX) — Class R5 (HQITX) — Class R6 (HQIVX) — Class Y (HQIYX)The Hartford Floating Rate Fund Class A (HFLAX) — Class C (HFLCX) — Class F (HFLFX) — Class I (HFLIX) — Class R3 (HFLRX) — Class R4 (HFLSX) — Class R5 (HFLTX) — Class Y (HFLYX)The Hartford Growth Allocation Fund Class A (HRAAX) — Class C (HRACX) — Class F (HRAFX) — Class I (HRAIX) — Class R3 (HRARX) — Class R4 (HRASX) — Class R5 (HRATX)The Hartford Healthcare Fund Class A (HGHAX) — Class C (HGHCX) — Class F (HGHFX) — Class I (HGHIX) — Class R3 (HGHRX) — Class R4 (HGHSX) — Class R5 (HGHTX) — Class R6 (HGHVX) — Class Y (HGHYX)The Hartford High Yield Fund Class A (HAHAX) — Class C (HAHCX) — Class F (HAHFX) — Class I (HAHIX) — Class R3 (HAHRX) — Class R4 (HAHSX) — Class R5 (HAHTX) — Class R6 (HAHVX) — Class Y (HAHYX)The Hartford Inflation Plus Fund Class A (HIPAX) — Class C (HIPCX) — Class F (HIPFX) — Class I (HIPIX) — Class R3 (HIPRX) — Class R4 (HIPSX) — Class R5 (HIPTX) — Class Y (HIPYX)The Hartford International Growth Fund Class A (HNCAX) — Class C (HNCCX) — Class F (HNCFX) — Class I (HNCJX) — Class R3 (HNCRX) — Class R4 (HNCSX) — Class R5 (HNCTX) — Class R6 (HNCUX) — Class Y (HNCYX)The Hartford International Opportunities Fund Class A (IHOAX) — Class C (HIOCX) — Class F (IHOFX) — Class I (IHOIX) — Class R3 (IHORX) — Class R4 (IHOSX) — Class R5 (IHOTX) — Class R6 (IHOVX) — Class Y (HAOYX)The Hartford International Value Fund Class A (HILAX) — Class C (HILCX) — Class F (HILDX) — Class I (HILIX) — Class R3 (HILRX) — Class R4 (HILSX) — Class R5 (HILTX) — Class R6 (HILUX) — Class Y (HILYX)The Hartford Midcap Fund Class A (HFMCX) — Class C (HMDCX) — Class F (HMDFX) — Class I (HFMIX) — Class R3 (HFMRX) — Class R4 (HFMSX) — Class R5 (HFMTX) — Class R6 (HFMVX) — Class Y (HMDYX)The Hartford Midcap Value Fund Class A (HMVAX) — Class C (HMVCX) — Class F (HMVFX) — Class I (HMVJX) — Class R3 (HMVRX) — Class R4 (HMVSX) — Class R5 (HMVTX) — Class Y (HMVYX)The Hartford Municipal Opportunities Fund Class A (HHMAX) — Class C (HHMCX) — Class F (HHMFX) — Class I (HHMIX) — Class Y (HHMYX)The Hartford Short Duration Fund Class A (HSDAX) — Class C (HSDCX) — Class F (HSDFX) — Class I (HSDIX) — Class R3 (HSDRX) — Class R4 (HSDSX) — Class R5 (HSDTX) — Class R6 (HSDVX) — Class Y (HSDYX)The Hartford Small Co. Fund Class A (IHSAX) — Class C (HSMCX) — Class F (IHSFX) — Class I (IHSIX) — Class R3 (IHSRX) — Class R4 (IHSSX) — Class R5 (IHSUX) — Class R6 (IHSVX) — Class Y (HSCYX)The Hartford Strategic Income Fund Class A (HSNAX) — Class C (HSNCX) — Class F (HSNFX) — Class I (HSNIX) — Class R3 (HSNRX) — Class R4 (HSNSX) — Class R5 (HSNTX) — Class R6 (HSNVX) — Class Y (HSNYX)The Hartford Total Return Bond Fund Class A (ITBAX) — Class C (HABCX) — Class F (ITBFX) — Class I (ITBIX) — Class R3 (ITBRX) — Class R4 (ITBUX) — Class R5 (ITBTX) — Class R6 (ITBVX) — Class Y (HABYX)The Hartford World Bond Fund Class A (HWDAX) — Class C (HWDCX) — Class F (HWDFX) — Class I (HWDIX) — Class R3 (HWDRX) — Class R4 (HWDSX) — Class R5 (HWDTX) — Class R6 (HWDVX) — Class Y (HWDYX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Hartford Mutual Funds Inc/Ct                        HTML  12.63M 
 2: EX-99.A.(L)  Articles Supplementary Dated March 25, 2021        HTML    302K 
 3: EX-99.A.(LI)  Articles of Amendment Dated April 8, 2021         HTML     25K 
 4: EX-99.A.(LII)  Articles of Amendment Dated April 8, 2021        HTML     25K 
 5: EX-99.A.(LIII)  Articles Supplementary Dated July 1, 2021       HTML    214K 
 6: EX-99.A.(LIV)  Articles Supplementary Dated August 24, 2021     HTML    303K 
 7: EX-99.A.(LV)  Articles Supplementary Dated December 2, 2021     HTML    303K 
 8: EX-99.A.(LVI)  Articles Supplementary Dated February 16, 2022   HTML    304K 
 9: EX-99.D.(II).C  Amendment Number 5 to the Investment            HTML    109K 
                Management Agreement With Hartford Funds                         
10: EX-99.E.(I).O  Amendment Number 14 to Principal Underwriting    HTML     29K 
                Agreement                                                        
11: EX-99.E.(I).P  Amendment Number 15 to Principal Underwriting    HTML     31K 
                Agreement                                                        
12: EX-99.E.(II)  Form of Selling Agreement                         HTML    119K 
13: EX-99.G.(I).C  Letter Agreement to Update Appendix A and        HTML     33K 
                Appendix A-1 to the Custodian Agrmnt                             
14: EX-99.H.(I).B  Form of Amendment No. 2 to Amended and Restated  HTML     48K 
                Ta Agreement                                                     
15: EX-99.H.(III).N  Amendment Thirteen to Fund Accounting          HTML     41K 
                Agreement                                                        
16: EX-99.H.(IV)  Form of Amended and Restated Expense Limitation   HTML     56K 
                Agreement                                                        
17: EX-99.H.(V).A  Fifth Amendment to the Global Securities         HTML     42K 
                Lending Agency Agreement                                         
18: EX-99.H.(V).B  Sixth Amendment to the Global Securities         HTML     70K 
                Lending Agency Agreement                                         
19: EX-99.H.(V).C  Seventh Amendment to the Global Securities       HTML     38K 
                Lending Agency Agreement                                         
20: EX-99.I     Opinion and Consent of Counsel                      HTML     33K 
21: EX-99.J     Consents of Independent Registered Public           HTML     25K 
                Accounting Firm                                                  
22: EX-99.M     Amended and Restated Rule 12B-1 Distribution Plan   HTML     93K 
23: EX-99.N     Amended and Restated Rule 18F-3 Plan                HTML     35K 
24: EX-99.Q     Power of Attorney Dated January 21, 2022            HTML     31K 
30: R1          Document and Entity Information                     HTML    689K 
31: R2          Risk/Return Detail Data- The Hartford Capital       HTML    293K 
                Appreciation Fund                                                
32: R3          Risk/Return Detail Data- Hartford Core Equity Fund  HTML    288K 
33: R4          Risk/Return Detail Data- The Hartford Dividend and  HTML    311K 
                Growth Fund                                                      
34: R5          Risk/Return Detail Data- The Hartford Equity        HTML    294K 
                Income Fund                                                      
35: R6          Risk/Return Detail Data- The Hartford Healthcare    HTML    297K 
                Fund                                                             
36: R7          Risk/Return Detail Data- The Hartford MidCap Fund   HTML    305K 
37: R8          Risk/Return Detail Data- The Hartford MidCap Value  HTML    283K 
                Fund                                                             
38: R9          Risk/Return Detail Data- Hartford Small Cap Value   HTML    309K 
                Fund                                                             
39: R10         Risk/Return Detail Data- The Hartford Small         HTML    294K 
                Company Fund                                                     
40: R11         Risk/Return Detail Data- The Hartford Emerging      HTML    315K 
                Markets Local Debt Fund                                          
41: R12         Risk/Return Detail Data- The Hartford Floating      HTML    319K 
                Rate Fund                                                        
42: R13         Risk/Return Detail Data- The Hartford Floating      HTML    324K 
                Rate High Income Fund                                            
43: R14         Risk/Return Detail Data- The Hartford High Yield    HTML    317K 
                Fund                                                             
44: R15         Risk/Return Detail Data- The Hartford Inflation     HTML    300K 
                Plus Fund                                                        
45: R16         Risk/Return Detail Data- The Hartford Municipal     HTML    262K 
                Opportunities Fund                                               
46: R17         Risk/Return Detail Data- Hartford Municipal Short   HTML    254K 
                Duration Fund                                                    
47: R18         Risk/Return Detail Data- The Hartford Short         HTML    314K 
                Duration Fund                                                    
48: R19         Risk/Return Detail Data- The Hartford Strategic     HTML    318K 
                Income Fund                                                      
49: R20         Risk/Return Detail Data- Hartford Sustainable       HTML    259K 
                Municipal Bond Fund                                              
50: R21         Risk/Return Detail Data- The Hartford Total Return  HTML    314K 
                Bond Fund                                                        
51: R22         Risk/Return Detail Data- The Hartford World Bond    HTML    324K 
                Fund                                                             
52: R23         Risk/Return Detail Data- Hartford Climate           HTML    304K 
                Opportunities Fund                                               
53: R24         Risk/Return Detail Data- Hartford Emerging Markets  HTML    317K 
                Equity Fund                                                      
54: R25         Risk/Return Detail Data- Hartford Global Impact     HTML    293K 
                Fund                                                             
55: R26         Risk/Return Detail Data- Hartford International     HTML    297K 
                Equity Fund                                                      
56: R27         Risk/Return Detail Data- The Hartford               HTML    316K 
                International Growth Fund                                        
57: R28         Risk/Return Detail Data- The Hartford               HTML    312K 
                International Opportunities Fund                                 
58: R29         Risk/Return Detail Data- The Hartford               HTML    315K 
                International Value Fund                                         
59: R30         Risk/Return Detail Data- The Hartford Balanced      HTML    310K 
                Income Fund                                                      
60: R31         Risk/Return Detail Data- Hartford AARP Balanced     HTML    337K 
                Retirement Fund                                                  
61: R32         Risk/Return Detail Data- The Hartford Global Real   HTML    361K 
                Asset Fund                                                       
62: R33         Risk/Return Detail Data- Hartford Multi-Asset       HTML    321K 
                Income Fund                                                      
63: R34         Risk/Return Detail Data- The Hartford Checks and    HTML    296K 
                Balances Fund                                                    
64: R35         Risk/Return Detail Data- The Hartford Conservative  HTML    301K 
                Allocation Fund                                                  
65: R36         Risk/Return Detail Data- Hartford Moderate          HTML    297K 
                Allocation Fund                                                  
66: R37         Risk/Return Detail Data- The Hartford Growth        HTML    297K 
                Allocation Fund                                                  
67: R38         Risk/Return Detail Data                             HTML     27K 
70: XML         IDEA XML File -- Filing Summary                      XML    109K 
68: XML         XBRL Instance -- d306651d485bpos_htm                 XML   6.54M 
69: EXCEL       IDEA Workbook of Financial Reports                  XLSX      5K 
26: EX-101.CAL  XBRL Calculations -- hf-20220228_cal                 XML     32K 
27: EX-101.DEF  XBRL Definitions -- hf-20220228_def                  XML   8.01M 
28: EX-101.LAB  XBRL Labels -- hf-20220228_lab                       XML   1.75M 
29: EX-101.PRE  XBRL Presentations -- hf-20220228_pre                XML   7.53M 
25: EX-101.SCH  XBRL Schema -- hf-20220228                           XSD    289K 
71: JSON        XBRL Instance as JSON Data -- MetaLinks              419±  1.15M 
72: ZIP         XBRL Zipped Folder -- 0001193125-22-057529-xbrl      Zip   3.17M 


‘EX-99.A.(L)’   —   Articles Supplementary Dated March 25, 2021


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Articles Supplementary dated March 25, 2021  

THE HARTFORD MUTUAL FUNDS, INC.

ARTICLES SUPPLEMENTARY

THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Corporation (the “Board of Directors”) by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 150,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and classes set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such classes of Common Stock as set forth in the Charter:

 

Series

 

   Class    Additional Shares

The Hartford Municipal Opportunities Fund

         Class F                      50,000,000             

The Hartford Strategic Income Fund

         Class F                      50,000,000             

The Hartford Strategic Income Fund

         Class I                      50,000,000             

SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 5,325,000,000 are shares of Common Stock without further classification or designation and 44,535,000,000 are shares of Common Stock classified and designated as follows:


SERIES AND CLASS

 

  NUMBER OF SHARES

Hartford AARP Balanced Retirement Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000                    

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
      

The Hartford Balanced Income Fund

                    

Class A

    500,000,000               

Class B

    200,000,000               

Class C

    400,000,000               

Class F

    200,000,000               

Class I

    450,000,000               

Class T

    50,000,000               

Class Y

    200,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               
                      

The Hartford Capital Appreciation Fund

                    

Class A

    570,000,000               

Class B

    175,000,000               

Class C

    220,000,000               

Class F

    50,000,000               

Class I

    400,000,000               

Class T

    50,000,000               

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               

 

- 2 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Checks and Balances Fund

                    

Class A

    400,000,000               

Class B

    200,000,000               

Class C

    200,000,000               

Class F

    50,000,000                    

Class I

    50,000,000               

Class T

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
      

Hartford Climate Opportunities Fund

                    

Class A

    13,000,000               

Class C

    13,000,000               

Class F

    50,000,000               

Class I

    20,000,000               

Class T

    50,000,000               

Class Y

    20,000,000               

Class R3

    13,000,000               

Class R4

    13,000,000               

Class R5

    13,000,000               

Class R6

    20,000,000               
      

The Hartford Conservative Allocation Fund

                    

Class A

    100,000,000               

Class B

    50,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 3 -


SERIES AND CLASS

 

  NUMBER OF SHARES

Hartford Core Equity Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    150,000,000               

Class I

    200,000,000               

Class T

    50,000,000                      

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               
                      

The Hartford Dividend and Growth Fund

                    

Class A

    325,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    200,000,000               

Class I

    200,000,000               

Class T

    50,000,000               

Class Y

    200,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               
                      

Hartford Emerging Markets Equity Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    200,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 4 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Emerging Markets Local Debt Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000                    
                      

The Hartford Equity Income Fund

                    

Class A

    175,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    100,000,000               

Class I

    100,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               
                      

The Hartford Floating Rate Fund

                    

Class A

    800,000,000               

Class B

    200,000,000               

Class C

    800,000,000               

Class F

    200,000,000               

Class I

    1,000,000,000               

Class T

    50,000,000               

Class Y

    250,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 5 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Floating Rate High Income Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    100,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

The Hartford Global All-Asset Fund

                    

Class A

    250,000,000               

Class C

    150,000,000               

Class F

    50,000,000                    

Class I

    100,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

Hartford Global Capital Appreciation Fund

                    

Class A

    200,000,000               

Class B

    200,000,000               

Class C

    200,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    200,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 6 -


SERIES AND CLASS

 

  NUMBER OF SHARES

Hartford Global Equity Income Fund

                

Class A

    200,000,000           

Class B

    200,000,000           

Class C

    200,000,000           

Class F

    50,000,000           

Class I

    50,000,000           

Class T

    50,000,000           

Class Y

    100,000,000    

      

    

Class R3

    50,000,000           

Class R4

    50,000,000           

Class R5

    50,000,000           

Class R6

    10,000,000           
                  

Hartford Global Impact Fund

                

Class A

    63,000,000           

Class C

    13,000,000           

Class F

    50,000,000           

Class I

    20,000,000           

Class T

    50,000,000           

Class Y

    20,000,000           

Class R3

    13,000,000           

Class R4

    13,000,000           

Class R5

    13,000,000           

Class R6

    20,000,000           
                  

The Hartford Global Real Asset Fund

                

Class A

    125,000,000           

Class C

    75,000,000           

Class F

    50,000,000           

Class I

    100,000,000           

Class T

    50,000,000           

Class Y

    200,000,000           

Class R3

    50,000,000           

Class R4

    50,000,000           

Class R5

    50,000,000           

Class R6

    10,000,000           

 

- 7 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Growth Allocation Fund

                    

Class A

    100,000,000               

Class B

    50,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000                    

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

The Hartford Healthcare Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

The Hartford High Yield Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 8 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Inflation Plus Fund

                    

Class A

    5,660,000,000               

Class B

    105,000,000               

Class C

    180,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

Hartford International Equity Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    75,000,000                    

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    60,000,000               
                      

The Hartford International Growth Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 9 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford International Opportunities Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    100,000,000               

Class I

    100,000,000               

Class T

    50,000,000               

Class Y

    200,000,000                    

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    100,000,000               
                      

The Hartford International Small Company Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

The Hartford International Value Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    150,000,000               

Class T

    50,000,000               

Class Y

    120,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    60,000,000               

 

- 10 -


SERIES AND CLASS

 

  NUMBER OF SHARES

Hartford Long/Short Global Equity Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    50,000,000                    

Class T

    50,000,000               

Class Y

    50,000,000               
                      

The Hartford MidCap Fund

                    

Class A

    225,000,000               

Class B

    75,000,000               

Class C

    110,000,000               

Class F

    120,000,000               

Class I

    300,000,000               

Class T

    50,000,000               

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    100,000,000               
                      

The Hartford MidCap Value Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 11 -


SERIES AND CLASS

 

  NUMBER OF SHARES

Hartford Moderate Allocation Fund

                    

Class A

    100,000,000               

Class B

    50,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000                    
                      

Hartford Multi-Asset Income and Growth Fund

                    

Class A

    375,000,000               

Class B

    175,000,000               

Class C

    110,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

Hartford Municipal Income Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

 

- 12 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Municipal Opportunities Fund

                    

Class A

    200,000,000               

Class B

    200,000,000               

Class C

    200,000,000               

Class F

    100,000,000               

Class I

    150,000,000               

Class T

    50,000,000               

Class Y

    20,000,000               
                      

Hartford Municipal Short Duration Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000                    

Class I

    50,000,000               

Class T

    50,000,000               
                      

The Hartford Quality Bond Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 13 -


SERIES AND CLASS

 

  NUMBER OF SHARES

Hartford Real Total Return Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000                    

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

The Hartford Short Duration Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    200,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

Hartford Small Cap Value Fund

                    

Class A

    200,000,000               

Class B

    200,000,000               

Class C

    200,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    200,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               

 

- 14 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Small Company Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000                    

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               
                      

The Hartford Strategic Income Fund

                    

Class A

    200,000,000               

Class B

    200,000,000               

Class C

    200,000,000               

Class F

    100,000,000               

Class I

    300,000,000               

Class T

    50,000,000               

Class Y

    100,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               
                      

The Hartford Total Return Bond Fund

                    

Class A

    175,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    200,000,000               

Class I

    100,000,000               

Class T

    50,000,000               

Class Y

    400,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               
                      

 

- 15 -


SERIES AND CLASS

 

  NUMBER OF SHARES

The Hartford Unconstrained Bond Fund

                    

Class A

    125,000,000               

Class B

    75,000,000               

Class C

    50,000,000               

Class F

    50,000,000               

Class I

    50,000,000               

Class T

    50,000,000               

Class Y

    50,000,000               

Class R3

    50,000,000                    

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    10,000,000               
                      

The Hartford World Bond Fund

                    

Class A

    125,000,000               

Class C

    75,000,000               

Class F

    350,000,000               

Class I

    600,000,000               

Class T

    50,000,000               

Class Y

    150,000,000               

Class R3

    50,000,000               

Class R4

    50,000,000               

Class R5

    50,000,000               

Class R6

    50,000,000               

 

- 16 -


THIRD: The shares of Common Stock described in Article FIRST above have been classified by the Board of Directors under the authority contained in the Charter.

FOURTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

FIFTH: The undersigned Vice President of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned Vice President acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

- 17 -


IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Secretary as of the 25th day of March 2021.

 

ATTEST:

   

THE HARTFORD MUTUAL FUNDS, INC.

/s/ Thomas R. Phillips            

 

            

 

By:

 

/s/ Walter F. Garger                

Thomas R. Phillips

Secretary

     

Walter F. Garger

Vice President

 

- 18 -


20 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   49:77M                                    Donnelley … Solutions/FA
 2/27/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   15:43M                                    Donnelley … Solutions/FA
 2/02/24  Hartford Funds Exchange-Traded Tr 485BPOS     2/02/24   15:6.9M                                   Donnelley … Solutions/FA
12/15/23  Hartford Mutual Funds Inc./CT     485APOS                2:25M                                    Donnelley … Solutions/FA
11/28/23  Hartford Funds Exchange-Traded Tr 485BPOS    11/28/23   15:6.2M                                   Donnelley … Solutions/FA
11/28/23  Hartford Funds Exchange-Traded Tr 485BPOS    11/28/23   21:13M                                    Donnelley … Solutions/FA
10/20/23  Hartford Funds Exchange-Traded Tr 485BPOS    10/20/23    2:96K                                    Donnelley … Solutions/FA
 9/18/23  Hartford Funds Exchange-Traded Tr 485APOS                2:16M                                    Donnelley … Solutions/FA
 8/10/23  Hartford Funds Exchange-Traded Tr N-14/A                 2:689K                                   Donnelley … Solutions/FA
 8/09/23  Hartford Funds Exchange-Traded Tr 485BPOS     8/09/23   15:34M                                    Donnelley … Solutions/FA
 7/14/23  Hartford Mutual Funds Inc./CT     POS EX      7/14/23    2:323K                                   Donnelley … Solutions/FA
 7/12/23  Hartford Funds Exchange-Traded Tr N-14                   8:784K                                   Donnelley … Solutions/FA
 5/26/23  Hartford Funds Exchange-Traded Tr 485APOS                2:17M                                    Donnelley … Solutions/FA
 2/28/23  Hartford Mutual Funds Inc./CT     485BPOS     2/28/23   63:57M                                    Donnelley … Solutions/FA
12/20/22  Hartford Mutual Funds Inc./CT     485APOS                1:7.5M                                   Donnelley … Solutions/FA
11/28/22  Hartford Funds Exchange-Traded Tr 485BPOS    11/28/22   16:3.3M                                   Donnelley … Solutions/FA
11/28/22  Hartford Funds Exchange-Traded Tr 485BPOS    11/28/22   23:9M                                     Donnelley … Solutions/FA
 6/22/22  Hartford Mutual Funds Inc./CT     485BPOS     6/22/22   15:4.4M                                   Donnelley … Solutions/FA
 6/07/22  Hartford Mutual Funds Inc./CT     485BPOS     6/07/22   20:5M                                     Donnelley … Solutions/FA
 3/24/22  Hartford Mutual Funds Inc./CT     485APOS                1:2.9M                                   Donnelley … Solutions/FA


32 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/06/22  Hartford Mutual Funds II Inc.     N-CSR      10/31/21    4:24M                                    Donnelley … Solutions/FA
 1/06/22  Hartford Mutual Funds Inc./CT     N-CSR      10/31/21    4:62M                                    Donnelley … Solutions/FA
 2/26/21  Hartford Mutual Funds Inc./CT     485BPOS     3/01/21  321:77M                                    Donnelley … Solutions/FA
 2/28/20  Hartford Mutual Funds Inc./CT     485BPOS     2/28/20   12:35M                                    Toppan Merrill/FA
12/13/19  Hartford Mutual Funds Inc./CT     485APOS               12:6.5M                                   Toppan Merrill/FA
 7/10/19  Hartford Mutual Funds Inc./CT     485BPOS7/10/19   10:6.6M                                   Toppan Merrill/FA
 4/30/19  Hartford Mutual Funds Inc./CT     485BPOS     5/01/19    4:6.3M                                   Toppan Merrill/FA
 2/28/19  Hartford Mutual Funds Inc./CT     485BPOS     2/28/19   17:36M                                    Toppan Merrill/FA
12/20/18  Hartford Mutual Funds Inc./CT     485APOS¶              11:6.3M                                   Toppan Merrill/FA
 2/28/18  Hartford Mutual Funds Inc./CT     485BPOS     2/28/18   17:36M                                    Toppan Merrill/FA
 2/28/17  Hartford Mutual Funds Inc./CT     485BPOS     2/28/17   14:3.4M                                   Toppan Merrill/FA
12/27/16  Hartford Mutual Funds Inc./CT     485APOS¶              12:8.5M                                   Toppan Merrill/FA
12/08/16  Hartford Mutual Funds Inc./CT     485BXT                 8:1.5M                                   Toppan Merrill/FA
 2/29/16  Hartford Mutual Funds Inc./CT     485BPOS2/29/16   11:1.8M                                   Toppan Vite NY Inc./FA
12/22/15  Hartford Mutual Funds Inc./CT     485APOS¶              10:17M                                    Toppan Vite NY Inc./FA
 5/28/15  Hartford Mutual Funds Inc./CT     485APOS¶              13:3.8M                                   Toppan Merrill/FA
 2/27/15  Hartford Mutual Funds Inc./CT     485BPOS     2/27/15   13:54M                                    Toppan Merrill/FA
12/19/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:9M                                     Toppan Merrill/FA
11/07/14  Hartford Mutual Funds Inc./CT     485BPOS    11/07/14   10:23M                                    Toppan Merrill/FA
 8/29/14  Hartford Mutual Funds Inc./CT     485BPOS     8/29/14   11:3.3M                                   Toppan Merrill/FA
 8/27/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:13M                                    Toppan Merrill/FA
 5/30/14  Hartford Mutual Funds Inc./CT     485BPOS     5/30/14    6:12M                                    Toppan Merrill/FA
 4/30/14  Hartford Mutual Funds Inc./CT     485BPOS     4/30/14   10:3.4M                                   Toppan Merrill/FA
 2/28/14  Hartford Mutual Funds Inc./CT     485BPOS     2/28/14   10:59M                                    Toppan Merrill/FA
12/20/13  Hartford Mutual Funds Inc./CT     485APOS12/19/13    6:53M                                    Toppan Merrill/FA
11/29/13  Hartford Mutual Funds Inc./CT     485BPOS    11/29/13   10:3.8M                                   Toppan Merrill/FA
 2/28/13  Hartford Mutual Funds Inc./CT     485BPOS     3/01/13   21:59M                                    Toppan Merrill/FA
11/30/12  Hartford Mutual Funds Inc./CT     485BPOS    11/30/12    7:2.3M                                   Toppan Merrill/FA
 9/17/12  Hartford Mutual Funds Inc./CT     485APOS¶               6:3.3M                                   Toppan Merrill/FA
 9/30/11  Hartford Mutual Funds Inc./CT     485BPOS     9/30/11   10:13M                                    Toppan Merrill/FA
12/15/10  Hartford Mutual Funds Inc./CT     485APOS¶              11:34M                                    Toppan Merrill/FA
 5/19/04  Hartford Mutual Funds Inc./CT     485BPOS     5/19/04   11:475K                                   Bowne of Boston/FA
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