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Hartford Mutual Funds Inc./CT, et al. – ‘485BPOS’ on 2/28/23 – ‘EX-99.M(II)’

On:  Tuesday, 2/28/23, at 4:08pm ET   ·   Effective:  2/28/23   ·   Accession #:  1193125-23-53813   ·   File #s:  333-02381, 811-07589

Previous ‘485BPOS’:  ‘485BPOS’ on 6/22/22   ·   Next:  ‘485BPOS’ on 2/27/24   ·   Latest:  ‘485BPOS’ on 2/28/24   ·   39 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/23  Hartford Mutual Funds Inc./CT     485BPOS     2/28/23   63:57M                                    Donnelley … Solutions/FA
          → Hartford AARP Balanced Retirement Fund ⇒ Class A (HAFAX) — Class C (HAICX) — Class F (HAFDX) — Class I (HAFIX) — Class R3 (HAFRX) — Class R4 (HAFSX) — Class R5 (HAFTX) — Class R6 (HAFVX) — Class Y (HAFYX)
          → Hartford Climate Opportunities Fund ⇒ Class A (HEOMX) — Class C (HEONX) — Class F (HEOFX) — Class I (HEOIX) — Class R3 (HEORX) — Class R4 (HEOSX) — Class R5 (HEOTX) — Class R6 (HEOVX) — Class Y (HEOYX)
          → Hartford Core Equity Fund ⇒ Class A (HAIAX) — Class C (HGICX) — Class F (HGIFX) — Class I (HGIIX) — Class R3 (HGIRX) — Class R4 (HGISX) — Class R5 (HGITX) — Class R6 (HAITX) — Class Y (HGIYX)
          → Hartford Dynamic Bond Fund ⇒ Class A (HDBAX) — Class C (HDBCX) — Class F (HDBFX) — Class I (HDBIX) — Class R5 (HDBRX) — Class R6 (HDBSX) — Class Y (HDBYX)
          → Hartford Emerging Markets Equity Fund ⇒ Class A (HERAX) — Class C (HERCX) — Class F (HERFX) — Class I (HERIX) — Class R3 (HERRX) — Class R4 (HERSX) — Class R5 (HERTX) — Class R6 (HERVX) — Class Y (HERYX)
          → Hartford Global Impact Fund ⇒ Class A (HGXAX) — Class C (HGXCX) — Class F (HGXFX) — Class I (HGXIX) — Class R3 (HGXRX) — Class R4 (HGXSX) — Class R5 (HGXTX) — Class R6 (HGXVX) — Class Y (HGXYX)
          → Hartford International Equity Fund ⇒ Class A (HDVAX) — Class C (HDVCX) — Class F (HDVFX) — Class I (HDVIX) — Class R3 (HDVRX) — Class R4 (HDVSX) — Class R5 (HDVTX) — Class R6 (HDVVX) — Class Y (HDVYX)
          → Hartford Low Duration High Income Fund ⇒ Class A (HFHAX) — Class C (HFHCX) — Class F (HFHFX) — Class I (HFHIX) — Class R3 (HFHRX) — Class R4 (HFHSX) — Class R5 (HFHTX) — Class Y (HFHYX)
          → Hartford Moderate Allocation Fund ⇒ Class A (HBAAX) — Class C (HBACX) — Class F (HBADX) — Class I (HBAIX) — Class R3 (HBARX) — Class R4 (HBASX) — Class R5 (HBATX)
          → Hartford Multi-Asset Income Fund ⇒ Class A (ITTAX) — Class C (HAFCX) — Class F (ITTFX) — Class I (ITTIX) — Class R3 (ITTRX) — Class R4 (ITTSX) — Class R5 (ITTTX) — Class R6 (ITTVX) — Class Y (IHAYX)
          → Hartford Municipal Short Duration Fund ⇒ Class A (HMJAX) — Class C (HMJCX) — Class F (HMJFX) — Class I (HMJIX)
          → Hartford Real Asset Fund ⇒ Class A (HRLAX) — Class C (HRLCX) — Class F (HRLFX) — Class I (HRLIX) — Class R3 (HRLRX) — Class R4 (HRLSX) — Class R5 (HRLTX) — Class R6 (HRLZX) — Class Y (HRLYX)
          → Hartford Small Cap Value Fund ⇒ Class A (HSMAX) — Class C (HTSCX) — Class F (HSMFX) — Class I (HSEIX) — Class R3 (HSMRX) — Class R4 (HSMSX) — Class R5 (HSMTX) — Class R6 (HSMVX) — Class Y (HSMYX)
          → Hartford Sustainable Municipal Bond Fund ⇒ Class A (HMKAX) — Class C (HMKCX) — Class F (HMKFX) — Class I (HMKIX)
          → The Hartford Balanced Income Fund ⇒ Class A (HBLAX) — Class C (HBLCX) — Class F (HBLFX) — Class I (HBLIX) — Class R3 (HBLRX) — Class R4 (HBLSX) — Class R5 (HBLTX) — Class R6 (HBLVX) — Class Y (HBLYX)
          → The Hartford Capital Appreciation Fund ⇒ Class A (ITHAX) — Class C (HCACX) — Class F (HCAFX) — Class I (ITHIX) — Class R3 (ITHRX) — Class R4 (ITHSX) — Class R5 (ITHTX) — Class R6 (ITHVX) — Class Y (HCAYX)
          → The Hartford Checks & Balances Fund ⇒ Class A (HCKAX) — Class C (HCKCX) — Class F (HCKFX) — Class I (HCKIX) — Class R3 (HCKRX) — Class R4 (HCKSX) — Class R5 (HCKTX)
          → The Hartford Conservative Allocation Fund ⇒ Class A (HCVAX) — Class C (HCVCX) — Class F (HCVFX) — Class I (HCVIX) — Class R3 (HCVRX) — Class R4 (HCVSX) — Class R5 (HCVTX)
          → The Hartford Dividend & Growth Fund ⇒ Class A (IHGIX) — Class C (HDGCX) — Class F (HDGFX) — Class I (HDGIX) — Class R3 (HDGRX) — Class R4 (HDGSX) — Class R5 (HDGTX) — Class R6 (HDGVX) — Class Y (HDGYX)
          → The Hartford Emerging Markets Local Debt Fund ⇒ Class A (HLDAX) — Class C (HLDCX) — Class F (HLDFX) — Class I (HLDIX) — Class R3 (HLDRX) — Class R4 (HLDSX) — Class R5 (HLDTX) — Class Y (HLDYX)
          → The Hartford Equity Income Fund ⇒ Class A (HQIAX) — Class C (HQICX) — Class F (HQIFX) — Class I (HQIIX) — Class R3 (HQIRX) — Class R4 (HQISX) — Class R5 (HQITX) — Class R6 (HQIVX) — Class Y (HQIYX)
          → The Hartford Floating Rate Fund ⇒ Class A (HFLAX) — Class C (HFLCX) — Class F (HFLFX) — Class I (HFLIX) — Class R3 (HFLRX) — Class R4 (HFLSX) — Class R5 (HFLTX) — Class Y (HFLYX)
          → The Hartford Growth Allocation Fund ⇒ Class A (HRAAX) — Class C (HRACX) — Class F (HRAFX) — Class I (HRAIX) — Class R3 (HRARX) — Class R4 (HRASX) — Class R5 (HRATX)
          → The Hartford Healthcare Fund ⇒ Class A (HGHAX) — Class C (HGHCX) — Class F (HGHFX) — Class I (HGHIX) — Class R3 (HGHRX) — Class R4 (HGHSX) — Class R5 (HGHTX) — Class R6 (HGHVX) — Class Y (HGHYX)
          → The Hartford High Yield Fund ⇒ Class A (HAHAX) — Class C (HAHCX) — Class F (HAHFX) — Class I (HAHIX) — Class R3 (HAHRX) — Class R4 (HAHSX) — Class R5 (HAHTX) — Class R6 (HAHVX) — Class Y (HAHYX)
          → The Hartford Inflation Plus Fund ⇒ Class A (HIPAX) — Class C (HIPCX) — Class F (HIPFX) — Class I (HIPIX) — Class R3 (HIPRX) — Class R4 (HIPSX) — Class R5 (HIPTX) — Class Y (HIPYX)
          → The Hartford International Growth Fund ⇒ Class A (HNCAX) — Class C (HNCCX) — Class F (HNCFX) — Class I (HNCJX) — Class R3 (HNCRX) — Class R4 (HNCSX) — Class R5 (HNCTX) — Class R6 (HNCUX) — Class Y (HNCYX)
          → The Hartford International Opportunities Fund ⇒ Class A (IHOAX) — Class C (HIOCX) — Class F (IHOFX) — Class I (IHOIX) — Class R3 (IHORX) — Class R4 (IHOSX) — Class R5 (IHOTX) — Class R6 (IHOVX) — Class Y (HAOYX)
          → The Hartford International Value Fund ⇒ Class A (HILAX) — Class C (HILCX) — Class F (HILDX) — Class I (HILIX) — Class R3 (HILRX) — Class R4 (HILSX) — Class R5 (HILTX) — Class R6 (HILUX) — Class Y (HILYX)
          → The Hartford Midcap Fund ⇒ Class A (HFMCX) — Class C (HMDCX) — Class F (HMDFX) — Class I (HFMIX) — Class R3 (HFMRX) — Class R4 (HFMSX) — Class R5 (HFMTX) — Class R6 (HFMVX) — Class Y (HMDYX)
          → The Hartford Midcap Value Fund ⇒ Class A (HMVAX) — Class C (HMVCX) — Class F (HMVFX) — Class I (HMVJX) — Class R3 (HMVRX) — Class R4 (HMVSX) — Class R5 (HMVTX) — Class R6 (HMVUX) — Class Y (HMVYX)
          → The Hartford Municipal Opportunities Fund ⇒ Class A (HHMAX) — Class C (HHMCX) — Class F (HHMFX) — Class I (HHMIX) — Class Y (HHMYX)
          → The Hartford Short Duration Fund ⇒ Class A (HSDAX) — Class C (HSDCX) — Class F (HSDFX) — Class I (HSDIX) — Class R3 (HSDRX) — Class R4 (HSDSX) — Class R5 (HSDTX) — Class R6 (HSDVX) — Class Y (HSDYX)
          → The Hartford Small Co. Fund ⇒ Class A (IHSAX) — Class C (HSMCX) — Class F (IHSFX) — Class I (IHSIX) — Class R3 (IHSRX) — Class R4 (IHSSX) — Class R5 (IHSUX) — Class R6 (IHSVX) — Class Y (HSCYX)
          → The Hartford Strategic Income Fund ⇒ Class A (HSNAX) — Class C (HSNCX) — Class F (HSNFX) — Class I (HSNIX) — Class R3 (HSNRX) — Class R4 (HSNSX) — Class R5 (HSNTX) — Class R6 (HSNVX) — Class Y (HSNYX)
          → The Hartford Total Return Bond Fund ⇒ Class A (ITBAX) — Class C (HABCX) — Class F (ITBFX) — Class I (ITBIX) — Class R3 (ITBRX) — Class R4 (ITBUX) — Class R5 (ITBTX) — Class R6 (ITBVX) — Class Y (HABYX)
          → The Hartford World Bond Fund ⇒ Class A (HWDAX) — Class C (HWDCX) — Class F (HWDFX) — Class I (HWDIX) — Class R3 (HWDRX) — Class R4 (HWDSX) — Class R5 (HWDTX) — Class R6 (HWDVX) — Class Y (HWDYX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Hartford Mutual Funds Inc/Ct                        HTML  28.60M 
 3: EX-99.A(LIX)  Articles Supplementary Dated October 20, 2022     HTML    393K 
 2: EX-99.A(LVIII)  Certificate of Correction Dated October 18,     HTML     28K 
                2022                                                             
 4: EX-99.A(LX)  Articles Supplementary Dated February 1, 2023      HTML    403K 
 5: EX-99.A(LXI)  Certificate of Correction Dated February 1, 2023  HTML     36K 
 6: EX-99.E(II)  Form of Selling Agreement                          HTML    158K 
 7: EX-99.H(I)C  Amendment No. 3 to Amended and Restated Transfer   HTML     36K 
                Agency and Service Agreement                                     
 8: EX-99.H(IV)  Amended and Restated Expense Limitation Agreement  HTML     90K 
 9: EX-99.H(V)B  Ninth Amendment to Global Securities Lending       HTML     43K 
                Agency Agreement D. Nov.18, 2021                                 
10: EX-99.I     Opinion and Consent of Counsel                      HTML     31K 
11: EX-99.J     Consents of Independent Registered Public           HTML     23K 
                Accounting Firm                                                  
12: EX-99.M(II)  Amendment to the Amended and Restated              HTML    169K 
                Distribution Plan                                                
13: EX-99.N     Amended and Restated Rule 18F-3 Plan                HTML     30K 
14: EX-99.P(V)  Schroders Group Personal Account Dealing Policy     HTML    276K 
15: EX-99.Q     Power of Attorney Dated February 16, 2023           HTML     31K 
21: R1          Document and Entity Information                     HTML    698K 
22: R2          Risk/Return Detail Data- The Hartford Capital       HTML    290K 
                Appreciation Fund                                                
23: R3          Risk/Return Detail Data- Hartford Core Equity Fund  HTML    284K 
24: R4          Risk/Return Detail Data- The Hartford Dividend and  HTML    310K 
                Growth Fund                                                      
25: R5          Risk/Return Detail Data- The Hartford Equity        HTML    292K 
                Income Fund                                                      
26: R6          Risk/Return Detail Data- The Hartford Healthcare    HTML    294K 
                Fund                                                             
27: R7          Risk/Return Detail Data- The Hartford MidCap Fund   HTML    287K 
28: R8          Risk/Return Detail Data- The Hartford MidCap Value  HTML    288K 
                Fund                                                             
29: R9          Risk/Return Detail Data- Hartford Small Cap Value   HTML    305K 
                Fund                                                             
30: R10         Risk/Return Detail Data- The Hartford Small         HTML    292K 
                Company Fund                                                     
31: R11         Risk/Return Detail Data- Hartford Dynamic Bond      HTML    191K 
                Fund                                                             
32: R12         Risk/Return Detail Data- The Hartford Emerging      HTML    315K 
                Markets Local Debt Fund                                          
33: R13         Risk/Return Detail Data- The Hartford Floating      HTML    317K 
                Rate Fund                                                        
34: R14         Risk/Return Detail Data- The Hartford Floating      HTML    323K 
                Rate High Income Fund                                            
35: R15         Risk/Return Detail Data- The Hartford High Yield    HTML    316K 
                Fund                                                             
36: R16         Risk/Return Detail Data- The Hartford Inflation     HTML    311K 
                Plus Fund                                                        
37: R17         Risk/Return Detail Data- The Hartford Municipal     HTML    260K 
                Opportunities Fund                                               
38: R18         Risk/Return Detail Data- Hartford Municipal Short   HTML    256K 
                Duration Fund                                                    
39: R19         Risk/Return Detail Data- The Hartford Short         HTML    310K 
                Duration Fund                                                    
40: R20         Risk/Return Detail Data- The Hartford Strategic     HTML    313K 
                Income Fund                                                      
41: R21         Risk/Return Detail Data- Hartford Sustainable       HTML    260K 
                Municipal Bond Fund                                              
42: R22         Risk/Return Detail Data- The Hartford Total Return  HTML    312K 
                Bond Fund                                                        
43: R23         Risk/Return Detail Data- The Hartford World Bond    HTML    320K 
                Fund                                                             
44: R24         Risk/Return Detail Data- Hartford Climate           HTML    304K 
                Opportunities Fund                                               
45: R25         Risk/Return Detail Data- Hartford Emerging Markets  HTML    314K 
                Equity Fund                                                      
46: R26         Risk/Return Detail Data- Hartford Global Impact     HTML    296K 
                Fund                                                             
47: R27         Risk/Return Detail Data- Hartford International     HTML    294K 
                Equity Fund                                                      
48: R28         Risk/Return Detail Data- The Hartford               HTML    313K 
                International Growth Fund                                        
49: R29         Risk/Return Detail Data- The Hartford               HTML    318K 
                International Opportunities Fund                                 
50: R30         Risk/Return Detail Data- The Hartford               HTML    301K 
                International Value Fund                                         
51: R31         Risk/Return Detail Data- The Hartford Balanced      HTML    313K 
                Income Fund                                                      
52: R32         Risk/Return Detail Data- Hartford AARP Balanced     HTML    338K 
                Retirement Fund                                                  
53: R33         Risk/Return Detail Data- Hartford Multi-Asset       HTML    322K 
                Income Fund                                                      
54: R34         Risk/Return Detail Data- Hartford Real Asset Fund   HTML    354K 
55: R35         Risk/Return Detail Data- The Hartford Checks and    HTML    293K 
                Balances Fund                                                    
56: R36         Risk/Return Detail Data- The Hartford Conservative  HTML    297K 
                Allocation Fund                                                  
57: R37         Risk/Return Detail Data- Hartford Moderate          HTML    294K 
                Allocation Fund                                                  
58: R38         Risk/Return Detail Data- The Hartford Growth        HTML    294K 
                Allocation Fund                                                  
59: R39         Risk/Return Detail Data                             HTML     25K 
61: XML         IDEA XML File -- Filing Summary                      XML    151K 
60: XML         XBRL Instance -- d268944d485bpos_htm                 XML   6.72M 
17: EX-101.CAL  XBRL Calculations -- hf-20230228_cal                 XML     30K 
18: EX-101.DEF  XBRL Definitions -- hf-20230228_def                  XML   8.23M 
19: EX-101.LAB  XBRL Labels -- hf-20230228_lab                       XML   1.78M 
20: EX-101.PRE  XBRL Presentations -- hf-20230228_pre                XML   7.73M 
16: EX-101.SCH  XBRL Schema -- hf-20230228                           XSD    294K 
62: JSON        XBRL Instance as JSON Data -- MetaLinks              430±  1.21M 
63: ZIP         XBRL Zipped Folder -- 0001193125-23-053813-xbrl      Zip   4.29M

‘EX-99.M(II)’   —   Amendment to the Amended and Restated Distribution Plan

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

  Amendment to the Amended and Restated Distribution Plan  

AMENDMENT TO THE

AMENDED AND RESTATED DISTRIBUTION PLAN

This Amendment (the “Amendment”) to the Amended and Restated Distribution Plan, by and between Hartford Funds Distributors, LLC and The Hartford Mutual Funds, Inc. (the “Company”), on behalf of each series of the Company (each a “Fund” and together the “Funds”), and is effective as of June 7, 2022 (the “Effective Date”).

WHEREAS, the parties hereto have entered into certain terms and conditions under an Amended and Restated Distribution Plan dated as of August 2, 2006, as amended and restated August 3, 2021 (as amended, supplemented, restated or otherwise modified from time to time, the “Plan”); and

WHEREAS, the parties hereto wish to amend and restate the list of Funds described in and are the subject of the Plan to reflect adding a new Fund, Hartford Dynamic Bond Fund, a series of The Hartford Mutual Funds, Inc., as approved by the Board of Directors (the “Board”).

NOW THEREFORE, for good and adequate consideration, the receipt for which is hereby acknowledged, the parties hereto agree as follows:

 

  1.

The list of Funds described in and are the subject of the Plan is hereby deleted in its entirety and replaced with the following:

 

SERIES    CLASS    EFFECTIVE DATE
  Hartford AARP Balanced Retirement Fund    A    April 30, 2014
  Hartford AARP Balanced Retirement Fund    C    April 30, 2014
  Hartford AARP Balanced Retirement Fund    R3    April 30, 2014
  Hartford AARP Balanced Retirement Fund    R4    April 30, 2014
The Hartford Balanced Income Fund    A    May 10, 2006
The Hartford Balanced Income Fund    B    May 10, 2006
The Hartford Balanced Income Fund    C    May 10, 2006
The Hartford Balanced Income Fund    R3    May 28, 2010
The Hartford Balanced Income Fund    R4    May 28, 2010
The Hartford Balanced Income Fund    T    February 28, 2017
The Hartford Capital Appreciation Fund    A    July 22, 1996
The Hartford Capital Appreciation Fund    B    July 22, 1996
The Hartford Capital Appreciation Fund    C    July 31, 1998
The Hartford Capital Appreciation Fund    R3    December 15, 2006
The Hartford Capital Appreciation Fund    R4    December 15, 2006
The Hartford Capital Appreciation Fund    T    February 28, 2017
The Hartford Checks and Balances Fund    A    May 31, 2007
The Hartford Checks and Balances Fund    B    May 31, 2007
The Hartford Checks and Balances Fund    C    May 31, 2007
The Hartford Checks and Balances Fund    R3    August 29, 2008
The Hartford Checks and Balances Fund    R4    August 29, 2008
The Hartford Checks and Balances Fund    T    February 28, 2017
Hartford Climate Opportunities Fund    A    February 29, 2016
Hartford Climate Opportunities Fund    C    February 29, 2016
Hartford Climate Opportunities Fund    R3    February 29, 2016
Hartford Climate Opportunities Fund    R4    February 29, 2016
The Hartford Conservative Allocation Fund    A    May 19, 2004

SERIES    CLASS    EFFECTIVE DATE
The Hartford Conservative Allocation Fund    B    May 19, 2004
The Hartford Conservative Allocation Fund    C    May 19, 2004
The Hartford Conservative Allocation Fund    R3    December 15, 2006
The Hartford Conservative Allocation Fund    R4    December 15, 2006
The Hartford Conservative Allocation Fund    T    February 28, 2017
Hartford Core Equity Fund    A    April 30, 1998
Hartford Core Equity Fund    B    April 30, 1998
Hartford Core Equity Fund    C    July 31, 1998
Hartford Core Equity Fund    R3    December 15, 2006
Hartford Core Equity Fund    R4    December 15, 2006
Hartford Core Equity Fund    T    February 28, 2017
The Hartford Dividend and Growth Fund    A    July 22, 1996
The Hartford Dividend and Growth Fund    B    July 22, 1996
The Hartford Dividend and Growth Fund    C    July 31, 1998
The Hartford Dividend and Growth Fund    R3    December 15, 2006
The Hartford Dividend and Growth Fund    R4    December 15, 2006
Hartford Dynamic Bond Fund    A    June 7, 2022
Hartford Dynamic Bond Fund    C    June 7, 2022
The Hartford Dividend and Growth Fund    T    February 28, 2017
Hartford Emerging Markets Equity Fund    A    May 31, 2011
Hartford Emerging Markets Equity Fund    B    May 31, 2011
Hartford Emerging Markets Equity Fund    C    May 31, 2011
Hartford Emerging Markets Equity Fund    R3    May 31, 2011
Hartford Emerging Markets Equity Fund    R4    May 31, 2011
Hartford Emerging Markets Equity Fund    T    February 28, 2017
The Hartford Emerging Markets Local Debt Fund    A    May 31, 2011
The Hartford Emerging Markets Local Debt Fund    B    May 31, 2011
The Hartford Emerging Markets Local Debt Fund    C    May 31, 2011
The Hartford Emerging Markets Local Debt Fund    R3    May 31, 2011
The Hartford Emerging Markets Local Debt Fund    R4    May 31, 2011
The Hartford Emerging Markets Local Debt Fund    T    February 28, 2017
The Hartford Equity Income Fund    A    August 28, 2003
The Hartford Equity Income Fund    B    August 28, 2003
The Hartford Equity Income Fund    C    August 28, 2003
The Hartford Equity Income Fund    R3    December 15, 2006
The Hartford Equity Income Fund    R4    December 15, 2006
The Hartford Equity Income Fund    T    February 28, 2017
The Hartford Floating Rate Fund    A    April 29, 2005
The Hartford Floating Rate Fund    B    April 29, 2005
The Hartford Floating Rate Fund    C    April 29, 2005
The Hartford Floating Rate Fund    R3    December 15, 2006
The Hartford Floating Rate Fund    R4    December 15, 2006
The Hartford Floating Rate Fund    T    February 28, 2017
The Hartford Floating Rate High Income Fund    A    September 30, 2011
The Hartford Floating Rate High Income Fund    C    September 30, 2011
The Hartford Floating Rate High Income Fund    R3    September 30, 2011

SERIES    CLASS    EFFECTIVE DATE
The Hartford Floating Rate High Income Fund    R4    September 30, 2011
The Hartford Floating Rate High Income Fund    T    February 28, 2017
Hartford Global Impact Fund    A    February 28, 2017
Hartford Global Impact Fund    C    February 28, 2017
Hartford Global Impact Fund    R3    February 28, 2017
Hartford Global Impact Fund    R4    February 28, 2017
Hartford Global Impact Fund    T    February 28, 2017
The Hartford Global Real Asset Fund    A    May 28, 2010
The Hartford Global Real Asset Fund    C    May 28, 2010
The Hartford Global Real Asset Fund    R3    May 28, 2010
The Hartford Global Real Asset Fund    R4    May 28, 2010
The Hartford Global Real Asset Fund    T    February 28, 2017
The Hartford Growth Allocation Fund    A    May 19, 2004
The Hartford Growth Allocation Fund    B    May 19, 2004
The Hartford Growth Allocation Fund    C    May 19, 2004
The Hartford Growth Allocation Fund    R3    December 15, 2006
The Hartford Growth Allocation Fund    R4    December 15, 2006
The Hartford Growth Allocation Fund    T    February 28, 2017
The Hartford Healthcare Fund    A    April 27, 2000
The Hartford Healthcare Fund    B    April 27, 2000
The Hartford Healthcare Fund    C    April 27, 2000
The Hartford Healthcare Fund    R3    December 15, 2006
The Hartford Healthcare Fund    R4    December 15, 2006
The Hartford Healthcare Fund    T    February 28, 2017
The Hartford High Yield Fund    A    September 30, 1998
The Hartford High Yield Fund    B    September 30, 1998
The Hartford High Yield Fund    C    September 30, 1998
The Hartford High Yield Fund    R3    December 15, 2006
The Hartford High Yield Fund    R4    December 15, 2006
The Hartford High Yield Fund    T    February 28, 2017
The Hartford Inflation Plus Fund    A    October 31, 2002
The Hartford Inflation Plus Fund    B    October 31, 2002
The Hartford Inflation Plus Fund    C    October 31, 2002
The Hartford Inflation Plus Fund    R3    December 15, 2006
The Hartford Inflation Plus Fund    R4    December 15, 2006
The Hartford Inflation Plus Fund    T    February 28, 2017
Hartford International Equity Fund    A    June 30, 2008
Hartford International Equity Fund    B    June 30, 2008
Hartford International Equity Fund    C    June 30, 2008
Hartford International Equity Fund    R3    June 30, 2008
Hartford International Equity Fund    R4    June 30, 2008
Hartford International Equity Fund    T    February 28, 2017
The Hartford International Growth Fund    A    April 30, 2001
The Hartford International Growth Fund    B    April 30, 2001
The Hartford International Growth Fund    C    April 30, 2001
The Hartford International Growth Fund    R3    December 15, 2006
The Hartford International Growth Fund    R4    December 15, 2006
The Hartford International Growth Fund    T    February 28, 2017
The Hartford International Opportunities Fund    A    July 22, 1996
The Hartford International Opportunities Fund    B    July 22, 1996
The Hartford International Opportunities Fund    C    July 31, 1998
The Hartford International Opportunities Fund    R3    December 15, 2006

SERIES    CLASS    EFFECTIVE DATE
The Hartford International Opportunities Fund    R4    December 15, 2006
The Hartford International Opportunities Fund    T    February 28, 2017
The Hartford International Value Fund    A    May 28, 2010
The Hartford International Value Fund    C    May 28, 2010
The Hartford International Value Fund    R3    May 28, 2010
The Hartford International Value Fund    R4    May 28, 2010
The Hartford International Value Fund    T    February 28, 2017
The Hartford MidCap Fund    A    July 22, 1996
The Hartford MidCap Fund    B    July 22, 1996
The Hartford MidCap Fund    C    July 31, 1998
The Hartford MidCap Fund    R3    May 31, 2009
The Hartford MidCap Fund    R4    May 31, 2009
The Hartford MidCap Fund    T    February 28, 2017
The Hartford MidCap Value Fund    A    April 30, 2001
The Hartford MidCap Value Fund    B    April 30, 2001
The Hartford MidCap Value Fund    C    April 30, 2001
The Hartford MidCap Value Fund    R3    May 28, 2010
The Hartford MidCap Value Fund    R4    May 28, 2010
The Hartford MidCap Value Fund    T    February 28, 2017
Hartford Moderate Allocation Fund    A    May 19, 2004
Hartford Moderate Allocation Fund    B    May 19, 2004
Hartford Moderate Allocation Fund    C    May 19, 2004
Hartford Moderate Allocation Fund    R3    December 15, 2006
Hartford Moderate Allocation Fund    R4    December 15, 2006
Hartford Moderate Allocation Fund    T    February 28, 2017
Hartford Multi-Asset-Income Fund    A    July 22, 1996
Hartford Multi-Asset-Income Fund    B    July 22, 1996
Hartford Multi-Asset-Income Fund    C    July 31, 1998
Hartford Multi-Asset-Income Fund    R3    December 15, 2006
Hartford Multi-Asset-Income Fund    R4    December 15, 2006
Hartford Multi-Asset-Income Fund    T    February 28, 2017
The Hartford Municipal Opportunities Fund    A    May 31, 2007
The Hartford Municipal Opportunities Fund    B    May 31, 2007
The Hartford Municipal Opportunities Fund    C    May 31, 2007
The Hartford Municipal Opportunities Fund    T    February 28, 2017
Hartford Municipal Short Duration Fund    A    May 29, 2015
Hartford Municipal Short Duration Fund    C    May 29, 2015
Hartford Municipal Short Duration Fund    T    February 28, 2017
The Hartford Short Duration Fund    A    October 31, 2002
The Hartford Short Duration Fund    B    October 31, 2002
The Hartford Short Duration Fund    C    October 31, 2002
The Hartford Short Duration Fund    R3    September 30, 2011
The Hartford Short Duration Fund    R4    September 30, 2011
The Hartford Short Duration Fund    T    February 28, 2017
Hartford Small Cap Value Fund    A    January 1, 2005
Hartford Small Cap Value Fund    B    January 1, 2005
Hartford Small Cap Value Fund    C    January 1, 2005
Hartford Small Cap Value Fund    R3    September 30, 2011
Hartford Small Cap Value Fund    R4    September 30, 2011
Hartford Small Cap Value Fund    T    February 28, 2017
The Hartford Small Company Fund    A    July 22, 1996
The Hartford Small Company Fund    B    July 22, 1996

SERIES    CLASS    EFFECTIVE DATE
The Hartford Small Company Fund    C    July 31, 1998
The Hartford Small Company Fund    R3    August 2, 2006
The Hartford Small Company Fund    R4    August 2, 2006
The Hartford Small Company Fund    T    February 28, 2017
The Hartford Strategic Income Fund    A    May 31, 2007
The Hartford Strategic Income Fund    B    May 31, 2007
The Hartford Strategic Income Fund    C    May 31, 2007
The Hartford Strategic Income Fund    R3    September 30, 2011
The Hartford Strategic Income Fund    R4    September 30, 2011
The Hartford Strategic Income Fund    T    February 28, 2017
Hartford Sustainable Municipal Bond Fund    A    May 29, 2015
Hartford Sustainable Municipal Bond Fund    C    May 29, 2015
The Hartford Total Return Bond Fund    A    July 22, 1996
The Hartford Total Return Bond Fund    B    July 22, 1996
The Hartford Total Return Bond Fund    C    July 31, 1999
The Hartford Total Return Bond Fund    R3    December 15, 2006
The Hartford Total Return Bond Fund    R4    December 15, 2006
The Hartford Total Return Bond Fund    T    February 28, 2017
The Hartford World Bond Fund    A    May 31, 2011
The Hartford World Bond Fund    B    May 31, 2011
The Hartford World Bond Fund    C    May 31, 2011
The Hartford World Bond Fund    R3    May 31, 2011
The Hartford World Bond Fund    R4    May 31, 2011
The Hartford World Bond Fund    T    February 28, 2017

 

  2.

The changes to the Plan reflected in this Amendment shall become effective as of the Effective Date.

 

  3.

Except as amended by this Amendment and any previous amendment, the terms of the Plan remain unchanged and may be further modified only by mutual written agreement of the parties and the approval of the Board.

 

  4.

This Amendment may be executed by the parties hereto on any number of counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same amendment.

[Signatures follow on next page]

IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date first written above.

 

THE HARTFORD MUTUAL FUNDS, INC.
By: /s/ Thomas R. Phillips
Name: Thomas R. Phillips
Title: Secretary and Vice President
HARTFORD FUNDS DISTRIBUTORS, LLC
By: /s/ Joseph G. Melcher
Name: Joseph G. Melcher
Title: Executive Vice President

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:2/28/23497K
6/7/22485BPOS,  497K
8/3/21
2/28/17485BPOS,  497K
2/29/16485BPOS,  497,  497K
5/29/15497K,  EFFECT
4/30/1440-33,  485BPOS,  497K,  N-CSR/A,  N-CSRS,  NSAR-A,  NSAR-A/A
9/30/11485BPOS,  497K,  N-MFP
5/31/11485BPOS,  497K,  N-MFP
5/28/10485BPOS,  497K
5/31/09485BPOS
8/29/08485BPOS,  497,  N-PX
6/30/08485BPOS,  N-PX
5/31/07485BPOS
12/15/06485BPOS
8/2/06
5/10/06
4/29/05485BPOS
1/1/05
5/19/04485BPOS,  497
8/28/03
10/31/0224F-2NT,  N-30D,  NSAR-B,  NSAR-B/A
4/30/01485BPOS,  N-1A,  N-30D,  NSAR-A
4/27/00
7/31/99
9/30/98
7/31/98
4/30/98
7/22/96
 List all Filings 

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   49:77M                                    Donnelley … Solutions/FA
 2/27/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   15:43M                                    Donnelley … Solutions/FA
12/15/23  Hartford Mutual Funds Inc./CT     485APOS                2:25M                                    Donnelley … Solutions/FA
 7/14/23  Hartford Mutual Funds Inc./CT     POS EX      7/14/23    2:323K                                   Donnelley … Solutions/FA

35 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/06/23  Hartford Mutual Funds II Inc.     N-CSR      10/31/22    4:26M                                    Donnelley … Solutions/FA
 1/06/23  Hartford Mutual Funds Inc./CT     N-CSR      10/31/22    4:62M                                    Donnelley … Solutions/FA
 6/07/22  Hartford Mutual Funds Inc./CT     485BPOS     6/07/22   20:5M                                     Donnelley … Solutions/FA
 5/24/22  Hartford Mutual Funds II Inc.     485BPOS     5/24/22   22:4.7M                                   Donnelley … Solutions/FA
 2/28/22  Hartford Mutual Funds Inc./CT     485BPOS     2/28/22   72:61M                                    Donnelley … Solutions/FA
 2/26/21  Hartford Mutual Funds Inc./CT     485BPOS     3/01/21  321:77M                                    Donnelley … Solutions/FA
 2/28/20  Hartford Mutual Funds Inc./CT     485BPOS     2/28/20   12:35M                                    Toppan Merrill/FA
12/13/19  Hartford Mutual Funds Inc./CT     485APOS               12:6.5M                                   Toppan Merrill/FA
 7/10/19  Hartford Mutual Funds Inc./CT     485BPOS7/10/19   10:6.6M                                   Toppan Merrill/FA
 4/30/19  Hartford Mutual Funds Inc./CT     485BPOS     5/01/19    4:6.3M                                   Toppan Merrill/FA
 2/28/19  Hartford Mutual Funds Inc./CT     485BPOS     2/28/19   17:36M                                    Toppan Merrill/FA
12/20/18  Hartford Mutual Funds Inc./CT     485APOS¶              11:6.3M                                   Toppan Merrill/FA
 2/28/18  Hartford Mutual Funds Inc./CT     485BPOS     2/28/18   17:36M                                    Toppan Merrill/FA
 2/28/17  Hartford Mutual Funds Inc./CT     485BPOS     2/28/17   14:3.4M                                   Toppan Merrill/FA
12/27/16  Hartford Mutual Funds Inc./CT     485APOS¶              12:8.5M                                   Toppan Merrill/FA
12/08/16  Hartford Mutual Funds Inc./CT     485BXT                 8:1.5M                                   Toppan Merrill/FA
 2/29/16  Hartford Mutual Funds Inc./CT     485BPOS2/29/16   11:1.8M                                   Toppan Vite NY Inc./FA
12/22/15  Hartford Mutual Funds Inc./CT     485APOS¶              10:17M                                    Toppan Vite NY Inc./FA
 5/28/15  Hartford Mutual Funds Inc./CT     485APOS¶              13:3.8M                                   Toppan Merrill/FA
 2/27/15  Hartford Mutual Funds Inc./CT     485BPOS     2/27/15   13:54M                                    Toppan Merrill/FA
12/19/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:9M                                     Toppan Merrill/FA
11/07/14  Hartford Mutual Funds Inc./CT     485BPOS    11/07/14   10:23M                                    Toppan Merrill/FA
 8/29/14  Hartford Mutual Funds Inc./CT     485BPOS     8/29/14   11:3.3M                                   Toppan Merrill/FA
 8/27/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:13M                                    Toppan Merrill/FA
 5/30/14  Hartford Mutual Funds Inc./CT     485BPOS     5/30/14    6:12M                                    Toppan Merrill/FA
 4/30/14  Hartford Mutual Funds Inc./CT     485BPOS     4/30/14   10:3.4M                                   Toppan Merrill/FA
 2/28/14  Hartford Mutual Funds Inc./CT     485BPOS     2/28/14   10:59M                                    Toppan Merrill/FA
12/20/13  Hartford Mutual Funds Inc./CT     485APOS12/19/13    6:53M                                    Toppan Merrill/FA
11/29/13  Hartford Mutual Funds Inc./CT     485BPOS    11/29/13   10:3.8M                                   Toppan Merrill/FA
 2/28/13  Hartford Mutual Funds Inc./CT     485BPOS     3/01/13   21:59M                                    Toppan Merrill/FA
11/30/12  Hartford Mutual Funds Inc./CT     485BPOS    11/30/12    7:2.3M                                   Toppan Merrill/FA
 9/17/12  Hartford Mutual Funds Inc./CT     485APOS¶               6:3.3M                                   Toppan Merrill/FA
 9/30/11  Hartford Mutual Funds Inc./CT     485BPOS     9/30/11   10:13M                                    Toppan Merrill/FA
12/15/10  Hartford Mutual Funds Inc./CT     485APOS¶              11:34M                                    Toppan Merrill/FA
 5/19/04  Hartford Mutual Funds Inc./CT     485BPOS     5/19/04   11:475K                                   Bowne of Boston/FA
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