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JPMorgan Chase & Co. – ‘8-K’ for 3/1/23

On:  Wednesday, 3/1/23, at 4:45pm ET   ·   For:  3/1/23   ·   Accession #:  1193125-23-56441   ·   File #:  1-05805

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/23  JPMorgan Chase & Co.              8-K:8,9     3/01/23   12:262K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     40K 
 2: EX-99       Miscellaneous Exhibit                               HTML     14K 
 7: R1          Document and Entity Information                     HTML     71K 
10: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: XML         XBRL Instance -- d628011d8k_htm                      XML     39K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 4: EX-101.DEF  XBRL Definitions -- jpm-20230301_def                 XML     49K 
 5: EX-101.LAB  XBRL Labels -- jpm-20230301_lab                      XML     84K 
 6: EX-101.PRE  XBRL Presentations -- jpm-20230301_pre               XML     51K 
 3: EX-101.SCH  XBRL Schema -- jpm-20230301                          XSD     20K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    26K 
12: ZIP         XBRL Zipped Folder -- 0001193125-23-056441-xbrl      Zip     20K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i JPMORGAN CHASE & CO  i false  i 0000019617 0000019617 2023-03-01 2023-03-01 0000019617 us-gaap:CommonStockMember 2023-03-01 2023-03-01 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof5.75NonCumulativePreferredStockSeriesDDMember 2023-03-01 2023-03-01 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof6.00NonCumulativePreferredStockSeriesEEMember 2023-03-01 2023-03-01 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof4.75NonCumulativePreferredStockSeriesGGMember 2023-03-01 2023-03-01 0000019617 jpm:DepositarySharesOneFourHundredthInterestInAShareOf455NonCumulativePreferredStockSeriesJJMember 2023-03-01 2023-03-01 0000019617 jpm:DepositarySharesOneFourHundredthInterestInAShareOf4625NonCumulativePreferredStockSeriesLLMember 2023-03-01 2023-03-01 0000019617 jpm:DepositarySharesOneFourHundredthInterestInAShareOf420NonCumulativePreferredStockSeriesMMMember 2023-03-01 2023-03-01 0000019617 jpm:AlerianMLPIndexETNsDueMay242024Member 2023-03-01 2023-03-01 0000019617 jpm:GuaranteeOfCallableFixedRateNotesDueJune102032OfJPMorganChaseFinancialCompanyLLCMember 2023-03-01 2023-03-01

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported):  i March 1, 2023

 

 

JPMorgan Chase & Co.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 1-5805    i 13-2624428

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. employer

identification no.)

 i 383 Madison Avenue,

 i New York,  i New York

     i 10179
(Address of principal executive offices)     (Zip Code)

Registrant’s telephone number, including area code:  i (212)  i 270-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common stock    i JPM    i The New York Stock Exchange

 i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD

   i JPM PR D    i The New York Stock Exchange

 i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE

   i JPM PR C    i The New York Stock Exchange

 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG

   i JPM PR J    i The New York Stock Exchange

 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.55% Non-Cumulative Preferred Stock, Series JJ

   i JPM PR K    i The New York Stock Exchange

 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.625% Non-Cumulative Preferred Stock, Series LL

   i JPM PR L    i The New York Stock Exchange

 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.20% Non-Cumulative Preferred Stock, Series MM

   i JPM PR M    i The New York Stock Exchange

 i Alerian MLP Index ETNs due May 24, 2024

   i AMJ    i NYSE Arca, Inc.

 i Guarantee of Callable Fixed Rate Notes due June 10, 2032 of JPMorgan
Chase Financial Company LLC

   i JPM/32    i The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 8.01.    Other Events.

On March 1, 2023, JPMorgan Chase & Co. issued a press release announcing that, after June 30, 2023, CME Term SOFR will be the replacement reference rate for certain outstanding floating rate and fixed-to-floating rate debt securities, preferred stock and certificates of deposit issued by JPMorgan Chase & Co., JPMorgan Chase Financial Company LLC and JPMorgan Chase Bank, N.A. that use U.S. dollar LIBOR as the reference rate and that are governed by New York or Delaware law.

A copy of the press release referenced above is attached hereto as Exhibit 99.

Item 9.01.    Financial Statements and Exhibits.

(d) Exhibits

 

99    JPMorgan Chase & Co. press release dated March 1, 2023.
101    Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
104    Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JPMORGAN CHASE & CO.
(Registrant)
By:  

/s/ Jordan A. Costa

Name:   Jordan A. Costa
Title:   Managing Director

Dated: March 1, 2023


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
6/10/32
5/24/24
6/30/23
Filed on / For Period end:3/1/23424B2,  424B3,  FWP
 List all Filings 


19 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/07/24  JPMorgan Chase & Co.              424B3                  1:948K                                   Davis Polk & … LLP 01/FA
 2/01/24  JPMorgan Chase & Co.              S-4/A                  1:1M                                     Davis Polk & … LLP 01/FA
 1/18/24  JPMorgan Chase & Co.              424B2                  2:886K                                   Workiva Inc Wde… FA01/FA
 1/17/24  JPMorgan Chase & Co.              S-4                    9:1.3M                                   Davis Polk & … LLP 01/FA
 1/16/24  JPMorgan Chase & Co.              424B2                  1:763K                                   Workiva Inc Wde… FA01/FA
10/18/23  JPMorgan Chase & Co.              424B2                  2:609K                                   Donnelley … Solutions/FA
10/18/23  JPMorgan Chase & Co.              424B2                  2:618K                                   Donnelley … Solutions/FA
10/16/23  JPMorgan Chase & Co.              424B2                  1:573K                                   Donnelley … Solutions/FA
10/16/23  JPMorgan Chase & Co.              424B2                  1:605K                                   Donnelley … Solutions/FA
 7/19/23  JPMorgan Chase & Co.              424B2                  2:614K                                   Donnelley … Solutions/FA
 7/17/23  JPMorgan Chase & Co.              424B2                  1:597K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:852K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:156K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:154K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:158K                                   Donnelley … Solutions/FA
 5/26/23  JPMorgan Chase & Co.              424B2                  2:579K                                   Donnelley … Solutions/FA
 5/24/23  JPMorgan Chase & Co.              424B2                  1:573K                                   Donnelley … Solutions/FA
 4/13/23  JPMorgan Chase & Co.              424B2                  2:1.6M                                   Davis Polk & … LLP 01/FA
 4/13/23  JPMorgan Chase & Co.              S-3/A                  5:534K                                   Davis Polk & … LLP 01/FA
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