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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/24/23 Stone Ridge Trust 485BPOS 3/01/23 24:2.7M Donnelley … Solutions/FA → Stone Ridge High Yield Reinsurance Risk Premium Fund ⇒ Class I (SHRIX) — Class M (SHRMX) |
Document/Exhibit Description Pages Size
1: 485BPOS Stone Ridge High Yield Reinsurance Risk Premium HTML 1.18M
Fund
2: EX-99.(D)(2) First Amended and Restated Investment Management HTML 41K
Agreement Between Stone Ridge
3: EX-99.(D)(4) First Amended and Restated Investment Management HTML 40K
Agreement Between Stone Ridge
4: EX-99.(E)(7) Amendment No. 6 to the Distribution Agreement. HTML 18K
5: EX-99.(G)(4) Third Amendment to the Second Amended and HTML 17K
Restated Custody Agreement.
6: EX-99.(G)(5) Fourth Amendment to the Second Amended and HTML 14K
Restated Custody Agreement.
9: EX-99.(H)(13) Fourth Amendment to the Amended and Restated HTML 14K
Transfer Agent Servicing Agreement
10: EX-99.(H)(19) Fifth Amendment to the Amended and Restated HTML 14K
Fund Accounting Servicing Agreement
11: EX-99.(H)(20) Expense Limitation Agreement. HTML 17K
7: EX-99.(H)(7) Fifth Amendment to the Amended and Restated Fund HTML 13K
Administration Servicing
8: EX-99.(H)(8) Addendum to the Amended and Restated Fund HTML 27K
Administration Servicing Agreement.
12: EX-99.(J) Consent of Independent Registered Public HTML 10K
Accounting Firm
13: EX-99.(P) Code of Ethics of Stone Ridge and the Registrant. HTML 77K
19: R1 Document and Entity Information HTML 27K
20: R2 Risk/Return Detail Data- Stone Ridge High Yield HTML 259K
Reinsurance Risk Premium Fund
22: XML IDEA XML File -- Filing Summary XML 21K
21: XML XBRL Instance -- d439576d485bpos_htm XML 146K
15: EX-101.CAL XBRL Calculations -- srt-20230224_cal XML 21K
16: EX-101.DEF XBRL Definitions -- srt-20230224_def XML 240K
17: EX-101.LAB XBRL Labels -- srt-20230224_lab XML 387K
18: EX-101.PRE XBRL Presentations -- srt-20230224_pre XML 216K
14: EX-101.SCH XBRL Schema -- srt-20230224 XSD 20K
23: JSON XBRL Instance as JSON Data -- MetaLinks 96± 217K
24: ZIP XBRL Zipped Folder -- 0001193125-23-048941-xbrl Zip 393K
| Fourth Amendment to the Second Amended and Restated Custody Agreement. |
FOURTH AMENDMENT
TO THE STONE RIDGE TRUST
SECOND AMENDED AND RESTATED CUSTODY AGREEMENT
THIS FOURTH AMENDMENT, effective as of October 21, 2022, to the Second Amended and Restated Custody Agreement, dated as of September 24, 2020 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend Exhibit A to the Agreement, to remove the Stone Ridge Bitcoin Strategy Fund as of October 21, 2022, due to liquidation of the fund; and
WHEREAS, Article XV, Section 15.02 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties hereby amend the Agreement as follows:
| 1. | Effective October 21, 2022, Exhibit A of the Agreement is amended and restated as set forth in Exhibit A attached hereto. |
IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| STONE RIDGE TRUST, on behalf of each of the Funds individually and not jointly |
|
U.S. BANK NATIONAL ASSOCIATION | ||
| By: /s/ Leson Lee | By: /s/ Gregory Farley | |||
| Name: Leson Lee | Name: Gregory Farley | |||
| Title: Assistrant Treasurer | Title: Sr. Vice President | |||
1
Exhibit A to the Amended and Restated Custody Agreement
Stone Ridge Trust—Effective October 21, 2022
Fund Names
Separate Series of Stone Ridge Trust
Name of Series
Stone Ridge High Yield Reinsurance Risk Premium Fund
Stone Ridge U.S. Hedged Equity Fund
Stone Ridge Diversified Alternatives Fund
2
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 3/1/23 | None on these Dates | ||
| Filed on: | 2/24/23 | |||
| 10/21/22 | ||||
| 9/24/20 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/24 Stone Ridge Trust 485BPOS 3/01/24 15:2.9M Donnelley … Solutions/FA 2/26/24 Stone Ridge Trust 485BPOS 3/01/24 14:2.6M Donnelley … Solutions/FA 12/28/23 Stone Ridge Trust 485APOS 6:1.8M Donnelley … Solutions/FA 10/23/23 Stone Ridge Trust 485BPOS 10/23/23 89:33M Donnelley … Solutions/FA 8/09/23 Stone Ridge Trust 485APOS 2:4.5M Donnelley … Solutions/FA 2/28/23 Stone Ridge Trust 485BPOS 3/01/23 14:2.1M Donnelley … Solutions/FA 2/27/23 Stone Ridge Trust 485BPOS 3/01/23 14:2.9M Donnelley … Solutions/FA |