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Document/Exhibit Description Pages Size 1: 485BPOS Hartford Mutual Funds Inc/Ct HTML 28.60M 3: EX-99.A(LIX) Articles Supplementary Dated October 20, 2022 HTML 393K 2: EX-99.A(LVIII) Certificate of Correction Dated October 18, HTML 28K 2022 4: EX-99.A(LX) Articles Supplementary Dated February 1, 2023 HTML 403K 5: EX-99.A(LXI) Certificate of Correction Dated February 1, 2023 HTML 36K 6: EX-99.E(II) Form of Selling Agreement HTML 158K 7: EX-99.H(I)C Amendment No. 3 to Amended and Restated Transfer HTML 36K Agency and Service Agreement 8: EX-99.H(IV) Amended and Restated Expense Limitation Agreement HTML 90K 9: EX-99.H(V)B Ninth Amendment to Global Securities Lending HTML 43K Agency Agreement D. Nov.18, 2021 10: EX-99.I Opinion and Consent of Counsel HTML 31K 11: EX-99.J Consents of Independent Registered Public HTML 23K Accounting Firm 12: EX-99.M(II) Amendment to the Amended and Restated HTML 169K Distribution Plan 13: EX-99.N Amended and Restated Rule 18F-3 Plan HTML 30K 14: EX-99.P(V) Schroders Group Personal Account Dealing Policy HTML 276K 15: EX-99.Q Power of Attorney Dated February 16, 2023 HTML 31K 21: R1 Document and Entity Information HTML 698K 22: R2 Risk/Return Detail Data- The Hartford Capital HTML 290K Appreciation Fund 23: R3 Risk/Return Detail Data- Hartford Core Equity Fund HTML 284K 24: R4 Risk/Return Detail Data- The Hartford Dividend and HTML 310K Growth Fund 25: R5 Risk/Return Detail Data- The Hartford Equity HTML 292K Income Fund 26: R6 Risk/Return Detail Data- The Hartford Healthcare HTML 294K Fund 27: R7 Risk/Return Detail Data- The Hartford MidCap Fund HTML 287K 28: R8 Risk/Return Detail Data- The Hartford MidCap Value HTML 288K Fund 29: R9 Risk/Return Detail Data- Hartford Small Cap Value HTML 305K Fund 30: R10 Risk/Return Detail Data- The Hartford Small HTML 292K Company Fund 31: R11 Risk/Return Detail Data- Hartford Dynamic Bond HTML 191K Fund 32: R12 Risk/Return Detail Data- The Hartford Emerging HTML 315K Markets Local Debt Fund 33: R13 Risk/Return Detail Data- The Hartford Floating HTML 317K Rate Fund 34: R14 Risk/Return Detail Data- The Hartford Floating HTML 323K Rate High Income Fund 35: R15 Risk/Return Detail Data- The Hartford High Yield HTML 316K Fund 36: R16 Risk/Return Detail Data- The Hartford Inflation HTML 311K Plus Fund 37: R17 Risk/Return Detail Data- The Hartford Municipal HTML 260K Opportunities Fund 38: R18 Risk/Return Detail Data- Hartford Municipal Short HTML 256K Duration Fund 39: R19 Risk/Return Detail Data- The Hartford Short HTML 310K Duration Fund 40: R20 Risk/Return Detail Data- The Hartford Strategic HTML 313K Income Fund 41: R21 Risk/Return Detail Data- Hartford Sustainable HTML 260K Municipal Bond Fund 42: R22 Risk/Return Detail Data- The Hartford Total Return HTML 312K Bond Fund 43: R23 Risk/Return Detail Data- The Hartford World Bond HTML 320K Fund 44: R24 Risk/Return Detail Data- Hartford Climate HTML 304K Opportunities Fund 45: R25 Risk/Return Detail Data- Hartford Emerging Markets HTML 314K Equity Fund 46: R26 Risk/Return Detail Data- Hartford Global Impact HTML 296K Fund 47: R27 Risk/Return Detail Data- Hartford International HTML 294K Equity Fund 48: R28 Risk/Return Detail Data- The Hartford HTML 313K International Growth Fund 49: R29 Risk/Return Detail Data- The Hartford HTML 318K International Opportunities Fund 50: R30 Risk/Return Detail Data- The Hartford HTML 301K International Value Fund 51: R31 Risk/Return Detail Data- The Hartford Balanced HTML 313K Income Fund 52: R32 Risk/Return Detail Data- Hartford AARP Balanced HTML 338K Retirement Fund 53: R33 Risk/Return Detail Data- Hartford Multi-Asset HTML 322K Income Fund 54: R34 Risk/Return Detail Data- Hartford Real Asset Fund HTML 354K 55: R35 Risk/Return Detail Data- The Hartford Checks and HTML 293K Balances Fund 56: R36 Risk/Return Detail Data- The Hartford Conservative HTML 297K Allocation Fund 57: R37 Risk/Return Detail Data- Hartford Moderate HTML 294K Allocation Fund 58: R38 Risk/Return Detail Data- The Hartford Growth HTML 294K Allocation Fund 59: R39 Risk/Return Detail Data HTML 25K 61: XML IDEA XML File -- Filing Summary XML 151K 60: XML XBRL Instance -- d268944d485bpos_htm XML 6.72M 17: EX-101.CAL XBRL Calculations -- hf-20230228_cal XML 30K 18: EX-101.DEF XBRL Definitions -- hf-20230228_def XML 8.23M 19: EX-101.LAB XBRL Labels -- hf-20230228_lab XML 1.78M 20: EX-101.PRE XBRL Presentations -- hf-20230228_pre XML 7.73M 16: EX-101.SCH XBRL Schema -- hf-20230228 XSD 294K 62: JSON XBRL Instance as JSON Data -- MetaLinks 430± 1.21M 63: ZIP XBRL Zipped Folder -- 0001193125-23-053813-xbrl Zip 4.29M
Ninth Amendment to Global Securities Lending Agency Agreement d. Nov.18, 2021 |
NINTH AMENDMENT TO THE
AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENT
This Amendment, dated November 10, 2022, hereby amends the Amended and Restated Global Securities Lending Agency Agreement (the “Agency Agreement”) dated as of October 1, 2019, as amended from time to time, between (i) CITIBANK, N.A., a national banking organization (the “Agent”) and (ii) each of the registered investment companies identified on the signature page hereto (each a “Registrant” and collectively, the “Registrants”) on behalf of each of its respective series identified on Appendix A (each a “Lender” and collectively, the “Lenders”). Capitalized terms used herein without definition shall have the meaning assigned thereto in the Agency Agreement.
WHEREAS, the Parties wish to amend the Agency Agreement to replace Appendix A and Exhibit A to the Agency Agreement;
NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the Parties hereby agree as follows:
1. | Appendix A to the Agency Agreement is hereby deleted in its entirety and replaced with the Appendix A attached hereto. |
2. | Exhibit A to the Agency Agreement is hereby deleted in its entirety and replaced with the Exhibit A attached hereto. |
3. | All other provisions of the Agency Agreement remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the date set forth above.
CITIBANK, N.A., Agent |
The Hartford Mutual Funds, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto | |||
The Hartford Mutual Funds II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto | ||||
Hartford Series Fund, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto | ||||
Hartford HLS Series Fund II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto | ||||
Lattice Strategies Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto | ||||
Hartford Funds Exchange-Traded Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto |
By: |
/s/ John Bilello |
By: |
/s/ David A. Naab | |||||
Name: |
Name: |
|||||||
Title: |
MD NAM Head of ASL |
Title: Treasurer |
Appendix A
amended and restated November 10, 2022
Lenders
The Hartford Mutual Funds, Inc. |
1. The Hartford Balanced Income Fund |
2. Hartford AARP Balanced Retirement Fund |
3. The Hartford Capital Appreciation Fund |
4. Hartford Core Equity Fund |
5. The Hartford Dividend and Growth Fund |
6. Hartford Emerging Markets Equity Fund |
7. The Hartford Emerging Markets Local Debt Fund |
8. Hartford Climate Opportunities Fund |
9. The Hartford Equity Income Fund |
10. Hartford Global Impact Fund |
11. Hartford Real Asset Fund (formerly, The Hartford Global Real Asset Fund) |
12. The Hartford Healthcare Fund |
13. The Hartford Inflation Plus Fund |
14. Hartford International Equity Fund |
15. The Hartford International Growth Fund |
16. The Hartford International Opportunities Fund |
17. The Hartford International Value Fund |
18. The Hartford MidCap Fund |
19. The Hartford MidCap Value Fund |
20. Hartford Multi-Asset Income Fund |
21. Hartford Sustainable Municipal Bond Fund |
22. The Hartford Municipal Opportunities Fund |
23. Hartford Municipal Short Duration Fund |
24. The Hartford Short Duration Fund |
25. Hartford Small Cap Value Fund |
26. The Hartford Small Company Fund |
27. The Hartford Strategic Income Fund |
28. The Hartford Total Return Bond Fund |
29. The Hartford World Bond Fund |
30. Hartford Dynamic Bond Fund |
The Hartford Mutual Funds II, Inc. |
1. The Hartford Growth Opportunities Fund |
2. The Hartford Small Cap Growth Fund |
3. Hartford Quality Value Fund |
4. Hartford Schroders Emerging Markets Equity Fund |
5. Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
6. Hartford Schroders International Multi-Cap Value Fund |
7. Hartford Schroders International Stock Fund |
8. Hartford Schroders Tax-Aware Bond Fund |
9. Hartford Schroders US Small Cap Opportunities Fund |
10. Hartford Schroders US MidCap Opportunities Fund |
11. Hartford Schroders Diversified Emerging Markets Fund |
12. Hartford Schroders Sustainable Core Bond Fund |
13. Hartford Schroders International Contrarian Value Fund |
14. Hartford Schroders Sustainable International Core Fund |
Hartford Series Fund, Inc. |
1. Hartford Balanced HLS Fund |
2. Hartford Capital Appreciation HLS Fund |
3. Hartford Disciplined Equity HLS Fund |
4. Hartford Dividend and Growth HLS Fund |
5. Hartford Healthcare HLS Fund |
6. Hartford International Opportunities HLS Fund |
7. Hartford MidCap HLS Fund |
8. Hartford Small Company HLS Fund |
9. Hartford Stock HLS Fund |
10. Hartford Total Return Bond HLS Fund |
11. Hartford Ultrashort Bond HLS Fund |
Hartford HLS Series Fund II, Inc. |
1. Hartford Small Cap Growth HLS Fund |
Lattice Strategies Trust |
1. Hartford Multifactor Developed Markets (ex-US) ETF |
2. Hartford Multifactor Emerging Markets ETF |
3. Hartford Multifactor Small Cap ETF |
4. Hartford Multifactor Diversified International ETF |
5. Hartford Multifactor US Equity ETF |
6. Hartford Longevity Economy ETF |
7. Hartford Disciplined US Equity ETF* |
Hartford Funds Exchange-Traded Trust |
1. Hartford Municipal Opportunities ETF |
2. Hartford Schroders Tax-Aware Bond ETF |
3. Hartford Short Duration ETF |
4. Hartford Total Return Bond ETF |
5. Hartford Core Bond ETF |
6. Hartford Schroders ESG US Equity ETF |
7. Hartford Sustainable Income ETF |
8. Hartford Large Cap Growth ETF |
*Added effective November 17, 2022
Exhibit A
to the Amended and Restated Global Securities Lending Agency Agreement,
Between CITIBANK, N.A., As the Agent
and each Registrant, on behalf of its respective Lenders
LIST OF DESIGNATED ACCOUNTS
amended and restated November 10, 2022
[REDACTED]
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 2/28/23 | 497K | ||
11/17/22 | ||||
11/10/22 | ||||
10/1/19 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/28/24 Hartford Mutual Funds Inc./CT 485BPOS 3/01/24 49:77M Donnelley … Solutions/FA 2/27/24 Hartford Mutual Funds Inc./CT 485BPOS 3/01/24 15:43M Donnelley … Solutions/FA 12/15/23 Hartford Mutual Funds Inc./CT 485APOS 2:25M Donnelley … Solutions/FA 7/14/23 Hartford Mutual Funds Inc./CT POS EX 7/14/23 2:323K Donnelley … Solutions/FA |