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Document/Exhibit Description Pages Size 1: 485BPOS Hartford Mutual Funds Inc/Ct HTML 12.63M 2: EX-99.A.(L) Articles Supplementary Dated March 25, 2021 HTML 302K 3: EX-99.A.(LI) Articles of Amendment Dated April 8, 2021 HTML 25K 4: EX-99.A.(LII) Articles of Amendment Dated April 8, 2021 HTML 25K 5: EX-99.A.(LIII) Articles Supplementary Dated July 1, 2021 HTML 214K 6: EX-99.A.(LIV) Articles Supplementary Dated August 24, 2021 HTML 303K 7: EX-99.A.(LV) Articles Supplementary Dated December 2, 2021 HTML 303K 8: EX-99.A.(LVI) Articles Supplementary Dated February 16, 2022 HTML 304K 9: EX-99.D.(II).C Amendment Number 5 to the Investment HTML 109K Management Agreement With Hartford Funds 10: EX-99.E.(I).O Amendment Number 14 to Principal Underwriting HTML 29K Agreement 11: EX-99.E.(I).P Amendment Number 15 to Principal Underwriting HTML 31K Agreement 12: EX-99.E.(II) Form of Selling Agreement HTML 119K 13: EX-99.G.(I).C Letter Agreement to Update Appendix A and HTML 33K Appendix A-1 to the Custodian Agrmnt 14: EX-99.H.(I).B Form of Amendment No. 2 to Amended and Restated HTML 48K Ta Agreement 15: EX-99.H.(III).N Amendment Thirteen to Fund Accounting HTML 41K Agreement 16: EX-99.H.(IV) Form of Amended and Restated Expense Limitation HTML 56K Agreement 17: EX-99.H.(V).A Fifth Amendment to the Global Securities HTML 42K Lending Agency Agreement 18: EX-99.H.(V).B Sixth Amendment to the Global Securities HTML 70K Lending Agency Agreement 19: EX-99.H.(V).C Seventh Amendment to the Global Securities HTML 38K Lending Agency Agreement 20: EX-99.I Opinion and Consent of Counsel HTML 33K 21: EX-99.J Consents of Independent Registered Public HTML 25K Accounting Firm 22: EX-99.M Amended and Restated Rule 12B-1 Distribution Plan HTML 93K 23: EX-99.N Amended and Restated Rule 18F-3 Plan HTML 35K 24: EX-99.Q Power of Attorney Dated January 21, 2022 HTML 31K 30: R1 Document and Entity Information HTML 689K 31: R2 Risk/Return Detail Data- The Hartford Capital HTML 293K Appreciation Fund 32: R3 Risk/Return Detail Data- Hartford Core Equity Fund HTML 288K 33: R4 Risk/Return Detail Data- The Hartford Dividend and HTML 311K Growth Fund 34: R5 Risk/Return Detail Data- The Hartford Equity HTML 294K Income Fund 35: R6 Risk/Return Detail Data- The Hartford Healthcare HTML 297K Fund 36: R7 Risk/Return Detail Data- The Hartford MidCap Fund HTML 305K 37: R8 Risk/Return Detail Data- The Hartford MidCap Value HTML 283K Fund 38: R9 Risk/Return Detail Data- Hartford Small Cap Value HTML 309K Fund 39: R10 Risk/Return Detail Data- The Hartford Small HTML 294K Company Fund 40: R11 Risk/Return Detail Data- The Hartford Emerging HTML 315K Markets Local Debt Fund 41: R12 Risk/Return Detail Data- The Hartford Floating HTML 319K Rate Fund 42: R13 Risk/Return Detail Data- The Hartford Floating HTML 324K Rate High Income Fund 43: R14 Risk/Return Detail Data- The Hartford High Yield HTML 317K Fund 44: R15 Risk/Return Detail Data- The Hartford Inflation HTML 300K Plus Fund 45: R16 Risk/Return Detail Data- The Hartford Municipal HTML 262K Opportunities Fund 46: R17 Risk/Return Detail Data- Hartford Municipal Short HTML 254K Duration Fund 47: R18 Risk/Return Detail Data- The Hartford Short HTML 314K Duration Fund 48: R19 Risk/Return Detail Data- The Hartford Strategic HTML 318K Income Fund 49: R20 Risk/Return Detail Data- Hartford Sustainable HTML 259K Municipal Bond Fund 50: R21 Risk/Return Detail Data- The Hartford Total Return HTML 314K Bond Fund 51: R22 Risk/Return Detail Data- The Hartford World Bond HTML 324K Fund 52: R23 Risk/Return Detail Data- Hartford Climate HTML 304K Opportunities Fund 53: R24 Risk/Return Detail Data- Hartford Emerging Markets HTML 317K Equity Fund 54: R25 Risk/Return Detail Data- Hartford Global Impact HTML 293K Fund 55: R26 Risk/Return Detail Data- Hartford International HTML 297K Equity Fund 56: R27 Risk/Return Detail Data- The Hartford HTML 316K International Growth Fund 57: R28 Risk/Return Detail Data- The Hartford HTML 312K International Opportunities Fund 58: R29 Risk/Return Detail Data- The Hartford HTML 315K International Value Fund 59: R30 Risk/Return Detail Data- The Hartford Balanced HTML 310K Income Fund 60: R31 Risk/Return Detail Data- Hartford AARP Balanced HTML 337K Retirement Fund 61: R32 Risk/Return Detail Data- The Hartford Global Real HTML 361K Asset Fund 62: R33 Risk/Return Detail Data- Hartford Multi-Asset HTML 321K Income Fund 63: R34 Risk/Return Detail Data- The Hartford Checks and HTML 296K Balances Fund 64: R35 Risk/Return Detail Data- The Hartford Conservative HTML 301K Allocation Fund 65: R36 Risk/Return Detail Data- Hartford Moderate HTML 297K Allocation Fund 66: R37 Risk/Return Detail Data- The Hartford Growth HTML 297K Allocation Fund 67: R38 Risk/Return Detail Data HTML 27K 70: XML IDEA XML File -- Filing Summary XML 109K 68: XML XBRL Instance -- d306651d485bpos_htm XML 6.54M 69: EXCEL IDEA Workbook of Financial Reports XLSX 5K 26: EX-101.CAL XBRL Calculations -- hf-20220228_cal XML 32K 27: 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Articles Supplementary dated March 25, 2021 |
THE HARTFORD MUTUAL FUNDS, INC.
ARTICLES SUPPLEMENTARY
THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:
FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Corporation (the “Board of Directors”) by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 150,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and classes set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such classes of Common Stock as set forth in the Charter:
Series
|
Class | Additional Shares | ||
The Hartford Municipal Opportunities Fund |
Class F | 50,000,000 | ||
The Hartford Strategic Income Fund |
Class F | 50,000,000 | ||
The Hartford Strategic Income Fund |
Class I | 50,000,000 |
SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 5,325,000,000 are shares of Common Stock without further classification or designation and 44,535,000,000 are shares of Common Stock classified and designated as follows:
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
Hartford AARP Balanced Retirement Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford Balanced Income Fund |
||||||||||
Class A |
500,000,000 | |||||||||
Class B |
200,000,000 | |||||||||
Class C |
400,000,000 | |||||||||
Class F |
200,000,000 | |||||||||
Class I |
450,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
200,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 | |||||||||
The Hartford Capital Appreciation Fund |
||||||||||
Class A |
570,000,000 | |||||||||
Class B |
175,000,000 | |||||||||
Class C |
220,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
400,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 |
- 2 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Checks and Balances Fund |
||||||||||
Class A |
400,000,000 | |||||||||
Class B |
200,000,000 | |||||||||
Class C |
200,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
Hartford Climate Opportunities Fund |
||||||||||
Class A |
13,000,000 | |||||||||
Class C |
13,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
20,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
20,000,000 | |||||||||
Class R3 |
13,000,000 | |||||||||
Class R4 |
13,000,000 | |||||||||
Class R5 |
13,000,000 | |||||||||
Class R6 |
20,000,000 | |||||||||
The Hartford Conservative Allocation Fund |
||||||||||
Class A |
100,000,000 | |||||||||
Class B |
50,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 3 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
Hartford Core Equity Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
150,000,000 | |||||||||
Class I |
200,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 | |||||||||
The Hartford Dividend and Growth Fund |
||||||||||
Class A |
325,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
200,000,000 | |||||||||
Class I |
200,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
200,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 | |||||||||
Hartford Emerging Markets Equity Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
200,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 4 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Emerging Markets Local Debt Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford Equity Income Fund |
||||||||||
Class A |
175,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
100,000,000 | |||||||||
Class I |
100,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 | |||||||||
The Hartford Floating Rate Fund |
||||||||||
Class A |
800,000,000 | |||||||||
Class B |
200,000,000 | |||||||||
Class C |
800,000,000 | |||||||||
Class F |
200,000,000 | |||||||||
Class I |
1,000,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
250,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 5 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Floating Rate High Income Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
100,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford Global All-Asset Fund |
||||||||||
Class A |
250,000,000 | |||||||||
Class C |
150,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
100,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
Hartford Global Capital Appreciation Fund |
||||||||||
Class A |
200,000,000 | |||||||||
Class B |
200,000,000 | |||||||||
Class C |
200,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
200,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 6 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||
Hartford Global Equity Income Fund |
||||||||
Class A |
200,000,000 | |||||||
Class B |
200,000,000 | |||||||
Class C |
200,000,000 | |||||||
Class F |
50,000,000 | |||||||
Class I |
50,000,000 | |||||||
Class T |
50,000,000 | |||||||
Class Y |
100,000,000 |
|
||||||
Class R3 |
50,000,000 | |||||||
Class R4 |
50,000,000 | |||||||
Class R5 |
50,000,000 | |||||||
Class R6 |
10,000,000 | |||||||
Hartford Global Impact Fund |
||||||||
Class A |
63,000,000 | |||||||
Class C |
13,000,000 | |||||||
Class F |
50,000,000 | |||||||
Class I |
20,000,000 | |||||||
Class T |
50,000,000 | |||||||
Class Y |
20,000,000 | |||||||
Class R3 |
13,000,000 | |||||||
Class R4 |
13,000,000 | |||||||
Class R5 |
13,000,000 | |||||||
Class R6 |
20,000,000 | |||||||
The Hartford Global Real Asset Fund |
||||||||
Class A |
125,000,000 | |||||||
Class C |
75,000,000 | |||||||
Class F |
50,000,000 | |||||||
Class I |
100,000,000 | |||||||
Class T |
50,000,000 | |||||||
Class Y |
200,000,000 | |||||||
Class R3 |
50,000,000 | |||||||
Class R4 |
50,000,000 | |||||||
Class R5 |
50,000,000 | |||||||
Class R6 |
10,000,000 |
- 7 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Growth Allocation Fund |
||||||||||
Class A |
100,000,000 | |||||||||
Class B |
50,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford Healthcare Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford High Yield Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 8 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Inflation Plus Fund |
||||||||||
Class A |
5,660,000,000 | |||||||||
Class B |
105,000,000 | |||||||||
Class C |
180,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
Hartford International Equity Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
60,000,000 | |||||||||
The Hartford International Growth Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 9 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford International Opportunities Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
100,000,000 | |||||||||
Class I |
100,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
200,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
100,000,000 | |||||||||
The Hartford International Small Company Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford International Value Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
150,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
120,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
60,000,000 |
- 10 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
Hartford Long/Short Global Equity Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
The Hartford MidCap Fund |
||||||||||
Class A |
225,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
110,000,000 | |||||||||
Class F |
120,000,000 | |||||||||
Class I |
300,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
100,000,000 | |||||||||
The Hartford MidCap Value Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 11 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
Hartford Moderate Allocation Fund |
||||||||||
Class A |
100,000,000 | |||||||||
Class B |
50,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
Hartford Multi-Asset Income and Growth Fund |
||||||||||
Class A |
375,000,000 | |||||||||
Class B |
175,000,000 | |||||||||
Class C |
110,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
Hartford Municipal Income Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 |
- 12 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Municipal Opportunities Fund |
||||||||||
Class A |
200,000,000 | |||||||||
Class B |
200,000,000 | |||||||||
Class C |
200,000,000 | |||||||||
Class F |
100,000,000 | |||||||||
Class I |
150,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
20,000,000 | |||||||||
Hartford Municipal Short Duration Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
The Hartford Quality Bond Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 13 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
Hartford Real Total Return Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford Short Duration Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
200,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
Hartford Small Cap Value Fund |
||||||||||
Class A |
200,000,000 | |||||||||
Class B |
200,000,000 | |||||||||
Class C |
200,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
200,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 |
- 14 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Small Company Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 | |||||||||
The Hartford Strategic Income Fund |
||||||||||
Class A |
200,000,000 | |||||||||
Class B |
200,000,000 | |||||||||
Class C |
200,000,000 | |||||||||
Class F |
100,000,000 | |||||||||
Class I |
300,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
100,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 | |||||||||
The Hartford Total Return Bond Fund |
||||||||||
Class A |
175,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
200,000,000 | |||||||||
Class I |
100,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
400,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 | |||||||||
- 15 -
SERIES AND CLASS
|
NUMBER OF SHARES | |||||||||
The Hartford Unconstrained Bond Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class B |
75,000,000 | |||||||||
Class C |
50,000,000 | |||||||||
Class F |
50,000,000 | |||||||||
Class I |
50,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
50,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
10,000,000 | |||||||||
The Hartford World Bond Fund |
||||||||||
Class A |
125,000,000 | |||||||||
Class C |
75,000,000 | |||||||||
Class F |
350,000,000 | |||||||||
Class I |
600,000,000 | |||||||||
Class T |
50,000,000 | |||||||||
Class Y |
150,000,000 | |||||||||
Class R3 |
50,000,000 | |||||||||
Class R4 |
50,000,000 | |||||||||
Class R5 |
50,000,000 | |||||||||
Class R6 |
50,000,000 |
- 16 -
THIRD: The shares of Common Stock described in Article FIRST above have been classified by the Board of Directors under the authority contained in the Charter.
FOURTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.
FIFTH: The undersigned Vice President of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned Vice President acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.
- 17 -
IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Secretary as of the 25th day of March 2021.
ATTEST: |
THE HARTFORD MUTUAL FUNDS, INC. | |||||
|
By: |
/s/ Walter F. Garger | ||||
Secretary |
Walter F. Garger Vice President |
- 18 -