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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/24 SLR Investment Corp. 10-K 12/31/23 104:25M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 6.45M
2: EX-21.1 Subsidiaries List HTML 27K
3: EX-23.1 Consent of Expert or Counsel HTML 27K
4: EX-23.2 Consent of Expert or Counsel HTML 27K
5: EX-23.3 Consent of Expert or Counsel HTML 27K
6: EX-23.4 Consent of Expert or Counsel HTML 27K
7: EX-23.5 Consent of Expert or Counsel HTML 27K
8: EX-23.6 Consent of Expert or Counsel HTML 27K
15: EX-97.1 Clawback Policy re: Recovery of Erroneously HTML 48K
Awarded Compensation
16: EX-99.1 Miscellaneous Exhibit HTML 250K
17: EX-99.2 Miscellaneous Exhibit HTML 258K
18: EX-99.3 Miscellaneous Exhibit HTML 247K
19: EX-99.4 Miscellaneous Exhibit HTML 167K
20: EX-99.5 Miscellaneous Exhibit HTML 167K
21: EX-99.6 Miscellaneous Exhibit HTML 29K
9: EX-31.1 Certification -- §302 - SOA'02 HTML 31K
10: EX-31.2 Certification -- §302 - SOA'02 HTML 31K
11: EX-31.3 Certification -- §302 - SOA'02 HTML 31K
12: EX-32.1 Certification -- §906 - SOA'02 HTML 28K
13: EX-32.2 Certification -- §906 - SOA'02 HTML 28K
14: EX-32.3 Certification -- §906 - SOA'02 HTML 28K
27: R1 Cover Page HTML 98K
28: R2 Consolidated Statements of Assets And Liabilities HTML 121K
29: R3 Consolidated Statements of Assets And Liabilities HTML 55K
(Parenthetical)
30: R4 Consolidated Statements of Operations HTML 111K
31: R5 Consolidated Statements of Changes In Net Assets HTML 83K
32: R6 Consolidated Statements of Cash Flows HTML 120K
33: R7 Consolidated Statements of Cash Flows HTML 33K
(Parenthetical)
34: R8 Consolidated Schedule of Investments HTML 2.35M
35: R9 Consolidated Schedule of Investments HTML 236K
(Parenthetical)
36: R10 Pay vs Performance Disclosure HTML 41K
37: R11 Insider Trading Arrangements HTML 35K
38: R12 N-2 HTML 1.23M
39: R13 Organization HTML 34K
40: R14 Significant Accounting Policies HTML 59K
41: R15 Agreements HTML 38K
42: R16 Net Asset Value Per Share HTML 30K
43: R17 Earnings Per Share HTML 37K
44: R18 Fair Value HTML 156K
45: R19 Debt HTML 66K
46: R20 Income Tax Information and Distributions to HTML 67K
Stockholders and Other Tax Information
47: R21 Financial Highlights HTML 80K
48: R22 SLR Credit Solutions HTML 32K
49: R23 SLR Equipment Finance HTML 41K
50: R24 Kingsbridge Holdings, LLC HTML 34K
51: R25 SLR Healthcare ABL HTML 33K
52: R26 SLR Business Credit HTML 35K
53: R27 Commitments and Contingencies HTML 94K
54: R28 Capital Share Transactions HTML 40K
55: R29 Stock Repurchase Program HTML 37K
56: R30 SLR Senior Lending Program LLC HTML 184K
57: R31 Subsequent Events HTML 31K
58: R32 Earnings Per Share (Tables) HTML 36K
59: R33 Fair Value (Tables) HTML 154K
60: R34 Debt (Tables) HTML 56K
61: R35 Income Tax Information and Distributions to HTML 64K
Stockholders and Other Tax Information (Tables)
62: R36 Financial Highlights (Tables) HTML 79K
63: R37 Commitments and Contingencies (Tables) HTML 91K
64: R38 Capital Share Transactions (Tables) HTML 40K
65: R39 SLR Senior Lending Program LLC (Tables) HTML 183K
66: R40 Organization - Additional Information (Details) HTML 50K
67: R41 Significant Accounting Policies - Additional HTML 39K
Information (Details)
68: R42 Agreements - Additional Information (Details) HTML 57K
69: R43 Net Asset Value Per Share - Additional Information HTML 37K
(Details)
70: R44 Earnings Per Share - Summary of Computation of HTML 58K
Basic and Diluted Net (Details)
71: R45 Fair Value - Summary of Assets and Liabilities HTML 74K
Measured at Fair Value on a Recurring Basis
(Details)
72: R46 Fair Value - Summary of Changes in Fair Value of HTML 70K
Level 3 Assets and Liabilities (Details)
73: R47 Fair Value - Summary of Fair Valued Liabilities HTML 44K
measured using Significant Unobservable Inputs
(Level 3) (Details)
74: R48 Fair Value - Summary of Fair Valued Liabilities HTML 49K
measured using Significant Unobservable Inputs
(Level 3) (Parenthetical) (Details)
75: R49 Fair Value - Summary of Quantitative Information HTML 63K
about the Company's Level 3 Asset and Liability
(Details)
76: R50 Fair Value - Summary of Quantitative Information HTML 86K
about the Company's Level 3 Asset and Liability
(Parenthetical) (Details)
77: R51 Debt - Schedule of Long-term Debt Instruments HTML 68K
(Details)
78: R52 Debt - Schedule of Long-term Debt Instruments HTML 56K
(Parenthetical) (Details)
79: R53 Debt - Additional Information (Details) HTML 148K
80: R54 Income Tax Information and Distributions to HTML 69K
Stockholders and Other Tax Information - Summary
of distributions to shareholders (Details)
81: R55 Income Tax Information and Distributions to HTML 46K
Stockholders and Other Tax Information - Summary
of total accumulated earnings (Loss) on A Tax
Basis (Details)
82: R56 Income Tax Information and Distributions to HTML 61K
Stockholders and Other Tax Information -
Additional information (Details)
83: R57 Financial Highlights - Schedule of Financial HTML 76K
Highlights (Details)
84: R58 Financial Highlights - Schedule of Financial HTML 32K
Highlights (Parentheticals) (Details)
85: R59 SLR Credit Solutions - Additional Information HTML 89K
(Details)
86: R60 SLR Equipment Finance - Additional Information HTML 81K
(Details)
87: R61 Kingsbridge Holdings, LLC - Additional Information HTML 73K
(Details)
88: R62 SLR Healthcare ABL - Additional Information HTML 94K
(Details)
89: R63 SLR Business Credit - Additional Information HTML 110K
(Details)
90: R64 Commitments and Contingencies - Additional HTML 30K
Information (Details)
91: R65 Commitments and Contingencies - Summary of HTML 216K
Unfunded Debt and Equity Commitments (Details)
92: R66 Capital Share Transactions - Additional HTML 32K
Information (Details)
93: R67 Capital Share Transactions - Summary of HTML 47K
Transactions In Capital Stock (Details)
94: R68 Stock Repurchase Program - Additional Information HTML 42K
(Details)
95: R69 SLR Senior Lending Program LLC - Summary of SSLP's HTML 1.45M
portfolio (Details)
96: R70 SLR Senior Lending Program LLC - Summary financial HTML 129K
information for SSLP (Details)
97: R71 SLR Senior Lending Program LLC - Summary financial HTML 38K
information for SSLP (Parenthetical) (Details)
98: R72 SLR Senior Lending Program LLC - Additional HTML 82K
Information (Details)
99: R73 Subsequent Events - Additional Information HTML 33K
(Details)
101: XML IDEA XML File -- Filing Summary XML 164K
104: XML XBRL Instance -- d772201d10k_htm XML 10.17M
100: EXCEL IDEA Workbook of Financial Report Info XLSX 460K
23: EX-101.CAL XBRL Calculations -- slrc-20231231_cal XML 130K
24: EX-101.DEF XBRL Definitions -- slrc-20231231_def XML 1.26M
25: EX-101.LAB XBRL Labels -- slrc-20231231_lab XML 1.49M
26: EX-101.PRE XBRL Presentations -- slrc-20231231_pre XML 1.32M
22: EX-101.SCH XBRL Schema -- slrc-20231231 XSD 324K
102: JSON XBRL Instance as JSON Data -- MetaLinks 649± 919K
103: ZIP XBRL Zipped Folder -- 0001193125-24-047930-xbrl Zip 1.01M
| EX-31.1 |
Exhibit 31.1
Certification Pursuant to Section 302
Certification of Co-Chief Executive Officer
I, Michael S. Gross, certify that:
1. I have reviewed this annual report on Form 10-K of SLR Investment Corp.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
Dated this 27th day of February 2024.
| By: | /s/ MICHAEL S. GROSS | |
| Michael S. Gross Co-Chief Executive Officer |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/17/24 SLR Investment Corp. N-2ASR 4/17/24 20:2.2M Donnelley … Solutions/FA |