SEC Info - Auburn National Bancorporation, Inc. - ‘10-K’ for 12/31/23

Auburn National Bancorporation, Inc. – ‘10-K’ for 12/31/23 – ‘EX-31.1’

On: Thursday, 3/14/24, at 4:26pm ET · For: 12/31/23 · Accession #: 1193125-24-67944 · File #: 0-26486

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/14/24 Auburn Nat’l Bancorporation, Inc. 10-K 12/31/23 105:11M Donnelley … Solutions/FA

Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 3.07M 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 45K 3: EX-21.1 Subsidiaries List HTML 28K 4: EX-31.1 Certification -- §302 - SOA'02 HTML 39K 5: EX-31.2 Certification -- §302 - SOA'02 HTML 39K 6: EX-32.1 Certification -- §906 - SOA'02 HTML 32K 7: EX-32.2 Certification -- §906 - SOA'02 HTML 33K 13: R1 Document and Entity Information HTML 96K 14: R2 Consolidated Balance Sheets HTML 121K 15: R3 Consolidated Balance Sheets (Parentheticals) HTML 42K 16: R4 Consolidated Statements of Earnings HTML 124K 17: R5 Consolidated Statements of Comprehensive Income HTML 55K 18: R6 Consolidated Statements of Stockholders' Equity HTML 82K 19: R7 Consolidated Statements of Stockholders' Equity HTML 28K (Parentheticals) 20: R8 Consolidated Statements of Cash Flows HTML 131K 21: R9 Summary of Significant Accounting Policies HTML 132K 22: R10 Basic and Diluted Earnings Per Share HTML 35K 23: R11 Variable Interest Entity HTML 36K 24: R12 Securities HTML 78K 25: R13 Loan and Allowance for Loan Losses HTML 331K 26: R14 Premises and Equipment HTML 37K 27: R15 Mortgage Servicing Rights, Net HTML 61K 28: R16 Deposits HTML 36K 29: R17 Lease Commitment HTML 39K 30: R18 Other Comprehensive Income HTML 38K 31: R19 Income Taxes HTML 77K 32: R20 Employee Benefits HTML 35K 33: R21 Commitments and Contigent Liabilities HTML 43K 34: R22 Fair Value Disclosures HTML 114K 35: R23 Related Party Transactions HTML 38K 36: R24 Regulatory Restrictions and Capital Ratios HTML 59K 37: R25 Auburn National Bancorporation - 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Parent Only, HTML 82K Balance Sheet (Details) 99: R87 Auburn National Bancorporation - Parent Only, HTML 72K Statement of Earnings (Details) 100: R88 Auburn National Bancorporation - Parent Only, HTML 83K Statement of Cash Flows (Details) 102: XML IDEA XML File -- Filing Summary XML 187K 105: XML XBRL Instance -- d731871d10k_htm XML 3.03M 101: EXCEL IDEA Workbook of Financial Report Info XLSX 190K 9: EX-101.CAL XBRL Calculations -- aubn-20231231_cal XML 308K 10: EX-101.DEF XBRL Definitions -- aubn-20231231_def XML 620K 11: EX-101.LAB XBRL Labels -- aubn-20231231_lab XML 1.67M 12: EX-101.PRE XBRL Presentations -- aubn-20231231_pre XML 1.34M 8: EX-101.SCH XBRL Schema -- aubn-20231231 XSD 285K 103: JSON XBRL Instance as JSON Data -- MetaLinks 569± 848K 104: ZIP XBRL Zipped Folder -- 0001193125-24-067944-xbrl Zip 618K

AUBURN NATIONAL

BANCORPORATION,

INC AND SUBSIDIARIES

EXHIBIT 31.1

CERTIFICATION

PURSUANT TO

RULE 13a-14 OF THE SECURITIES EXCHANGE ACT OF 1934,

AS ADOPTED PURSUANT TO

SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

CERTIFICATION

I, David A. Hedges,

certify that:

1. I have reviewed this Annual Report on Form 10-K of Auburn National Bancorporation,

Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material

fact or omit to state a material

fact necessary to make the statements made, in light of the circumstances under

which such statements were made, not

misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included

in this report, fairly present in

all material respects the financial condition, results of operations and cash flows of the

registrant as of, and for, the periods

presented in this report;

4. The registrant’s other certifying officer

and I are responsible for establishing and maintaining disclosure controls and

procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control

over financial reporting (as

defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

Designed such disclosure controls and procedures, or caused such disclosure controls and

procedures to be

designed under our supervision, to ensure that material information relating to the registrant,

including its

consolidated subsidiaries, is made known to us by others within those entities, particularly

during the period in

which this report is being prepared;

Designed such internal control over financial reporting, or caused such internal

control over financial reporting to

be designed under our supervision, to provide reasonable assurance regarding the reliability

of financial reporting

and the preparation of financial statements for external purposes in accordance

with generally accepted

accounting principles;

Evaluated the effectiveness of the registrant’s

disclosure controls and procedures and presented in this report our

conclusions about the effectiveness of the disclosure controls and procedures,

as of the end of the period covered

by this report based on such evaluation; and

Disclosed in this report any change in the registrant’s

internal control over financial reporting that occurred

during the registrant’s most recent fiscal quarter

(the registrant’s fourth fiscal quarter

in the case of an annual

report) that has materially affected, or is reasonably likely to

materially affect, the registrant’s internal control

over financial reporting; and

5. The registrant’s other certifying officer

and I have disclosed, based on our most recent evaluation of internal control over

financial reporting, to the registrant’s auditors

and the audit committee of the registrant’s

board of directors (or persons

performing the equivalent functions):

All significant deficiencies and material weaknesses in the design or operation

of internal control over financial

reporting which are reasonably likely to adversely affect the registrant’s

ability to record, process, summarize and

report financial information; and

Any fraud, whether or not material, that involves management or other

employees who have a significant role in

the registrant’s internal control over

financial reporting.

Date: March 14, 2024

/s/ David A. Hedges

President and CEO

This ‘10-K’ Filing

Date

Other Filings

Filed on:

3/14/24

None on these Dates

For Period end:

12/31/23

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/31/08 Auburn Nat’l Bancorporation, Inc. 10-K 12/31/07 8:1.6M Donnelley … Solutions/FA 8/14/02 Auburn Nat’l Bancorporation, Inc. 10-Q 6/30/02 2:502K Donnelley Fin’l S… 10/FA

Auburn National Bancorporation, Inc. – ‘10-K’ for 12/31/23 – ‘EX-31.1’

On: Thursday, 3/14/24, at 4:26pm ET · For: 12/31/23 · Accession #: 1193125-24-67944 · File #: 0-26486

Previous ‘10-K’: ‘10-K’ on 3/17/23 for 12/31/22 · Next & Latest: ‘10-K/A’ on 4/12/24 for 12/31/23 · 2 References:

Annual Report — Form 10-K — SEA’34

Filing Table of Contents

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein

2 Previous Filings that this Filing References

Auburn National Bancorporation, Inc. – ‘10-K’ for 12/31/23 – ‘EX-31.1’

On: Thursday, 3/14/24, at 4:26pm ET · For: 12/31/23 · Accession #: 1193125-24-67944 · File #: 0-26486

Previous ‘10-K’: ‘10-K’ on 3/17/23 for 12/31/22 · Next & Latest: ‘10-K/A’ on 4/12/24 for 12/31/23 · 2 References: To: Auburn National Bancorporation, Inc. – ‘10-K’ on 3/31/08 for 12/31/07 To: Auburn National Bancorporation, Inc. – ‘10-Q’ on 8/14/02 for 6/30/02

Annual Report — Form 10-K — SEA’34Filing Table of Contents

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein

2 Previous Filings that this Filing References

Previous ‘10-K’: ‘10-K’ on 3/17/23 for 12/31/22 · Next & Latest: ‘10-K/A’ on 4/12/24 for 12/31/23 · 2 References:

Annual Report — Form 10-K — SEA’34

Filing Table of Contents