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Hartford Mutual Funds Inc./CT, et al. – ‘485BPOS’ on 2/27/24 – ‘EX-99.H(V)E’

On:  Tuesday, 2/27/24, at 2:33pm ET   ·   Effective:  3/1/24   ·   Accession #:  1193125-24-47691   ·   File #s:  333-02381, 811-07589

Previous ‘485BPOS’:  ‘485BPOS’ on 2/28/23   ·   Next & Latest:  ‘485BPOS’ on 2/28/24   ·   43 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   15:43M                                    Donnelley … Solutions/FAHartford AARP Balanced Retirement Fund Class A (HAFAX) — Class C (HAICX) — Class F (HAFDX) — Class I (HAFIX) — Class R3 (HAFRX) — Class R4 (HAFSX) — Class R5 (HAFTX) — Class R6 (HAFVX) — Class Y (HAFYX)Hartford Climate Opportunities Fund Class A (HEOMX) — Class C (HEONX) — Class F (HEOFX) — Class I (HEOIX) — Class R3 (HEORX) — Class R4 (HEOSX) — Class R5 (HEOTX) — Class R6 (HEOVX) — Class Y (HEOYX)Hartford Core Equity Fund Class A (HAIAX) — Class C (HGICX) — Class F (HGIFX) — Class I (HGIIX) — Class R3 (HGIRX) — Class R4 (HGISX) — Class R5 (HGITX) — Class R6 (HAITX) — Class Y (HGIYX)Hartford Dynamic Bond Fund Class A (HDBAX) — Class C (HDBCX) — Class F (HDBFX) — Class I (HDBIX) — Class R5 (HDBRX) — Class R6 (HDBSX) — Class Y (HDBYX)Hartford Emerging Markets Equity Fund Class A (HERAX) — Class C (HERCX) — Class F (HERFX) — Class I (HERIX) — Class R3 (HERRX) — Class R4 (HERSX) — Class R5 (HERTX) — Class R6 (HERVX) — Class Y (HERYX)Hartford Global Impact Fund Class A (HGXAX) — Class C (HGXCX) — Class F (HGXFX) — Class I (HGXIX) — Class R3 (HGXRX) — Class R4 (HGXSX) — Class R5 (HGXTX) — Class R6 (HGXVX) — Class Y (HGXYX)Hartford International Equity Fund Class A (HDVAX) — Class C (HDVCX) — Class F (HDVFX) — Class I (HDVIX) — Class R3 (HDVRX) — Class R4 (HDVSX) — Class R5 (HDVTX) — Class R6 (HDVVX) — Class Y (HDVYX)Hartford Low Duration High Income Fund Class A (HFHAX) — Class C (HFHCX) — Class F (HFHFX) — Class I (HFHIX) — Class R3 (HFHRX) — Class R4 (HFHSX) — Class R5 (HFHTX) — Class Y (HFHYX)Hartford Moderate Allocation Fund Class A (HBAAX) — Class C (HBACX) — Class F (HBADX) — Class I (HBAIX) — Class R3 (HBARX) — Class R4 (HBASX) — Class R5 (HBATX)Hartford Multi-Asset Income Fund Class A (ITTAX) — Class C (HAFCX) — Class F (ITTFX) — Class I (ITTIX) — Class R3 (ITTRX) — Class R4 (ITTSX) — Class R5 (ITTTX) — Class R6 (ITTVX) — Class Y (IHAYX)Hartford Municipal Short Duration Fund Class A (HMJAX) — Class C (HMJCX) — Class F (HMJFX) — Class I (HMJIX)Hartford Real Asset Fund Class A (HRLAX) — Class C (HRLCX) — Class F (HRLFX) — Class I (HRLIX) — Class R3 (HRLRX) — Class R4 (HRLSX) — Class R5 (HRLTX) — Class R6 (HRLZX) — Class Y (HRLYX)Hartford Small Cap Value Fund Class A (HSMAX) — Class C (HTSCX) — Class F (HSMFX) — Class I (HSEIX) — Class R3 (HSMRX) — Class R4 (HSMSX) — Class R5 (HSMTX) — Class R6 (HSMVX) — Class Y (HSMYX)Hartford Sustainable Municipal Bond Fund Class A (HMKAX) — Class C (HMKCX) — Class F (HMKFX) — Class I (HMKIX)The Hartford Balanced Income Fund Class A (HBLAX) — Class C (HBLCX) — Class F (HBLFX) — Class I (HBLIX) — Class R3 (HBLRX) — Class R4 (HBLSX) — Class R5 (HBLTX) — Class R6 (HBLVX) — Class Y (HBLYX)The Hartford Capital Appreciation Fund Class A (ITHAX) — Class C (HCACX) — Class F (HCAFX) — Class I (ITHIX) — Class R3 (ITHRX) — Class R4 (ITHSX) — Class R5 (ITHTX) — Class R6 (ITHVX) — Class Y (HCAYX)The Hartford Checks & Balances Fund Class A (HCKAX) — Class C (HCKCX) — Class F (HCKFX) — Class I (HCKIX) — Class R3 (HCKRX) — Class R4 (HCKSX) — Class R5 (HCKTX)The Hartford Conservative Allocation Fund Class A (HCVAX) — Class C (HCVCX) — Class F (HCVFX) — Class I (HCVIX) — Class R3 (HCVRX) — Class R4 (HCVSX) — Class R5 (HCVTX) — Class R6 New Class/Contract!Class Y New Class/Contract!The Hartford Dividend & Growth Fund Class A (IHGIX) — Class C (HDGCX) — Class F (HDGFX) — Class I (HDGIX) — Class R3 (HDGRX) — Class R4 (HDGSX) — Class R5 (HDGTX) — Class R6 (HDGVX) — Class Y (HDGYX)The Hartford Emerging Markets Local Debt Fund Class A (HLDAX) — Class C (HLDCX) — Class F (HLDFX) — Class I (HLDIX) — Class R3 (HLDRX) — Class R4 (HLDSX) — Class R5 (HLDTX) — Class Y (HLDYX)The Hartford Equity Income Fund Class A (HQIAX) — Class C (HQICX) — Class F (HQIFX) — Class I (HQIIX) — Class R3 (HQIRX) — Class R4 (HQISX) — Class R5 (HQITX) — Class R6 (HQIVX) — Class Y (HQIYX)The Hartford Floating Rate Fund Class A (HFLAX) — Class C (HFLCX) — Class F (HFLFX) — Class I (HFLIX) — Class R3 (HFLRX) — Class R4 (HFLSX) — Class R5 (HFLTX) — Class Y (HFLYX)The Hartford Growth Allocation Fund Class A (HRAAX) — Class C (HRACX) — Class F (HRAFX) — Class I (HRAIX) — Class R3 (HRARX) — Class R4 (HRASX) — Class R5 (HRATX)The Hartford Healthcare Fund Class A (HGHAX) — Class C (HGHCX) — Class F (HGHFX) — Class I (HGHIX) — Class R3 (HGHRX) — Class R4 (HGHSX) — Class R5 (HGHTX) — Class R6 (HGHVX) — Class Y (HGHYX)The Hartford High Yield Fund Class A (HAHAX) — Class C (HAHCX) — Class F (HAHFX) — Class I (HAHIX) — Class R3 (HAHRX) — Class R4 (HAHSX) — Class R5 (HAHTX) — Class R6 (HAHVX) — Class Y (HAHYX)The Hartford Inflation Plus Fund Class A (HIPAX) — Class C (HIPCX) — Class F (HIPFX) — Class I (HIPIX) — Class R3 (HIPRX) — Class R4 (HIPSX) — Class R5 (HIPTX) — Class Y (HIPYX)The Hartford International Growth Fund Class A (HNCAX) — Class C (HNCCX) — Class F (HNCFX) — Class I (HNCJX) — Class R3 (HNCRX) — Class R4 (HNCSX) — Class R5 (HNCTX) — Class R6 (HNCUX) — Class Y (HNCYX)The Hartford International Opportunities Fund Class A (IHOAX) — Class C (HIOCX) — Class F (IHOFX) — Class I (IHOIX) — Class R3 (IHORX) — Class R4 (IHOSX) — Class R5 (IHOTX) — Class R6 (IHOVX) — Class Y (HAOYX)The Hartford International Value Fund Class A (HILAX) — Class C (HILCX) — Class F (HILDX) — Class I (HILIX) — Class R3 (HILRX) — Class R4 (HILSX) — Class R5 (HILTX) — Class R6 (HILUX) — Class Y (HILYX)The Hartford Midcap Fund Class A (HFMCX) — Class C (HMDCX) — Class F (HMDFX) — Class I (HFMIX) — Class R3 (HFMRX) — Class R4 (HFMSX) — Class R5 (HFMTX) — Class R6 (HFMVX) — Class Y (HMDYX)The Hartford Midcap Value Fund Class A (HMVAX) — Class C (HMVCX) — Class F (HMVFX) — Class I (HMVJX) — Class R3 (HMVRX) — Class R4 (HMVSX) — Class R5 (HMVTX) — Class Y (HMVYX)The Hartford Municipal Opportunities Fund Class A (HHMAX) — Class C (HHMCX) — Class F (HHMFX) — Class I (HHMIX) — Class Y (HHMYX)The Hartford Short Duration Fund Class A (HSDAX) — Class C (HSDCX) — Class F (HSDFX) — Class I (HSDIX) — Class R3 (HSDRX) — Class R4 (HSDSX) — Class R5 (HSDTX) — Class R6 (HSDVX) — Class Y (HSDYX)The Hartford Small Co. Fund Class A (IHSAX) — Class C (HSMCX) — Class F (IHSFX) — Class I (IHSIX) — Class R3 (IHSRX) — Class R4 (IHSSX) — Class R5 (IHSUX) — Class R6 (IHSVX) — Class Y (HSCYX)The Hartford Strategic Income Fund Class A (HSNAX) — Class C (HSNCX) — Class F (HSNFX) — Class I (HSNIX) — Class R3 (HSNRX) — Class R4 (HSNSX) — Class R5 (HSNTX) — Class R6 (HSNVX) — Class Y (HSNYX)The Hartford Total Return Bond Fund Class A (ITBAX) — Class C (HABCX) — Class F (ITBFX) — Class I (ITBIX) — Class R3 (ITBRX) — Class R4 (ITBUX) — Class R5 (ITBTX) — Class R6 (ITBVX) — Class Y (HABYX)The Hartford World Bond Fund Class A (HWDAX) — Class C (HWDCX) — Class F (HWDFX) — Class I (HWDIX) — Class R3 (HWDRX) — Class R4 (HWDSX) — Class R5 (HWDTX) — Class R6 (HWDVX) — Class Y (HWDYX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Hartford Mutual Funds Inc/Ct                        HTML  33.90M 
 2: EX-99.A(LXII)  Articles Supplementary Dated January 23, 2024    HTML    510K 
 3: EX-99.A(LXIII)  Articles of Amendment Dated February 1, 2024    HTML     12K 
 4: EX-99.D(I)C  Form of Amendment Number 2 to Ima With Hfmc With   HTML     27K 
                Respect to Certain Funds                                         
 5: EX-99.D(II)G  Form of Amendment Number 9 to Ima With Hfmc       HTML    171K 
 6: EX-99.D(IV)D  Form of Amendment Number 10 to the Sub-Advisory   HTML     16K 
                Agreement With Wellington                                        
 7: EX-99.E(II)  Form of Selling Agreement                          HTML    162K 
 8: EX-99.H(I)  Form of Amended and Restated Transfer Agency and    HTML    146K 
                Service Agreement                                                
 9: EX-99.H(III)O  Amendment Fourteen to Fund Accounting Agreement  HTML     12K 
10: EX-99.H(III)P  Amendment Fifteen to Fund Accounting Agreement   HTML     21K 
11: EX-99.H(IV)  Form of Amended and Restated Expense Limitation    HTML     75K 
                Agreement                                                        
12: EX-99.H(V)E  Form of Thirteenth Amendment to the Global         HTML     47K 
                Securities Lending Agency Agreement                              
13: EX-99.I     Opinion and Consent of Counsel                      HTML     20K 
14: EX-99.J     Consents of Independent Registered Public           HTML     12K 
                Accounting Firm                                                  
15: EX-99.P(V)  Schroders Group Personal Account Dealing Policy     HTML    356K 


‘EX-99.H(V)E’   —   Form of Thirteenth Amendment to the Global Securities Lending Agency Agreement


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form of Thirteenth Amendment to the Global Securities Lending Agency Agreement  

 

FORM OF

THIRTEEN AMENDMENT TO THE

AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENT

 

 

This Amendment, dated March 1, 2024, hereby amends the Amended and Restated Global Securities Lending Agency Agreement (the “Agency Agreement”) dated as of October 1, 2019, as amended from time to time, between (i) CITIBANK, N.A., a national banking organization (the “Agent”) and (ii) each of the registered investment companies identified on the signature page hereto (each a “Registrant” and collectively, the “Registrants”) on behalf of each of its respective series identified on Appendix A (each a “Lender” and collectively, the “Lenders”). Capitalized terms used herein without definition shall have the meaning assigned thereto in the Agency Agreement.

WHEREAS, the Parties wish to amend the Agency Agreement to replace Appendix A and Exhibit A to the Agency Agreement;

NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the Parties hereby agree as follows:

 

  1.

Appendix A to the Agency Agreement is hereby deleted in its entirety and replaced with the Appendix A attached hereto.

 

  2.

Exhibit A to the Agency Agreement is hereby deleted in its entirety and replaced with the Exhibit A attached hereto.

 

  3.

All other provisions of the Agency Agreement remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the date set forth above.

 

CITIBANK, N.A., Agent   The Hartford Mutual Funds, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  The Hartford Mutual Funds II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  Hartford Series Fund, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  Hartford HLS Series Fund II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  Lattice Strategies Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto
  Hartford Funds Exchange-Traded Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto

 

By:                 By:              
Name:     Name:  
Title:     Title:  


Appendix A

amended and restated March 1, 2024

Lenders

The Hartford Mutual Funds, Inc.

1. The Hartford Balanced Income Fund

2. Hartford AARP Balanced Retirement Fund

3. The Hartford Capital Appreciation Fund

4. Hartford Core Equity Fund

5. The Hartford Dividend and Growth Fund

6. Hartford Dynamic Bond Fund

7. Hartford Emerging Markets Equity Fund

8. The Hartford Emerging Markets Local Debt Fund

9. Hartford Climate Opportunities Fund

10. The Hartford Equity Income Fund

11. Hartford Global Impact Fund

12. Hartford Real Asset Fund (formerly, The Hartford Global Real Asset Fund)

13. The Hartford Healthcare Fund

14. The Hartford Inflation Plus Fund

15. Hartford International Equity Fund

16. The Hartford International Growth Fund

17. The Hartford International Opportunities Fund

18. The Hartford International Value Fund

19. The Hartford MidCap Fund

20. The Hartford MidCap Value Fund

21. Hartford Multi-Asset Income Fund

22. Hartford Sustainable Municipal Bond Fund

23. The Hartford Municipal Opportunities Fund

24. Hartford Municipal Short Duration Fund

25. The Hartford Short Duration Fund

26. Hartford Small Cap Value Fund

27. The Hartford Small Company Fund

28. The Hartford Strategic Income Fund

29. The Hartford Total Return Bond Fund

30. The Hartford World Bond Fund

31. Hartford Low Duration High Income Fund*

 

The Hartford Mutual Funds II, Inc.

1. The Hartford Growth Opportunities Fund

2. The Hartford Small Cap Growth Fund

3. Hartford Schroders Emerging Markets Equity Fund

4. Hartford Schroders Emerging Markets Multi-Sector Bond Fund

5. Hartford Schroders International Multi-Cap Value Fund

6. Hartford Schroders International Stock Fund

7. Hartford Schroders Tax-Aware Bond Fund

8. Hartford Schroders US Small Cap Opportunities Fund

9. Hartford Schroders US MidCap Opportunities Fund

10. Hartford Schroders Diversified Emerging Markets Fund

11. Hartford Schroders Sustainable Core Bond Fund

12. Hartford Schroders International Contrarian Value Fund

13. Hartford Schroders Sustainable International Core Fund

14. Hartford Schroders Diversified Growth Fund


Hartford Series Fund, Inc.

1. Hartford Balanced HLS Fund

2. Hartford Capital Appreciation HLS Fund

3. Hartford Disciplined Equity HLS Fund

4. Hartford Dividend and Growth HLS Fund

5. Hartford Healthcare HLS Fund

6. Hartford International Opportunities HLS Fund

7. Hartford MidCap HLS Fund

8. Hartford Small Cap Growth HLS Fund*

9. Hartford Small Company HLS Fund

10. Hartford Stock HLS Fund

11. Hartford Total Return Bond HLS Fund

12. Hartford Ultrashort Bond HLS Fund

13. 

 

Hartford HLS Series Fund II, Inc.**

1. Hartford Small Cap Growth HLS Fund**

 

Lattice Strategies Trust

1. Hartford Multifactor Developed Markets (ex-US) ETF

2. Hartford Multifactor Emerging Markets ETF

3. Hartford Multifactor Small Cap ETF

4. Hartford Multifactor Diversified International ETF

5. Hartford Multifactor US Equity ETF

6. Hartford Longevity Economy ETF

7. Hartford Disciplined US Equity ETF

8. Hartford US Quality Growth ETF

9. Hartford US Value ETF

10. Hartford Multifactor International Small Company ETF

 

Hartford Funds Exchange-Traded Trust

1. Hartford Municipal Opportunities ETF

2. Hartford Schroders Tax-Aware Bond ETF

3. Hartford AAA CLO ETF (formerly, Short Duration ETF)

4. Hartford Total Return Bond ETF

5. Hartford Core Bond ETF

7. Hartford Sustainable Income ETF

8. Hartford Large Cap Growth ETF

9. Hartford Quality Value ETF

*Added effective April 26, 2024

** Removed from the agreement effective upon the closing of the reorganization of Hartford Small Cap Growth HLS Fund, a series of Hartford HLS Series Fund II, Inc. into Hartford Small Cap Growth HLS Fund, a series of Hartford Series Fund, Inc.


Exhibit A

to the Amended and Restated Global Securities Lending Agency Agreement,

Between CITIBANK, N.A., As the Agent

and each Registrant, on behalf of its respective Lenders

LIST OF DESIGNATED ACCOUNTS

amended and restated March 1, 2024

[REDACTED]


Dates Referenced Herein

This ‘485BPOS’ Filing    Date    Other Filings
4/26/24None on these Dates
Effective on:3/1/24
Filed on:2/27/24
10/1/19
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   49:77M                                    Donnelley … Solutions/FA


42 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/02/24  Hartford Mutual Funds II Inc.     N-CSR      10/31/23    4:25M                                    Donnelley … Solutions/FA
 1/02/24  Hartford Mutual Funds Inc./CT     N-CSR      10/31/23    4:61M                                    Donnelley … Solutions/FA
12/15/23  Hartford Mutual Funds Inc./CT     485APOS                2:25M                                    Donnelley … Solutions/FA
11/08/23  Hartford Mutual Funds II Inc.     485BPOS    11/08/23    5:17M                                    Donnelley … Solutions/FA
 9/20/23  Hartford Mutual Funds II Inc.     485BPOS     9/20/23   27:35M                                    Donnelley … Solutions/FA
 9/15/23  Lattice Strategies Trust          485APOS                3:17M                                    Donnelley … Solutions/FA
 4/13/23  Hartford Series Fund Inc.         485BPOS     5/01/23   27:12M                                    Donnelley … Solutions/FA
 2/28/23  Hartford Mutual Funds Inc./CT     485BPOS     2/28/23   63:57M                                    Donnelley … Solutions/FA
 6/07/22  Hartford Mutual Funds Inc./CT     485BPOS     6/07/22   20:5M                                     Donnelley … Solutions/FA
 5/24/22  Hartford Mutual Funds II Inc.     485BPOS     5/24/22   22:4.7M                                   Donnelley … Solutions/FA
 2/28/22  Hartford Mutual Funds Inc./CT     485BPOS     2/28/22   72:61M                                    Donnelley … Solutions/FA
 9/30/21  Hartford Mutual Funds II Inc.     485BPOS     9/30/21   25:4.3M                                   Donnelley … Solutions/FA
 2/26/21  Hartford Mutual Funds Inc./CT     485BPOS     3/01/21  321:77M                                    Donnelley … Solutions/FA
 2/28/20  Hartford Mutual Funds Inc./CT     485BPOS     2/28/20   12:35M                                    Toppan Merrill/FA
12/13/19  Hartford Mutual Funds Inc./CT     485APOS               12:6.5M                                   Toppan Merrill/FA
 7/10/19  Hartford Mutual Funds Inc./CT     485BPOS7/10/19   10:6.6M                                   Toppan Merrill/FA
 4/30/19  Hartford Mutual Funds Inc./CT     485BPOS     5/01/19    4:6.3M                                   Toppan Merrill/FA
 2/28/19  Hartford Mutual Funds Inc./CT     485BPOS     2/28/19   17:36M                                    Toppan Merrill/FA
12/20/18  Hartford Mutual Funds Inc./CT     485APOS¶              11:6.3M                                   Toppan Merrill/FA
 2/28/18  Hartford Mutual Funds Inc./CT     485BPOS     2/28/18   17:36M                                    Toppan Merrill/FA
 2/28/17  Hartford Mutual Funds Inc./CT     485BPOS     2/28/17   14:3.4M                                   Toppan Merrill/FA
12/27/16  Hartford Mutual Funds Inc./CT     485APOS¶              12:8.5M                                   Toppan Merrill/FA
12/08/16  Hartford Mutual Funds Inc./CT     485BXT                 8:1.5M                                   Toppan Merrill/FA
 2/29/16  Hartford Mutual Funds Inc./CT     485BPOS2/29/16   11:1.8M                                   Toppan Vite NY Inc./FA
12/22/15  Hartford Mutual Funds Inc./CT     485APOS¶              10:17M                                    Toppan Vite NY Inc./FA
 5/28/15  Hartford Mutual Funds Inc./CT     485APOS¶              13:3.8M                                   Toppan Merrill/FA
 2/27/15  Hartford Mutual Funds Inc./CT     485BPOS     2/27/15   13:54M                                    Toppan Merrill/FA
12/19/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:9M                                     Toppan Merrill/FA
11/07/14  Hartford Mutual Funds Inc./CT     485BPOS    11/07/14   10:23M                                    Toppan Merrill/FA
 8/29/14  Hartford Mutual Funds Inc./CT     485BPOS     8/29/14   11:3.3M                                   Toppan Merrill/FA
 8/27/14  Hartford Mutual Funds Inc./CT     485APOS¶               5:13M                                    Toppan Merrill/FA
 5/30/14  Hartford Mutual Funds Inc./CT     485BPOS     5/30/14    6:12M                                    Toppan Merrill/FA
 4/30/14  Hartford Mutual Funds Inc./CT     485BPOS     4/30/14   10:3.4M                                   Toppan Merrill/FA
 2/28/14  Hartford Mutual Funds Inc./CT     485BPOS     2/28/14   10:59M                                    Toppan Merrill/FA
12/20/13  Hartford Mutual Funds Inc./CT     485APOS12/19/13    6:53M                                    Toppan Merrill/FA
11/29/13  Hartford Mutual Funds Inc./CT     485BPOS    11/29/13   10:3.8M                                   Toppan Merrill/FA
 2/28/13  Hartford Mutual Funds Inc./CT     485BPOS     3/01/13   21:59M                                    Toppan Merrill/FA
11/30/12  Hartford Mutual Funds Inc./CT     485BPOS    11/30/12    7:2.3M                                   Toppan Merrill/FA
 9/17/12  Hartford Mutual Funds Inc./CT     485APOS¶               6:3.3M                                   Toppan Merrill/FA
 9/30/11  Hartford Mutual Funds Inc./CT     485BPOS     9/30/11   10:13M                                    Toppan Merrill/FA
12/15/10  Hartford Mutual Funds Inc./CT     485APOS¶              11:34M                                    Toppan Merrill/FA
 5/19/04  Hartford Mutual Funds Inc./CT     485BPOS     5/19/04   11:475K                                   Bowne of Boston/FA
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