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Hartford Mutual Funds Inc./CT, et al. – ‘485BPOS’ on 2/28/23 – ‘EX-99.H(V)B’

On:  Tuesday, 2/28/23, at 4:08pm ET   ·   Effective:  2/28/23   ·   Accession #:  1193125-23-53813   ·   File #s:  333-02381, 811-07589

Previous ‘485BPOS’:  ‘485BPOS’ on 6/22/22   ·   Next:  ‘485BPOS’ on 2/27/24   ·   Latest:  ‘485BPOS’ on 2/28/24   ·   39 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/23  Hartford Mutual Funds Inc./CT     485BPOS     2/28/23   63:57M                                    Donnelley … Solutions/FAHartford AARP Balanced Retirement Fund Class A (HAFAX) — Class C (HAICX) — Class F (HAFDX) — Class I (HAFIX) — Class R3 (HAFRX) — Class R4 (HAFSX) — Class R5 (HAFTX) — Class R6 (HAFVX) — Class Y (HAFYX)Hartford Climate Opportunities Fund Class A (HEOMX) — Class C (HEONX) — Class F (HEOFX) — Class I (HEOIX) — Class R3 (HEORX) — Class R4 (HEOSX) — Class R5 (HEOTX) — Class R6 (HEOVX) — Class Y (HEOYX)Hartford Core Equity Fund Class A (HAIAX) — Class C (HGICX) — Class F (HGIFX) — Class I (HGIIX) — Class R3 (HGIRX) — Class R4 (HGISX) — Class R5 (HGITX) — Class R6 (HAITX) — Class Y (HGIYX)Hartford Dynamic Bond Fund Class A (HDBAX) — Class C (HDBCX) — Class F (HDBFX) — Class I (HDBIX) — Class R5 (HDBRX) — Class R6 (HDBSX) — Class Y (HDBYX)Hartford Emerging Markets Equity Fund Class A (HERAX) — Class C (HERCX) — Class F (HERFX) — Class I (HERIX) — Class R3 (HERRX) — Class R4 (HERSX) — Class R5 (HERTX) — Class R6 (HERVX) — Class Y (HERYX)Hartford Global Impact Fund Class A (HGXAX) — Class C (HGXCX) — Class F (HGXFX) — Class I (HGXIX) — Class R3 (HGXRX) — Class R4 (HGXSX) — Class R5 (HGXTX) — Class R6 (HGXVX) — Class Y (HGXYX)Hartford International Equity Fund Class A (HDVAX) — Class C (HDVCX) — Class F (HDVFX) — Class I (HDVIX) — Class R3 (HDVRX) — Class R4 (HDVSX) — Class R5 (HDVTX) — Class R6 (HDVVX) — Class Y (HDVYX)Hartford Low Duration High Income Fund Class A (HFHAX) — Class C (HFHCX) — Class F (HFHFX) — Class I (HFHIX) — Class R3 (HFHRX) — Class R4 (HFHSX) — Class R5 (HFHTX) — Class Y (HFHYX)Hartford Moderate Allocation Fund Class A (HBAAX) — Class C (HBACX) — Class F (HBADX) — Class I (HBAIX) — Class R3 (HBARX) — Class R4 (HBASX) — Class R5 (HBATX)Hartford Multi-Asset Income Fund Class A (ITTAX) — Class C (HAFCX) — Class F (ITTFX) — Class I (ITTIX) — Class R3 (ITTRX) — Class R4 (ITTSX) — Class R5 (ITTTX) — Class R6 (ITTVX) — Class Y (IHAYX)Hartford Municipal Short Duration Fund Class A (HMJAX) — Class C (HMJCX) — Class F (HMJFX) — Class I (HMJIX)Hartford Real Asset Fund Class A (HRLAX) — Class C (HRLCX) — Class F (HRLFX) — Class I (HRLIX) — Class R3 (HRLRX) — Class R4 (HRLSX) — Class R5 (HRLTX) — Class R6 (HRLZX) — Class Y (HRLYX)Hartford Small Cap Value Fund Class A (HSMAX) — Class C (HTSCX) — Class F (HSMFX) — Class I (HSEIX) — Class R3 (HSMRX) — Class R4 (HSMSX) — Class R5 (HSMTX) — Class R6 (HSMVX) — Class Y (HSMYX)Hartford Sustainable Municipal Bond Fund Class A (HMKAX) — Class C (HMKCX) — Class F (HMKFX) — Class I (HMKIX)The Hartford Balanced Income Fund Class A (HBLAX) — Class C (HBLCX) — Class F (HBLFX) — Class I (HBLIX) — Class R3 (HBLRX) — Class R4 (HBLSX) — Class R5 (HBLTX) — Class R6 (HBLVX) — Class Y (HBLYX)The Hartford Capital Appreciation Fund Class A (ITHAX) — Class C (HCACX) — Class F (HCAFX) — Class I (ITHIX) — Class R3 (ITHRX) — Class R4 (ITHSX) — Class R5 (ITHTX) — Class R6 (ITHVX) — Class Y (HCAYX)The Hartford Checks & Balances Fund Class A (HCKAX) — Class C (HCKCX) — Class F (HCKFX) — Class I (HCKIX) — Class R3 (HCKRX) — Class R4 (HCKSX) — Class R5 (HCKTX)The Hartford Conservative Allocation Fund Class A (HCVAX) — Class C (HCVCX) — Class F (HCVFX) — Class I (HCVIX) — Class R3 (HCVRX) — Class R4 (HCVSX) — Class R5 (HCVTX)The Hartford Dividend & Growth Fund Class A (IHGIX) — Class C (HDGCX) — Class F (HDGFX) — Class I (HDGIX) — Class R3 (HDGRX) — Class R4 (HDGSX) — Class R5 (HDGTX) — Class R6 (HDGVX) — Class Y (HDGYX)The Hartford Emerging Markets Local Debt Fund Class A (HLDAX) — Class C (HLDCX) — Class F (HLDFX) — Class I (HLDIX) — Class R3 (HLDRX) — Class R4 (HLDSX) — Class R5 (HLDTX) — Class Y (HLDYX)The Hartford Equity Income Fund Class A (HQIAX) — Class C (HQICX) — Class F (HQIFX) — Class I (HQIIX) — Class R3 (HQIRX) — Class R4 (HQISX) — Class R5 (HQITX) — Class R6 (HQIVX) — Class Y (HQIYX)The Hartford Floating Rate Fund Class A (HFLAX) — Class C (HFLCX) — Class F (HFLFX) — Class I (HFLIX) — Class R3 (HFLRX) — Class R4 (HFLSX) — Class R5 (HFLTX) — Class Y (HFLYX)The Hartford Growth Allocation Fund Class A (HRAAX) — Class C (HRACX) — Class F (HRAFX) — Class I (HRAIX) — Class R3 (HRARX) — Class R4 (HRASX) — Class R5 (HRATX)The Hartford Healthcare Fund Class A (HGHAX) — Class C (HGHCX) — Class F (HGHFX) — Class I (HGHIX) — Class R3 (HGHRX) — Class R4 (HGHSX) — Class R5 (HGHTX) — Class R6 (HGHVX) — Class Y (HGHYX)The Hartford High Yield Fund Class A (HAHAX) — Class C (HAHCX) — Class F (HAHFX) — Class I (HAHIX) — Class R3 (HAHRX) — Class R4 (HAHSX) — Class R5 (HAHTX) — Class R6 (HAHVX) — Class Y (HAHYX)The Hartford Inflation Plus Fund Class A (HIPAX) — Class C (HIPCX) — Class F (HIPFX) — Class I (HIPIX) — Class R3 (HIPRX) — Class R4 (HIPSX) — Class R5 (HIPTX) — Class Y (HIPYX)The Hartford International Growth Fund Class A (HNCAX) — Class C (HNCCX) — Class F (HNCFX) — Class I (HNCJX) — Class R3 (HNCRX) — Class R4 (HNCSX) — Class R5 (HNCTX) — Class R6 (HNCUX) — Class Y (HNCYX)The Hartford International Opportunities Fund Class A (IHOAX) — Class C (HIOCX) — Class F (IHOFX) — Class I (IHOIX) — Class R3 (IHORX) — Class R4 (IHOSX) — Class R5 (IHOTX) — Class R6 (IHOVX) — Class Y (HAOYX)The Hartford International Value Fund Class A (HILAX) — Class C (HILCX) — Class F (HILDX) — Class I (HILIX) — Class R3 (HILRX) — Class R4 (HILSX) — Class R5 (HILTX) — Class R6 (HILUX) — Class Y (HILYX)The Hartford Midcap Fund Class A (HFMCX) — Class C (HMDCX) — Class F (HMDFX) — Class I (HFMIX) — Class R3 (HFMRX) — Class R4 (HFMSX) — Class R5 (HFMTX) — Class R6 (HFMVX) — Class Y (HMDYX)The Hartford Midcap Value Fund Class A (HMVAX) — Class C (HMVCX) — Class F (HMVFX) — Class I (HMVJX) — Class R3 (HMVRX) — Class R4 (HMVSX) — Class R5 (HMVTX) — Class R6 (HMVUX) — Class Y (HMVYX)The Hartford Municipal Opportunities Fund Class A (HHMAX) — Class C (HHMCX) — Class F (HHMFX) — Class I (HHMIX) — Class Y (HHMYX)The Hartford Short Duration Fund Class A (HSDAX) — Class C (HSDCX) — Class F (HSDFX) — Class I (HSDIX) — Class R3 (HSDRX) — Class R4 (HSDSX) — Class R5 (HSDTX) — Class R6 (HSDVX) — Class Y (HSDYX)The Hartford Small Co. Fund Class A (IHSAX) — Class C (HSMCX) — Class F (IHSFX) — Class I (IHSIX) — Class R3 (IHSRX) — Class R4 (IHSSX) — Class R5 (IHSUX) — Class R6 (IHSVX) — Class Y (HSCYX)The Hartford Strategic Income Fund Class A (HSNAX) — Class C (HSNCX) — Class F (HSNFX) — Class I (HSNIX) — Class R3 (HSNRX) — Class R4 (HSNSX) — Class R5 (HSNTX) — Class R6 (HSNVX) — Class Y (HSNYX)The Hartford Total Return Bond Fund Class A (ITBAX) — Class C (HABCX) — Class F (ITBFX) — Class I (ITBIX) — Class R3 (ITBRX) — Class R4 (ITBUX) — Class R5 (ITBTX) — Class R6 (ITBVX) — Class Y (HABYX)The Hartford World Bond Fund Class A (HWDAX) — Class C (HWDCX) — Class F (HWDFX) — Class I (HWDIX) — Class R3 (HWDRX) — Class R4 (HWDSX) — Class R5 (HWDTX) — Class R6 (HWDVX) — Class Y (HWDYX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Hartford Mutual Funds Inc/Ct                        HTML  28.60M 
 3: EX-99.A(LIX)  Articles Supplementary Dated October 20, 2022     HTML    393K 
 2: EX-99.A(LVIII)  Certificate of Correction Dated October 18,     HTML     28K 
                2022                                                             
 4: EX-99.A(LX)  Articles Supplementary Dated February 1, 2023      HTML    403K 
 5: EX-99.A(LXI)  Certificate of Correction Dated February 1, 2023  HTML     36K 
 6: EX-99.E(II)  Form of Selling Agreement                          HTML    158K 
 7: EX-99.H(I)C  Amendment No. 3 to Amended and Restated Transfer   HTML     36K 
                Agency and Service Agreement                                     
 8: EX-99.H(IV)  Amended and Restated Expense Limitation Agreement  HTML     90K 
 9: EX-99.H(V)B  Ninth Amendment to Global Securities Lending       HTML     43K 
                Agency Agreement D. Nov.18, 2021                                 
10: EX-99.I     Opinion and Consent of Counsel                      HTML     31K 
11: EX-99.J     Consents of Independent Registered Public           HTML     23K 
                Accounting Firm                                                  
12: EX-99.M(II)  Amendment to the Amended and Restated              HTML    169K 
                Distribution Plan                                                
13: EX-99.N     Amended and Restated Rule 18F-3 Plan                HTML     30K 
14: EX-99.P(V)  Schroders Group Personal Account Dealing Policy     HTML    276K 
15: EX-99.Q     Power of Attorney Dated February 16, 2023           HTML     31K 
21: R1          Document and Entity Information                     HTML    698K 
22: R2          Risk/Return Detail Data- The Hartford Capital       HTML    290K 
                Appreciation Fund                                                
23: R3          Risk/Return Detail Data- Hartford Core Equity Fund  HTML    284K 
24: R4          Risk/Return Detail Data- The Hartford Dividend and  HTML    310K 
                Growth Fund                                                      
25: R5          Risk/Return Detail Data- The Hartford Equity        HTML    292K 
                Income Fund                                                      
26: R6          Risk/Return Detail Data- The Hartford Healthcare    HTML    294K 
                Fund                                                             
27: R7          Risk/Return Detail Data- The Hartford MidCap Fund   HTML    287K 
28: R8          Risk/Return Detail Data- The Hartford MidCap Value  HTML    288K 
                Fund                                                             
29: R9          Risk/Return Detail Data- Hartford Small Cap Value   HTML    305K 
                Fund                                                             
30: R10         Risk/Return Detail Data- The Hartford Small         HTML    292K 
                Company Fund                                                     
31: R11         Risk/Return Detail Data- Hartford Dynamic Bond      HTML    191K 
                Fund                                                             
32: R12         Risk/Return Detail Data- The Hartford Emerging      HTML    315K 
                Markets Local Debt Fund                                          
33: R13         Risk/Return Detail Data- The Hartford Floating      HTML    317K 
                Rate Fund                                                        
34: R14         Risk/Return Detail Data- The Hartford Floating      HTML    323K 
                Rate High Income Fund                                            
35: R15         Risk/Return Detail Data- The Hartford High Yield    HTML    316K 
                Fund                                                             
36: R16         Risk/Return Detail Data- The Hartford Inflation     HTML    311K 
                Plus Fund                                                        
37: R17         Risk/Return Detail Data- The Hartford Municipal     HTML    260K 
                Opportunities Fund                                               
38: R18         Risk/Return Detail Data- Hartford Municipal Short   HTML    256K 
                Duration Fund                                                    
39: R19         Risk/Return Detail Data- The Hartford Short         HTML    310K 
                Duration Fund                                                    
40: R20         Risk/Return Detail Data- The Hartford Strategic     HTML    313K 
                Income Fund                                                      
41: R21         Risk/Return Detail Data- Hartford Sustainable       HTML    260K 
                Municipal Bond Fund                                              
42: R22         Risk/Return Detail Data- The Hartford Total Return  HTML    312K 
                Bond Fund                                                        
43: R23         Risk/Return Detail Data- The Hartford World Bond    HTML    320K 
                Fund                                                             
44: R24         Risk/Return Detail Data- Hartford Climate           HTML    304K 
                Opportunities Fund                                               
45: R25         Risk/Return Detail Data- Hartford Emerging Markets  HTML    314K 
                Equity Fund                                                      
46: R26         Risk/Return Detail Data- Hartford Global Impact     HTML    296K 
                Fund                                                             
47: R27         Risk/Return Detail Data- Hartford International     HTML    294K 
                Equity Fund                                                      
48: R28         Risk/Return Detail Data- The Hartford               HTML    313K 
                International Growth Fund                                        
49: R29         Risk/Return Detail Data- The Hartford               HTML    318K 
                International Opportunities Fund                                 
50: R30         Risk/Return Detail Data- The Hartford               HTML    301K 
                International Value Fund                                         
51: R31         Risk/Return Detail Data- The Hartford Balanced      HTML    313K 
                Income Fund                                                      
52: R32         Risk/Return Detail Data- Hartford AARP Balanced     HTML    338K 
                Retirement Fund                                                  
53: R33         Risk/Return Detail Data- Hartford Multi-Asset       HTML    322K 
                Income Fund                                                      
54: R34         Risk/Return Detail Data- Hartford Real Asset Fund   HTML    354K 
55: R35         Risk/Return Detail Data- The Hartford Checks and    HTML    293K 
                Balances Fund                                                    
56: R36         Risk/Return Detail Data- The Hartford Conservative  HTML    297K 
                Allocation Fund                                                  
57: R37         Risk/Return Detail Data- Hartford Moderate          HTML    294K 
                Allocation Fund                                                  
58: R38         Risk/Return Detail Data- The Hartford Growth        HTML    294K 
                Allocation Fund                                                  
59: R39         Risk/Return Detail Data                             HTML     25K 
61: XML         IDEA XML File -- Filing Summary                      XML    151K 
60: XML         XBRL Instance -- d268944d485bpos_htm                 XML   6.72M 
17: EX-101.CAL  XBRL Calculations -- hf-20230228_cal                 XML     30K 
18: EX-101.DEF  XBRL Definitions -- hf-20230228_def                  XML   8.23M 
19: EX-101.LAB  XBRL Labels -- hf-20230228_lab                       XML   1.78M 
20: EX-101.PRE  XBRL Presentations -- hf-20230228_pre                XML   7.73M 
16: EX-101.SCH  XBRL Schema -- hf-20230228                           XSD    294K 
62: JSON        XBRL Instance as JSON Data -- MetaLinks              430±  1.21M 
63: ZIP         XBRL Zipped Folder -- 0001193125-23-053813-xbrl      Zip   4.29M 


‘EX-99.H(V)B’   —   Ninth Amendment to Global Securities Lending Agency Agreement D. Nov.18, 2021


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Ninth Amendment to Global Securities Lending Agency Agreement d. Nov.18, 2021  

 

NINTH AMENDMENT TO THE

AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENT

 

 

This Amendment, dated November 10, 2022, hereby amends the Amended and Restated Global Securities Lending Agency Agreement (the “Agency Agreement”) dated as of October 1, 2019, as amended from time to time, between (i) CITIBANK, N.A., a national banking organization (the “Agent”) and (ii) each of the registered investment companies identified on the signature page hereto (each a “Registrant” and collectively, the “Registrants”) on behalf of each of its respective series identified on Appendix A (each a “Lender” and collectively, the “Lenders”). Capitalized terms used herein without definition shall have the meaning assigned thereto in the Agency Agreement.

WHEREAS, the Parties wish to amend the Agency Agreement to replace Appendix A and Exhibit A to the Agency Agreement;

NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the Parties hereby agree as follows:

 

  1.

Appendix A to the Agency Agreement is hereby deleted in its entirety and replaced with the Appendix A attached hereto.

 

  2.

Exhibit A to the Agency Agreement is hereby deleted in its entirety and replaced with the Exhibit A attached hereto.

 

  3.

All other provisions of the Agency Agreement remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the date set forth above.

 

CITIBANK, N.A., Agent

    The Hartford Mutual Funds, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
    The Hartford Mutual Funds II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
    Hartford Series Fund, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
    Hartford HLS Series Fund II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
    Lattice Strategies Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto
    Hartford Funds Exchange-Traded Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto

 

By:

 

/s/ John Bilello

   

By:

 

/s/ David A. Naab

Name:

 

John Bilello

   

Name:

 

David A. Naab

Title:

 

MD NAM Head of ASL

     

Title: Treasurer


Appendix A

amended and restated November 10, 2022

Lenders

The Hartford Mutual Funds, Inc.

1.  The Hartford Balanced Income Fund

2.  Hartford AARP Balanced Retirement Fund

3.  The Hartford Capital Appreciation Fund

4.  Hartford Core Equity Fund

5.  The Hartford Dividend and Growth Fund

6.  Hartford Emerging Markets Equity Fund

7.  The Hartford Emerging Markets Local Debt Fund

8.  Hartford Climate Opportunities Fund

9.  The Hartford Equity Income Fund

10.  Hartford Global Impact Fund

11.  Hartford Real Asset Fund (formerly, The Hartford Global Real Asset Fund)

12.  The Hartford Healthcare Fund

13.  The Hartford Inflation Plus Fund

14.  Hartford International Equity Fund

15.  The Hartford International Growth Fund

16.  The Hartford International Opportunities Fund

17.  The Hartford International Value Fund

18.  The Hartford MidCap Fund

19.  The Hartford MidCap Value Fund

20.  Hartford Multi-Asset Income Fund

21.  Hartford Sustainable Municipal Bond Fund

22.  The Hartford Municipal Opportunities Fund

23.  Hartford Municipal Short Duration Fund

24.  The Hartford Short Duration Fund

25.  Hartford Small Cap Value Fund

26.  The Hartford Small Company Fund

27.  The Hartford Strategic Income Fund

28.  The Hartford Total Return Bond Fund

29.  The Hartford World Bond Fund

30.  Hartford Dynamic Bond Fund

 

The Hartford Mutual Funds II, Inc.

1.  The Hartford Growth Opportunities Fund

2.  The Hartford Small Cap Growth Fund

3.  Hartford Quality Value Fund

4.  Hartford Schroders Emerging Markets Equity Fund

5.  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

6.  Hartford Schroders International Multi-Cap Value Fund

7.  Hartford Schroders International Stock Fund

8.  Hartford Schroders Tax-Aware Bond Fund

9.  Hartford Schroders US Small Cap Opportunities Fund

10.  Hartford Schroders US MidCap Opportunities Fund

11.  Hartford Schroders Diversified Emerging Markets Fund

12.  Hartford Schroders Sustainable Core Bond Fund

13.  Hartford Schroders International Contrarian Value Fund

14.  Hartford Schroders Sustainable International Core Fund


Hartford Series Fund, Inc.

1.  Hartford Balanced HLS Fund

2.  Hartford Capital Appreciation HLS Fund

3.  Hartford Disciplined Equity HLS Fund

4.  Hartford Dividend and Growth HLS Fund

5.  Hartford Healthcare HLS Fund

6.  Hartford International Opportunities HLS Fund

7.  Hartford MidCap HLS Fund

8.  Hartford Small Company HLS Fund

9.  Hartford Stock HLS Fund

10.  Hartford Total Return Bond HLS Fund

11.  Hartford Ultrashort Bond HLS Fund

 

Hartford HLS Series Fund II, Inc.

1.  Hartford Small Cap Growth HLS Fund

 

Lattice Strategies Trust

1.  Hartford Multifactor Developed Markets (ex-US) ETF

2.  Hartford Multifactor Emerging Markets ETF

3.  Hartford Multifactor Small Cap ETF

4.  Hartford Multifactor Diversified International ETF

5.  Hartford Multifactor US Equity ETF

6.  Hartford Longevity Economy ETF

7.  Hartford Disciplined US Equity ETF*

 

Hartford Funds Exchange-Traded Trust

1.  Hartford Municipal Opportunities ETF

2.  Hartford Schroders Tax-Aware Bond ETF

3.  Hartford Short Duration ETF

4.  Hartford Total Return Bond ETF

5.  Hartford Core Bond ETF

6.  Hartford Schroders ESG US Equity ETF

7.  Hartford Sustainable Income ETF

8.  Hartford Large Cap Growth ETF

*Added effective November 17, 2022


Exhibit A

to the Amended and Restated Global Securities Lending Agency Agreement,

Between CITIBANK, N.A., As the Agent

and each Registrant, on behalf of its respective Lenders

LIST OF DESIGNATED ACCOUNTS

amended and restated November 10, 2022

[REDACTED]


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:2/28/23497K
11/17/22
11/10/22
10/1/19
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   49:77M                                    Donnelley … Solutions/FA
 2/27/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   15:43M                                    Donnelley … Solutions/FA
12/15/23  Hartford Mutual Funds Inc./CT     485APOS                2:25M                                    Donnelley … Solutions/FA
 7/14/23  Hartford Mutual Funds Inc./CT     POS EX      7/14/23    2:323K                                   Donnelley … Solutions/FA


35 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/06/23  Hartford Mutual Funds II Inc.     N-CSR      10/31/22    4:26M                                    Donnelley … Solutions/FA
 1/06/23  Hartford Mutual Funds Inc./CT     N-CSR      10/31/22    4:62M                                    Donnelley … Solutions/FA
 6/07/22  Hartford Mutual Funds Inc./CT     485BPOS     6/07/22   20:5M                                     Donnelley … Solutions/FA
 5/24/22  Hartford Mutual Funds II Inc.     485BPOS     5/24/22   22:4.7M                                   Donnelley … Solutions/FA
 2/28/22  Hartford Mutual Funds Inc./CT     485BPOS     2/28/22   72:61M                                    Donnelley … Solutions/FA
 2/26/21  Hartford Mutual Funds Inc./CT     485BPOS     3/01/21  321:77M                                    Donnelley … Solutions/FA
 2/28/20  Hartford Mutual Funds Inc./CT     485BPOS     2/28/20   12:35M                                    Toppan Merrill/FA
12/13/19  Hartford Mutual Funds Inc./CT     485APOS               12:6.5M                                   Toppan Merrill/FA
 7/10/19  Hartford Mutual Funds Inc./CT     485BPOS7/10/19   10:6.6M                                   Toppan Merrill/FA
 4/30/19  Hartford Mutual Funds Inc./CT     485BPOS     5/01/19    4:6.3M                                   Toppan Merrill/FA
 2/28/19  Hartford Mutual Funds Inc./CT     485BPOS     2/28/19   17:36M                                    Toppan Merrill/FA
12/20/18  Hartford Mutual Funds Inc./CT     485APOS¶              11:6.3M                                   Toppan Merrill/FA
 2/28/18  Hartford Mutual Funds Inc./CT     485BPOS     2/28/18   17:36M                                    Toppan Merrill/FA
 2/28/17  Hartford Mutual Funds Inc./CT     485BPOS     2/28/17   14:3.4M                                   Toppan Merrill/FA
12/27/16  Hartford Mutual Funds Inc./CT     485APOS¶              12:8.5M                                   Toppan Merrill/FA
12/08/16  Hartford Mutual Funds Inc./CT     485BXT                 8:1.5M                                   Toppan Merrill/FA
 2/29/16  Hartford Mutual Funds Inc./CT     485BPOS2/29/16   11:1.8M                                   Toppan Vite NY Inc./FA
12/22/15  Hartford Mutual Funds Inc./CT     485APOS¶              10:17M                                    Toppan Vite NY Inc./FA
 5/28/15  Hartford Mutual Funds Inc./CT     485APOS¶              13:3.8M                                   Toppan Merrill/FA
 2/27/15  Hartford Mutual Funds Inc./CT     485BPOS     2/27/15   13:54M                                    Toppan Merrill/FA
12/19/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:9M                                     Toppan Merrill/FA
11/07/14  Hartford Mutual Funds Inc./CT     485BPOS    11/07/14   10:23M                                    Toppan Merrill/FA
 8/29/14  Hartford Mutual Funds Inc./CT     485BPOS     8/29/14   11:3.3M                                   Toppan Merrill/FA
 8/27/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:13M                                    Toppan Merrill/FA
 5/30/14  Hartford Mutual Funds Inc./CT     485BPOS     5/30/14    6:12M                                    Toppan Merrill/FA
 4/30/14  Hartford Mutual Funds Inc./CT     485BPOS     4/30/14   10:3.4M                                   Toppan Merrill/FA
 2/28/14  Hartford Mutual Funds Inc./CT     485BPOS     2/28/14   10:59M                                    Toppan Merrill/FA
12/20/13  Hartford Mutual Funds Inc./CT     485APOS12/19/13    6:53M                                    Toppan Merrill/FA
11/29/13  Hartford Mutual Funds Inc./CT     485BPOS    11/29/13   10:3.8M                                   Toppan Merrill/FA
 2/28/13  Hartford Mutual Funds Inc./CT     485BPOS     3/01/13   21:59M                                    Toppan Merrill/FA
11/30/12  Hartford Mutual Funds Inc./CT     485BPOS    11/30/12    7:2.3M                                   Toppan Merrill/FA
 9/17/12  Hartford Mutual Funds Inc./CT     485APOS¶               6:3.3M                                   Toppan Merrill/FA
 9/30/11  Hartford Mutual Funds Inc./CT     485BPOS     9/30/11   10:13M                                    Toppan Merrill/FA
12/15/10  Hartford Mutual Funds Inc./CT     485APOS¶              11:34M                                    Toppan Merrill/FA
 5/19/04  Hartford Mutual Funds Inc./CT     485BPOS     5/19/04   11:475K                                   Bowne of Boston/FA
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Filing Submission 0001193125-23-053813   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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