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Auburn National Bancorporation, Inc. – ‘10-K’ for 12/31/23 – ‘EX-32.1’

On:  Thursday, 3/14/24, at 4:26pm ET   ·   For:  12/31/23   ·   Accession #:  1193125-24-67944   ·   File #:  0-26486

Previous ‘10-K’:  ‘10-K’ on 3/17/23 for 12/31/22   ·   Next & Latest:  ‘10-K/A’ on 4/12/24 for 12/31/23   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/14/24  Auburn Nat’l Bancorporation, Inc. 10-K       12/31/23  105:11M                                    Donnelley … Solutions/FA

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.07M 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     45K 
 3: EX-21.1     Subsidiaries List                                   HTML     28K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     39K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     39K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     32K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     33K 
13: R1          Document and Entity Information                     HTML     96K 
14: R2          Consolidated Balance Sheets                         HTML    121K 
15: R3          Consolidated Balance Sheets (Parentheticals)        HTML     42K 
16: R4          Consolidated Statements of Earnings                 HTML    124K 
17: R5          Consolidated Statements of Comprehensive Income     HTML     55K 
18: R6          Consolidated Statements of Stockholders' Equity     HTML     82K 
19: R7          Consolidated Statements of Stockholders' Equity     HTML     28K 
                (Parentheticals)                                                 
20: R8          Consolidated Statements of Cash Flows               HTML    131K 
21: R9          Summary of Significant Accounting Policies          HTML    132K 
22: R10         Basic and Diluted Earnings Per Share                HTML     35K 
23: R11         Variable Interest Entity                            HTML     36K 
24: R12         Securities                                          HTML     78K 
25: R13         Loan and Allowance for Loan Losses                  HTML    331K 
26: R14         Premises and Equipment                              HTML     37K 
27: R15         Mortgage Servicing Rights, Net                      HTML     61K 
28: R16         Deposits                                            HTML     36K 
29: R17         Lease Commitment                                    HTML     39K 
30: R18         Other Comprehensive Income                          HTML     38K 
31: R19         Income Taxes                                        HTML     77K 
32: R20         Employee Benefits                                   HTML     35K 
33: R21         Commitments and Contigent Liabilities               HTML     43K 
34: R22         Fair Value Disclosures                              HTML    114K 
35: R23         Related Party Transactions                          HTML     38K 
36: R24         Regulatory Restrictions and Capital Ratios          HTML     59K 
37: R25         Auburn National Bancorporation - Parent Company     HTML     57K 
                Financials                                                       
38: R26         Summary of Significant Accounting Policies          HTML    194K 
                (Policies)                                                       
39: R27         Summary of Significant Accounting Policies          HTML     34K 
                (Tables)                                                         
40: R28         Basic and Diluted Earnings Per Share (Tables)       HTML     32K 
41: R29         Variable Interest Entity (Tables)                   HTML     34K 
42: R30         Securities (Tables)                                 HTML     73K 
43: R31         Loan and Allowance for Loan Losses (Tables)         HTML    273K 
44: R32         Premises and Equipment (Tables)                     HTML     34K 
45: R33         Mortgage Servicing Rights, Net (Tables)             HTML     49K 
46: R34         Deposits (Tables)                                   HTML     31K 
47: R35         Lease Commitments (Tables)                          HTML     35K 
48: R36         Other Comprehensive Income (Tables)                 HTML     36K 
49: R37         Income Taxes (Tables)                               HTML     69K 
50: R38         Commitment and Contigent Liabilities (Tables)       HTML     30K 
51: R39         Fair Value (Tables)                                 HTML     91K 
52: R40         Related Party Transactions (Tables)                 HTML     31K 
53: R41         Regulatory Restrictions and Capital Ratios          HTML     42K 
                (Tables)                                                         
54: R42         Auburn National Bancorporation - Parent Company     HTML     61K 
                (Tables)                                                         
55: R43         Summary Significant Accounting Policies (Details)   HTML     31K 
56: R44         Summary of Significant Accounting Policies          HTML     35K 
                Textuals (Details)                                               
57: R45         Basic and Diluted Earnings Per Share (Details)      HTML     47K 
58: R46         Variable Interest Entity (Details)                  HTML     33K 
59: R47         Security Types (Details)                            HTML     60K 
60: R48         Securities Continuous Unrealized Loss (Details)     HTML     57K 
61: R49         Securities Gross Realized Gain Loss (Details)       HTML     34K 
62: R50         Securities Textuals (Details)                       HTML     30K 
63: R51         Loans (Details)                                     HTML     55K 
64: R52         Loans Past Due Analysis (Details)                   HTML    117K 
65: R53         Loan Credit Quality Analysis (Details)              HTML    353K 
66: R54         Nonaccrual Loans (Details)                          HTML     46K 
67: R55         Collateral Dependent Loan Individually Evaluated    HTML     33K 
                (Details)                                                        
68: R56         Allowance for Credit Loss (Details)                 HTML     63K 
69: R57         Allowance For Credit Loss Additional Information    HTML     64K 
                (Details)                                                        
70: R58         Impaired Loans (Details)                            HTML     65K 
71: R59         Impaired Loans Averages (Details)                   HTML     47K 
72: R60         Loans Textuals (Details)                            HTML     30K 
73: R61         Premises and Equipment (Details)                    HTML     43K 
74: R62         Property, Plant Equipment Textuals (Details)        HTML     28K 
75: R63         Mortgage Servicing Rights, Net (Details)            HTML     42K 
76: R64         Mortgage Servicing Rights, net Data and             HTML     39K 
                Assumptions for Fair Value Calculation (Details)                 
77: R65         Mortgage Servicing Rights, net Estimated            HTML     38K 
                Amortization Expense For Future Periods (Details)                
78: R66         Mortgage Servicing Rights Textuals (Details)        HTML     27K 
79: R67         Deposits Time Deposit Maturities (Details)          HTML     40K 
80: R68         Deposits Textuals (Details)                         HTML     27K 
81: R69         Lease Commitment (Details)                          HTML     50K 
82: R70         Lease Commiment Textuals (Details)                  HTML     35K 
83: R71         Other Comprehensive Income (Details)                HTML     38K 
84: R72         Income Taxes (Details)                              HTML     49K 
85: R73         Income Tax Expense Reconciliation (Details)         HTML     65K 
86: R74         Income Tax, Components of Deferred Tax Asset and    HTML     58K 
                Liability (Details)                                              
87: R75         Change in Net Deferred Tax Asset (Details)          HTML     31K 
88: R76         Employee Benefits Textuals (Details)                HTML     28K 
89: R77         Commitment and Contingencies (Details)              HTML     33K 
90: R78         Commitments and Contingencies Textuals (Details)    HTML     29K 
91: R79         Fair Value (Details)                                HTML     62K 
92: R80         Fair Value Unobservable Inputs (Details)            HTML     52K 
93: R81         Fair Value Financial Instruments (Details)          HTML     44K 
94: R82         Related Party Transactions (Details)                HTML     34K 
95: R83         Related Party Transactions Textuals (Details)       HTML     28K 
96: R84         Regulatory Capital (Details)                        HTML     83K 
97: R85         Regulatory Capital Textuals (Details)               HTML     29K 
98: R86         Auburn National Bancorporation - Parent Only,       HTML     82K 
                Balance Sheet (Details)                                          
99: R87         Auburn National Bancorporation - Parent Only,       HTML     72K 
                Statement of Earnings (Details)                                  
100: R88         Auburn National Bancorporation - Parent Only,       HTML     83K  
                Statement of Cash Flows (Details)                                
102: XML         IDEA XML File -- Filing Summary                      XML    187K  
105: XML         XBRL Instance -- d731871d10k_htm                     XML   3.03M  
101: EXCEL       IDEA Workbook of Financial Report Info              XLSX    190K  
 9: EX-101.CAL  XBRL Calculations -- aubn-20231231_cal               XML    308K 
10: EX-101.DEF  XBRL Definitions -- aubn-20231231_def                XML    620K 
11: EX-101.LAB  XBRL Labels -- aubn-20231231_lab                     XML   1.67M 
12: EX-101.PRE  XBRL Presentations -- aubn-20231231_pre              XML   1.34M 
 8: EX-101.SCH  XBRL Schema -- aubn-20231231                         XSD    285K 
103: JSON        XBRL Instance as JSON Data -- MetaLinks              569±   848K  
104: ZIP         XBRL Zipped Folder -- 0001193125-24-067944-xbrl      Zip    618K

‘EX-32.1’   —   Certification — §906 – SOA’02

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

  EX-32.1  
 
 
AUBURN NATIONAL
 
BANCORPORATION,
 
INC AND SUBSIDIARIES
EXHIBIT 32.1
CERTIFICATION
 
PURSUANT TO
 
18 U.S.C. SECTION 1350,
 
AS ADOPTED PURSUANT TO
 
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
 
In connection with the Annual Report of Auburn National Bancorporation,
 
Inc. (the “Company”) on Form 10-K for the
period ending December 31, 2023, as filed with the Securities and Exchange Commission as
 
of the date hereof (the
“Report”), I, David A. Hedges, President and Chief Executive Officer,
 
certify, pursuant to 18
 
U.S.C. § 1350, as adopted
pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:
 
 
(1)
The Report fully complies with the requirements of Section 13(a)
 
or 15(d) of the Securities Exchange Act
of 1934; and
 
 
 
(2)
The information contained in the Report fairly presents, in all material respects, the financial
 
condition and
results of operations of the Company.
 
David A. Hedges
President and CEO
This certification accompanies this Annual Report and shall not be deemed
 
“filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, or otherwise subject to the liability of that Section.
 
This certification will not be deemed
to be incorporated by reference into any filing under the Securities Exchange Act of 1934,
 
except to the extent that the
registrant specifically incorporates it by reference.
A signed original of this written statement required by Section 906 has been provided
 
to, and will be retained by, Auburn
National Bancorporation, Inc. and furnished to the Securities and Exchange Commission
 
or its staff upon request.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/14/24None on these Dates
For Period end:12/31/23
 List all Filings 

2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/31/08  Auburn Nat’l Bancorporation, Inc. 10-K       12/31/07    8:1.6M                                   Donnelley … Solutions/FA
 8/14/02  Auburn Nat’l Bancorporation, Inc. 10-Q        6/30/02    2:502K                                   Donnelley Fin’l S… 10/FA
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